Suzhou Nanomicro Technology Co.Ltd(688690) 2021
Performance report of the audit committee of the board of directors
In accordance with the relevant provisions of the standards for corporate governance of listed companies, the Listing Rules of the science and Innovation Board of Shanghai Stock Exchange and the articles of association, the audit committee of Suzhou Nanomicro Technology Co.Ltd(688690) (hereinafter referred to as "the company") now reports the performance of its duties in 2021 as follows:
1、 Basic information of the audit committee
The audit committee of the board of directors of the company is composed of independent director Mr. Zhou Zhongsheng, independent director Mr. Delong Zhang and director Mr. Zhao Shun. Among them, the chairman is Mr. Zhou Zhongsheng, an independent director with professional accounting qualification, which meets the regulatory requirements and relevant regulations.
2、 Meetings of the audit committee
In 2021, the audit committee held four meetings, and all members attended the meeting in person. The convening and deliberation of the meeting are as follows:
Meeting time: proposal participation opinions of the session
The Audit Committee believes that the company's meeting has passed the following proposals: audit report for 20182020 1 On the confirmation and approval of the audit report of the company from 2018 to 2020 in accordance with the relevant regulations of the first audit report of the Ministry of Finance and China Securities Regulatory Commission and other relevant departments in April 2021 The relevant provisions on the financial statements in 2020; The proposal of the evaluation report on internal control of the company's related party transactions on February 2, 2020 is based on the market rules, and the transaction price is one meeting. 3 As for the confirmation of the company's connected transactions in 2020, the principle of "fairness, impartiality and fairness" is followed, the pricing is fair and reasonable, and does not harm the interests of the company and shareholders, especially small and medium-sized shareholders;
The following proposals were adopted at the meeting:
1. With regard to the company's 2020 financial statement report, the Audit Committee believes that the company's proposal 2020 financial statement report can meet 2 The financial budget report of the company in 2021 can be prepared in accordance with the requirements of the new accounting standards and the proposal of the first review, which is in line with the requirements of the Ministry of Finance and the May 2021 Accounting Committee Discussion on the profit distribution of the company in 2020 and the relevant provisions of the case No. 2021 of the CSRC and other relevant departments on August 8; Second review meeting hired by the company 4 The audit committee of the board of directors of the company in 2020 has the professional knowledge required to undertake the proposal audit of the work report of the company's Finance Committee. 5 With regard to the company's estimated related party transactions in 2021, he is qualified for the audit. Proposal on matters
6. Proposal on the company's continuing employment of accounting firm
The second audit meeting passed the following proposal, and the Audit Committee believes that: the company's finance and Planning Committee in August 2021 1 1 The financial statements of the company's 2021 semi annual report are in strict accordance with the proposal of the Ministry of Finance on September 19, 2021 and the summary of the accounting standards for business enterprises and other relevant three meetings 2 The proposal on changes in accounting policies stipulates that the preparation can be fairly reflected
Financial status and operating results of the company
And cash flow; Prepared by the company
The content of the financial report is true and accurate
It is accurate and complete, and there is no false record
Contains, misleading statements and material omissions
Leakage.
The Audit Committee believes that the company's financial
The financial statements are in strict accordance with the Ministry of finance
Accounting standards for business enterprises
The second review meeting passed the following proposal, which stipulates that the preparation can be fairly reflected
Financial status and operating results of the company in the third quarter report of 2021 issued by the Planning Commission in October 2021
Proposal and cash flow of the 26th month of 2021; Prepared by the company
The financial report of the fourth meeting is true and accurate
It is accurate and complete, and there is no false record
Contains, misleading statements and material omissions
Leakage.
3、 Performance of the audit committee in 2021
In 2021, the audit committee of the board of directors of the company conscientiously performed its duties based on the principle of diligence, and was mainly responsible for the supervision, verification and communication of the audit process. The key work is as follows:
1. Supervise and evaluate external audit
During the reporting period, the audit committee supervised and evaluated the independence and professionalism of Rongcheng Certified Public Accountants (special general partnership), the external audit institution hired by the company. We believe that Rongcheng Certified Public Accountants (special general partnership) can independently and diligently perform the responsibilities and obligations of the audit institution in strict accordance with the professional standards of Chinese certified public accountants, the relevant audit opinions are objective and fair, and the audit report truly, accurately and completely reflects the overall situation of the company.
2. Guide internal audit
During the reporting period, the audit committee carefully reviewed the annual internal audit work plan of the company and recognized the feasibility of the plan. At the same time, it urged the Audit Department of the company to implement it in strict accordance with the internal audit system and put forward guiding opinions on the problems found in the internal audit. After communicating with relevant departments and reviewing relevant materials of internal audit, the Audit Committee believes that the company has maintained effective internal control in all major aspects in accordance with the requirements of the enterprise's internal control standard system and relevant regulations.
3. Review and comment on the company's financial report
During the reporting period, the audit committee of the board of directors carefully reviewed the company's financial report and believed that the company's financial report was true, accurate and complete, fairly reflected the company's financial situation and operating results, and there were no major accounting error adjustment, major accounting policy and evaluation changes, matters involving important accounting judgment and leading to non-standard unqualified audit report, There is no possibility of fraud, fraud and material misstatement related to financial reporting.
4. Consideration of related party transactions
During the reporting period, the audit committee reviewed and confirmed the daily related party transactions of the company in 2020 and the daily related party transactions of the company in 2021. The audit committee of the board of directors held that the related party transactions between the company and related parties were the daily business activities of the company, and the pricing of related party transactions followed the principles of fairness and rationality, with the market price as the pricing basis, Clarify the rights and obligations of all parties in the form of contract.
5. Coordinate the communication between management, internal audit department and relevant departments and external audit institutions
During the reporting period, the audit committee of the board of directors actively coordinated the communication between the company's management and relevant departments and external audit institutions on audit issues, and promoted the communication between internal audit departments and external audit institutions and the cooperation of external audit work.
6. Supervise and evaluate the company's internal control
During the reporting period, the Audit Committee deliberated and passed the proposal on the self-evaluation report on internal control in 2020 and listened to the report on internal control by the head of the Audit Department of the company. No major defects related to the internal control of the company's financial report and non-financial report were found. We believe that the company has established a relatively perfect internal control system.
4、 Overall evaluation
During the reporting period, the audit committee of the board of directors diligently and conscientiously played the role of review and supervision and earnestly performed the duties of the audit committee of the board of directors in strict accordance with the standards for the governance of listed companies, the Listing Rules of the science and Innovation Board of Shanghai Stock Exchange and other relevant laws and regulations, as well as the articles of association and the rules of the audit committee of the board of directors.
In 2022, the audit committee will further strengthen communication with the company's audit department, external audit institutions and management, fulfill its duties, give full play to the supervision function of the audit committee and safeguard the common interests of the company and all shareholders.
Suzhou Nanomicro Technology Co.Ltd(688690) board of directors audit committee March 3, 2022
(there is no text on this page, which is the signature page of the performance report of the audit committee of the board of directors in Suzhou Nanomicro Technology Co.Ltd(688690) 2021) signature of independent director: Zhou Zhongsheng: Delong Zhang: Zhao Shun:
March 3, 2022
