Citic Securities Company Limited(600030)
about
Uroica Precision Information Engineering Co.Ltd(300099) 2021 issue A-Shares to specific objects
of
Issuance recommendation
Sponsor (lead underwriter)
North block of excellence Times Square (phase II), No. 8, Zhongxin Third Road, Futian District, Shenzhen, Guangdong Province
March, 2002
Statement
Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) ," sponsor "or" sponsor ") accepts the entrustment of Uroica Precision Information Engineering Co.Ltd(300099) (hereinafter referred to as" Uroica Precision Information Engineering Co.Ltd(300099) , "issuer" or "company") to act as the sponsor of the company's issuance of A-share shares to specific objects in 2021 and issue a recommendation letter for this issuance.
The recommendation institution and the designated recommendation representative shall, in accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law"), the securities law of the people's Republic of China (hereinafter referred to as the "Securities Law"), and the administrative measures for the registration of securities issuance of companies listed on the gem (for Trial Implementation) (hereinafter referred to as the "administrative measures for registration") The measures for the administration of securities issuance and listing recommendation business (revised in 2020) (hereinafter referred to as the "measures for the administration of recommendation business") and other relevant laws and regulations, as well as the relevant provisions of the China Securities Regulatory Commission and Shenzhen Stock Exchange, are honest, trustworthy, diligent and responsible, and in strict accordance with the business rules formulated according to law The issuance recommendation letter shall be issued according to the industry practice norms and ethical standards, and the authenticity, accuracy and integrity of the documents issued shall be guaranteed.
catalogue
Declare that 2 catalog Section 1 interpretation Section 2 basic information of this securities issuance five
1、 Sponsor name five
2、 Sponsor's designated sponsor representative, project coordinator and other project team members five
3、 Issuer information six
4、 The relationship between the sponsor and the issuer seven
5、 Sponsor's internal audit procedures and core opinions Section III commitments of the sponsor Section IV recommendation of the sponsor on the issuance and listing of Securities eleven
1、 Recommendation conclusion of this issue eleven
2、 This offering has fulfilled the legal decision-making procedures eleven
3、 Description of whether this issuance meets the issuance conditions specified in the registration management measures and other provisions eleven
4、 Verification opinions on the paid employment of third-party institutions and individuals in this offering thirteen
5、 Main risks of the issuer fourteen
6、 Verification opinions on the impact of this issuance on the dilution of immediate return and the filling of relevant measures twenty
7、 Evaluation of the development prospect of the issuer twenty
Section I interpretation
Unless the context otherwise requires or indicates, the following abbreviations have the following meanings in this issuance recommendation letter: Sponsor / sponsor / Citic Securities Company Limited(600030) refers to Citic Securities Company Limited(600030)
Core department refers to the internal verification department set up under Citic Securities Company Limited(600030)
Core work refers to the internal audit of Citic Securities Company Limited(600030) investment banking
Uroica Precision Information Engineering Co.Ltd(300099) / issuer / company means Uroica Precision Information Engineering Co.Ltd(300099)
Articles of association / articles of association refers to Uroica Precision Information Engineering Co.Ltd(300099) articles of Association
General meeting of shareholders refers to Uroica Precision Information Engineering Co.Ltd(300099) general meeting of shareholders
Board of directors refers to Uroica Precision Information Engineering Co.Ltd(300099) board of directors
Citic Securities Company Limited(600030) with regard to yulica Uroica Precision Information Engineering Co.Ltd(300099) engineering shares, this issuance recommendation refers to the issuance recommendation of A-Shares issued by the company to specific objects in 2021
This issuance / this issuance to specific objects refers to the issuance of A-Shares to specific object banks in Uroica Precision Information Engineering Co.Ltd(300099) 2021
CSRC refers to the China Securities Regulatory Commission
Shenzhen stock exchange refers to Shenzhen Stock Exchange
Yuan means RMB yuan
Securities Law refers to the securities law of the people's Republic of China
Company Law refers to the company law of the people's Republic of China
The measures for the administration of registration refer to the measures for the administration of securities issuance registration of companies listed on the gem (for Trial Implementation)
Section II basic information of this securities issuance
1、 Name of sponsor
Citic Securities Company Limited(600030) 。
2、 The sponsor's designated sponsor representative, project coordinator and other members of the project team Citic Securities Company Limited(600030) designated Xin Xing and Li Jing as the sponsor representative of the project of issuing A-Shares to specific objects in Uroica Precision Information Engineering Co.Ltd(300099) 2021; Appoint Wang Bin as the Project Co organizer of this issuance; Zhang Gang, Chen Difeng, Wang Qi, Lang Yijiang, Li Xiuyuan and sun Henri are designated as members of the project team. The main practice of the sponsor representative of this offering is as follows:
Xin Xing: female, now senior vice president of Citic Securities Company Limited(600030) investment bank management committee and sponsor representative. The projects I have been responsible for or participated in include Bank Of Changsha Co.Ltd(601577) , Shandong Yuma Sun-Shading Technology Corp.Ltd(300993) , Tongyuan design IPO project, newa us share privatization project, domestic debt projects such as Guofeng investment, Xinwen mining and Chengfa investment, domestic foreign debt projects such as West Coast group and Huatong Group, ABS projects such as Hisense real estate, etc.
Li Jing: male, now director of Citic Securities Company Limited(600030) investment bank management committee and sponsor representative.
The projects you have been responsible for or participated in include the projects you have been responsible for or the projects you have been responsible for or participated in include the projects that include the Qingdao Citymedia Co.Ltd(600229) \\\\\\\\\\\\\\\\\\\\\\\\\\theprojects you have been responsible for or the projects you have been responsible for or the projects you have been responsible for or the projects you have been responsible for or participated in include the projects you have been responsible for or included in the projects that include the Tsingtao Brewery Company Limited(600600) Qingdao Citymedia Co.Ltd(600229) of the Qingdao Citymedia Co.Ltd(600229) of the\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\shanghaistate owned assets Taibao exchangeable bonds Moon Environment Technology Co.Ltd(000811) public issuance of convertible bonds, Gem Co.Ltd(002340) non-public issuance of a shares, Beijing Ultrapower Software Co.Ltd(300002) issuance of shares to specific objects, Beijing Scitop Bio-Tech Co.Ltd(300858) IPO, China Science and technology environmental protection IPO, IPO of the General Planning Institute, Tangshan Jidong Cement Co.Ltd(000401) public issuance of convertible bonds, deepening the mixed reform of Hisense Group, Tangshan Jidong Cement Co.Ltd(000401) issuance of shares, absorption and consolidation project, etc.
The main practices of the issuance co sponsors are as follows:
Wang Bin: male, now senior manager of Citic Securities Company Limited(600030) investment bank management committee, prospective sponsor representative and certified public accountant. Projects in charge of or participated in include Avic Jonhon Optronic Technology Co.Ltd(002179) non-public offering project, Ouma software IPO, Fengguang precision selection layer listing project, Phenix Optical Company Limited(600071) issuing shares to purchase assets, etc.
3、 Issuer information
(I) basic information
Chinese name Uroica Precision Information Engineering Co.Ltd(300099)
English Name: uroica precision Information Engineering Co., Ltd
Legal representative: Huang Ziwei
Date of establishment: October 29, 1998
Shenzhen stock exchange where the shares are listed
Stock abbreviation Uroica Precision Information Engineering Co.Ltd(300099)
Stock code Uroica Precision Information Engineering Co.Ltd(300099)
Listing time: August 6, 2010
Registered capital: RMB 667335255
Registered address: West of Fengxiang road and north of Guihua Branch Road, hi tech Zone, Tai'an City, Shandong Province
Office address: West of Fengxiang road and north of Guihua Branch Road, high tech Zone, Tai'an City, Shandong Province
Postal code 271000
Tel: 05388926155
Fax No.: 05388926202
Company website http://www.uroica.com.cn./
Production, processing, sales and maintenance of optical electromechanical products, automatic instruments and meters, computer software and hardware, electronic and electrical equipment integration system, passive optical network equipment, electronic communication products, communication equipment, mining transportation machinery, mining polymer materials and inorganic powders; Computer system services; Basic software services; Computer system integration; Business scope of rail transit and underground facilities: installation and construction of communication information engineering, mine safety prevention engineering and environmental protection engineering; Training, transfer and consulting services of information and automation application technology; Technology promotion services; Detection of mine geology, hydrology, dust and harmful gas; Economic and trade consultation; Designing, producing, acting and publishing advertisements; Import and export of goods, technology and agent import and export; House leasing; Foreign investment and consultation with its own funds (for projects that need to be approved according to law, business activities can be carried out only with the approval of relevant departments).
(II) share capital structure
As of September 30, 2021, the total share capital of the company is 667335255 shares, and the share capital structure is as follows:
Share type, quantity (share) proportion
1、 Shares with limited sales conditions 15853476023.76%
2、 Shares with unlimited sales conditions 50880049576.24%
3、 Total shares 667335255100.00%
As of September 30, 2021, the shareholding of Uroica Precision Information Engineering Co.Ltd(300099) top ten shareholders is as follows:
Name of sequence shareholder / number of shares held pledge / freeze of shares with limited selling conditions so-called shareholder nature (shares) shareholding proportion number (shares) total number of shares (shares)
1 Wang Jinghua domestic natural person 20376061330.53% 152820610-
2 Li Weiyi domestic natural person 410137166.15% --
3 Yan Xianghong's domestic natural person 22.5 million 3.37% --
4 natural person in Li Xin'an 108010871.62% --
5. Natural person in Li Weiyan 101499131.52% --
6 natural persons in Wang Jingzhi 97011961.45% --
7 natural persons in Wang Shangyuan 40000000.60% --
8 natural person in Wang Jing 36860400.55% --
9 Huang Ziwei natural person 34174720.51% 2563104-
10 Li Weifeng domestic natural person 28042660.43% --
Total 31183430346.73% 155383714-
4、 The relationship between the sponsor and the issuer
(I)
