China Securities Co.Ltd(601066)
About Hanshang Group Co.Ltd(600774)
Verification opinions on the listing and circulation of non-public offering of restricted shares
China Securities Co.Ltd(601066) (hereinafter referred to as " China Securities Co.Ltd(601066) " or "sponsor") as a sponsor of Hanshang Group Co.Ltd(600774) (hereinafter referred to as " Hanshang Group Co.Ltd(600774) " and "company") non-public offering of shares, In accordance with the provisions of relevant laws and regulations such as the measures for the administration of securities issuance and listing recommendation business, the detailed rules for the implementation of non-public development of shares by listed companies, and the self regulatory guidelines for listed companies of Shanghai Stock Exchange No. 11 - continuous supervision, we have carefully and prudently verified the listing and circulation of Hanshang Group Co.Ltd(600774) this non-public development of restricted shares, The verification opinions are as follows:
1、 Types of restricted shares traded in this listing
Approved by the reply on approving Hanshang Group Co.Ltd(600774) non-public offering of shares (zjxk [2021] No. 929) of China Securities Regulatory Commission, Hanshang Group Co.Ltd(600774) non-public offering of 68084400 RMB common shares (A shares) to specific investors (hereinafter referred to as "this non-public offering" or "this offering"). The new shares issued this time have been registered in Shanghai Branch of China Securities Depository and Clearing Co., Ltd. on September 16, 2021.
The new shares issued this time are tradable shares with limited sales conditions, and the sales restriction period of the shares subscribed by the issuing object is 6 months. According to the above arrangement of the restricted sale period, the newly issued shares will be listed and traded on the Shanghai Stock Exchange from the next trading day after the expiration of the restricted sale period. In case of legal holidays or rest days, it will be postponed to the first trading day thereafter, that is, the number of shares lifted this time is 68084400, which will be listed and traded from March 16, 2022.
After the restricted shares were listed and circulated this time, the company's non-public issuance of restricted shares has been lifted.
2、 Changes in the number of share capital of the company since the formation of the restricted shares
The company completed the registration procedures for non-public offering of shares on September 16, 2021, and the total number of shares of the company was changed from 226948002 shares to 295032402 shares.
In addition to the above matters, since the formation of the company's non-public offering of restricted shares, the company has not had any other events leading to the change of the number of share capital.
3、 Relevant commitments on the listing and circulation of restricted shares
The shareholders applying for lifting the restrictions on the sale of shares are all the issuing objects of this non-public offering. These shareholders promise that the shares subscribed for in this non-public offering shall not be transferred within 6 months from the date of listing.
As of the date of issuance of this verification opinion, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled the above commitments, and there is no situation that the failure to fulfill the relevant commitments affects the listing and circulation of the restricted shares.
4、 Listing and circulation of restricted shares
(I) the number of restricted shares listed and circulated this time is 68084400.
The limited circulation date of the shares is February 16, 2022.
(III) listing and circulation list of restricted shares
Unit: shares
Number of shareholders holding Limited sales shares in the remaining Limited sales number in the listing flow name of the number of shareholders holding Limited sales shares number of shares in the total share capital ratio of the company example (%)
Shanghai Huayi Asset Management Co., Ltd
Division 1 - Huage Zhijing 1 private investment 81784382.7781784380 capital fund
2 Zhou Shengjun 75092932.5575092930
Shanghai Chi Tai Asset Management Co., Ltd
Division 3 - Zibo Chi Tai Cheng Yun securities investment 74349442.5274349440-capital partnership (limited partnership)
Shanghai Chi Tai Asset Management Co., Ltd
Division 4 - chitai Zhuoyue No. 2 private placement certificate 74349442.5274349440 bond investment fund
5 Yuye Asset Management Co., Ltd. 74349442.5274349440
Shanghai Tuopai Asset Management Co., Ltd
Division 6 - Tuopai Xingfeng No. 8 private placement certificate 74349432.5274349430 bond investment fund
Yuanxin Yongfeng Fund - Qingdao Zhongju
7 Investment Co., Ltd. - Yuanxin Yongfeng 44163561.5044163560 Jinshui Muyang No. 1 single asset management
Management plan
Shanghai Chi Tai Asset Management Co., Ltd
Division 8 - chitai quantitative value No. 1 private 37174721.2637174720 raised securities investment fund
9 Beijing Yinwang Xinlian Investment Management Co., Ltd
10 Nord Fund Management Co., Ltd. 26022300.882602230
11 Wuhu Ruima Tianyu Investment Co., Ltd. 25528080.8725528080
12 Nanchang tengbang Investment Development Group has 22304830.7622304830 Co., Ltd
13 Suntront Technolocy Co.Ltd(300259) 2,230483 0.76 2,230483 0
14 Qingdao huazi Huijin Investment partnership 22304830.7622304830 industry (limited partnership)
Total 6808440023.08680844000
5、 Statement of changes in share capital structure
Unit: shares
Category number of changes in shares before the listing number of shares after the listing number of shares
1. Shares held by other domestic legal persons 60765378 - 60575107190271
Conditions for limited sale 2. Domestic natural persons hold 7509293 - 75092930 circulating shares
Total of 68274671 - 68084400190271 shares outstanding under Limited sales conditions
Tradable shares of A-Shares 226757731680844 Bank Of Qingdao Co.Ltd(002948) 42131 under no sale conditions total tradable shares 226757731680844 Bank Of Qingdao Co.Ltd(002948) 42131 under no sale conditions
Total shares 2950324020295032402
6、 Verification opinions of the recommendation institution
After verification, the recommendation institution believes that:
The holders of Restricted Shares applied for listing have strictly fulfilled their relevant commitments made in the company's non-public offering of shares; The listing and circulation of restricted shares meets the requirements of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance of listed companies, the rules for the listing of shares on the Shanghai Stock Exchange, the detailed rules for the implementation of non-public development of shares by listed companies and so on; The number of restricted shares lifted and the listing and circulation time of the restricted shares comply with relevant laws, administrative regulations, departmental rules, relevant rules and shareholders' commitments; As of the date of issuance of this verification report, the information disclosure related to the restricted shares of the company is true, accurate and complete.
China Securities Co.Ltd(601066) has no objection to the listing and circulation of Hanshang Group Co.Ltd(600774) this non-public offering of restricted shares.
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(there is no text on this page, which is the signature and seal page of China Securities Co.Ltd(601066) verification opinions on the listing and circulation of Hanshang Group Co.Ltd(600774) non-public Development Bank restricted shares) signature of the sponsor representative:
Yan rang, Yu Kangze
China Securities Co.Ltd(601066) mm / DD / yyyy
