Shaanxi Sirui New Material Co., Ltd
Initial public offering and listing on the science and Innovation Board
Announcement of issuance results
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
hot tip
The application of Shaanxi Sri new materials Co., Ltd. (hereinafter referred to as “Sri new materials”, “issuer” or “company”) for the initial public offering of RMB common shares (A shares) (hereinafter referred to as “this offering”) has been examined and approved by the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange, It has been approved to register by China Securities Regulatory Commission (hereinafter referred to as “CSRC”) (zjxk [2022] No. 162). The sponsor and lead underwriter of this offering are Haitong Securities Company Limited(600837) (hereinafter referred to as ” Haitong Securities Company Limited(600837) ” or “sponsor (lead underwriter)”). The issuer’s stock is referred to as “Sri new material” for short, and the expansion is referred to as “Shaanxi Sri new material stock”, with the stock code of 688102.
This issuance adopts directional placement to strategic investors (hereinafter referred to as “strategic placement”) Offline inquiry placement to qualified offline investors (hereinafter referred to as “offline issuance”) and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts market value in Shanghai market (hereinafter referred to as “online issuance”). The issuer and the recommendation institution (lead underwriter) comprehensively consider the fundamentals of the issuer, the number of shares in this public offering, the industry in which the issuer is located, the valuation level of comparable listed companies, market conditions, the demand for raised funds and underwriting risks, and negotiate to determine that the price of this offering is 10.48 yuan / share, and the number of shares to be issued is 40.01 million, all of which are new shares, No transfer of old shares.
The initial strategic placement quantity of this issuance is 6.015 million shares, accounting for 15% of this issuance quantity. The subscription funds promised by the strategic investors have been fully remitted to the bank account designated by the sponsor (lead underwriter) within the specified time. The final strategic placement number of this issuance was 5418524 shares, accounting for 13.54% of the total issuance. The difference between the final strategic placement quantity and the initial strategic placement quantity of 582976 shares has been transferred back to offline issuance.
Before the launch of the online and offline call back mechanism, the number of shares issued offline was 27789976, accounting for 80.34% of the number issued after deducting the final strategic placement; The number of shares issued online was 6.815 million, accounting for 19.66% of the number issued after deducting the final strategic placement.
According to the callback mechanism announced in the announcement on the initial public offering and listing of Shaanxi Sri new materials Co., Ltd. on the science and Innovation Board (hereinafter referred to as the “issuance announcement”), since the initial effective subscription multiple of online investors is 444342 times, more than 100 times, the issuer and the recommendation institution (lead underwriter) decided to start the callback mechanism for offline The scale of online issuance was adjusted, and 3459500 shares were transferred back from offline to online. After the callback mechanism was launched, the final number of shares issued offline was 2433047600, accounting for 70.34% of the number issued after deducting the number of strategic placements, and the final number of shares issued online was 10261000, accounting for 29.66% of the number issued after deducting the number of strategic placements.
After the callback mechanism was launched, the final winning rate of online issuance was 003395215%.
The online and offline subscription and payment work of this offering has been completed on March 9, 2022 (T + 2). 1、 Statistics of new share subscription
According to the data provided by Shanghai Stock Exchange and China Clearing Shanghai Branch, the sponsor (lead underwriter) has made statistics on the subscription of new shares issued online and offline. The results are as follows:
(I) strategic placement
The strategic placement of this offering is composed of the follow-up investment of the relevant subsidiaries of the sponsor, the special asset management plan established by the participation of the senior management and core employees of the issuer in this strategic placement. The follow-up investment institution is Haitong innovation Securities Investment Co., Ltd. (hereinafter referred to as “Haitong venture capital”), The special asset management plan established by the issuer’s senior managers and core employees participating in this strategic placement is the collective asset management plan for the strategic placement of Haitong futures and Sri new materials employees participating in the science and innovation board.
As of March 2, 2022 (T-3), all strategic investors have paid the subscription funds and the corresponding new share placement brokerage commission in full and on time (Haitong venture capital does not need to pay the new share placement brokerage commission). The recommendation institution (lead underwriter) has returned the excess amount of the initial payment of the strategic investor exceeding the corresponding amount of the final allocated shares before March 11, 2022 (T + 4).
The subscription results of strategic investors are as follows:
Sequential allocation quantity allocated amount new share placement investors (shares) (yuan, excluding Commission Commission (yuan) (month))
1 Haitong innovation Securities Investment Co., Ltd. 20005 Hunan Nanling Industry Explosive Material Co.Ltd(002096) 524000 0 24
2 Haitong futures Sri new material employees participated 3418024358208915217910446 12
Science and technology innovation board strategic placement collective asset management
Management plan
Total 5418524567861315217910446-
(II) online subscription of new shares
(1) Number of shares subscribed by online investors (shares): 10209895
(2) Subscription amount paid by online investors (yuan): 10699969960
(3) Number of online investors giving up subscription (shares): 51105
(4) Subscription amount abandoned by online investors (yuan): 53558040
(III) offline subscription of new shares
(1) Number of shares subscribed by offline investors (shares): 24330476
(2) Subscription amount paid by offline investors (yuan): 25498338848
(3) Number of offline investors giving up subscription (shares): 0
(4) Subscription amount abandoned by offline investors (yuan): 0.00
(5) Brokerage commission for placement of new shares paid by offline investors (yuan): 127492530
2、 Offline placement lottery results
According to the announcement on IPO arrangement and preliminary inquiry of Shaanxi Sirui new materials Co., Ltd. and the announcement on IPO of Shaanxi Sirui new materials Co., Ltd. and listing on the science and innovation board, On the morning of March 10, 2022 (T + 3), the issuer and the recommendation institution (lead underwriter) presided over the lottery winning ceremony of the online lower limit sale account of Sri new material’s initial public offering at Haitang hall, the conference room on the fourth floor of Zijinshan Hotel, 778 Dongfang Road, Pudong, Shanghai.
The lottery ceremony was conducted in accordance with the principles of openness, fairness and impartiality. The process and results of the lottery have been notarized by Shanghai Oriental notary office. The winning results are as follows:
Last digit winning lot number
Last “1” digit 9
Last “4” digits 1364
Securities investment funds and other partial stock asset management products established by participating in the public offering of offline issuance and subscription of A-Shares of Sri new materials, national social security fund, basic endowment insurance fund, enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund If the mantissa of the subscription allotment number held by the placement objects such as insurance funds and QFII funds that meet the relevant provisions of the measures for the administration of the use of insurance funds is the same as the above number, it is the winning number. A total of 2915 accounts participated in the offline placement and lottery in this issuance, and the number of accounts corresponding to 10% of the final allocated accounts (rounded up) is 292. According to the lottery results, all the winning accounts have obtained the shares for this placement, and the sales restriction period is 6 months. The number of shares corresponding to this part of the account is 1747922 shares, accounting for 7.18% of the total offline issuance and 5.05% of the total public offering after deducting the number of strategic placements. Please refer to the “attached table: table of lottery results of offline placement” for the specific conditions of the placing objects who won the lottery in this offline lottery.
3、 Underwriting by the recommendation institution (lead underwriter)
The number of shares abandoned by online and offline investors is underwritten by the sponsor (lead underwriter). The number of shares underwritten by the sponsor (lead underwriter) is 51105 shares, and the underwriting amount is 53558040 yuan. The number of shares underwritten by the sponsor (lead underwriter) accounts for 0.13% of the total issuance.
On March 11, 2022 (T + 4), the recommendation institution (lead underwriter) transferred the remaining stock underwriting funds, the funds raised from strategic placement and the funds raised from offline and online issuance to the issuer together after deducting the recommendation and underwriting fee and the brokerage commission for new share placement in accordance with the recommendation and underwriting agreement. The issuer submitted an application for share registration to China Clearing Shanghai Branch, Register the underwritten shares in the securities account designated by the sponsor (lead underwriter).
4、 Contact information of sponsor (lead underwriter)
If online and offline investors have any questions about the issuance results announced in this announcement, please contact the sponsor (lead underwriter) of this issuance.
The specific contact information is as follows:
Tel: 02123219622, 02123219496, 02123219524, 02123219904 contact: capital market department
Issuer: sponsor (lead underwriter) of Shaanxi Sri new materials Co., Ltd.: Haitong Securities Company Limited(600837) March 11, 2022 (this page has no text, which is the seal page of the announcement on the results of initial public offering and listing on the science and Innovation Board of Shaanxi Sri new materials Co., Ltd.)
Issuer: Shaanxi Sirui New Material Co., Ltd. (this page has no text and is the seal page of the announcement on the results of initial public offering and listing on the science and Innovation Board of Shaanxi Sirui New Material Co., Ltd.)
Sponsor (lead underwriter): Haitong Securities Company Limited(600837) mm / DD / yyyy
Attached table: lottery results of offline placement
No. name of offline investor name of placing object code of placing object number of final allotments Limited sales period (shares)
1 Hongde Fund Management Co., Ltd. Hongde advantage pilot flexible configuration hybrid securities investment d8900679146030 6-month fund
2 Tianhong Fund Management Co., Ltd. Tianhong Ankang Yifeng one-year holding hybrid securities d8902913016030 6-month investment fund
3 Tianhong Fund Management Co., Ltd. Tianhong high-end manufacturing hybrid securities investment fund d8902813146030 6 months
4 Tianhong Fund Management Co., Ltd. Tianhong CSI agricultural theme index sponsored securities d8902472636030 6-month investment fund
5 Tianhong Fund Management Co., Ltd. Tianhong selects food and beverage stock sponsored securities d8902295666030 6-month investment fund
6 Tianhong Fund Management Co., Ltd. Tianhong value selection flexible configuration hybrid initiated d8900429986030 6-month securities investment fund
7 Tianhong Fund Management Co., Ltd. Tianhong new value flexible allocation hybrid securities
