Securities code: Apt Medical Inc(688617) securities abbreviation: Apt Medical Inc(688617) Announcement No.: 2022010 Apt Medical Inc(688617)
Announcement on reappointment of audit institutions in 2022
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal responsibility for the authenticity, accuracy and integrity of its contents according to law. Important content tips:
Name of accounting firm to be employed: Lixin Certified Public Accountants (special general partnership)
1、 Basic information of the accounting firm to be employed
(I) institutional information
1. Basic information
Lixin Certified Public Accountants (special general partnership) (hereinafter referred to as "Lixin") was founded in Shanghai in 1927 by Dr. pan Xulun, a Chinese accounting leader, and reopened in 1986. In 2010, it became the first special general partnership certified public accountants firm in China to complete the restructuring. Its registered address is Shanghai and its chief partner is Mr. Zhu Jiandi. As a member of the international accounting network BDO, Lixin has been engaged in securities service business for a long time. Before the implementation of the new securities law, it has a securities and futures business license, has H-share audit qualification, and has been registered with the American public company accounting supervision board (PCAOB).
By the end of 2021, Lixin had 252 partners, 2276 certified public accountants, 9697 employees, and 707 certified public accountants who had signed the audit report of securities service business. In 2020, the business income (audited) of Lixin was 4.106 billion yuan, including 3.431 billion yuan from audit business and 1.357 billion yuan from securities business. In 2020, Lixin provided annual report audit services for 587 listed companies and 39 audit clients of Listed Companies in the same industry.
2. Investor protection ability
By the end of 2021, Lixin had withdrawn 129 million yuan from the occupational risk fund, and the cumulative compensation limit of the occupational insurance purchased was 1.25 billion yuan. The relevant occupational insurance can cover the civil liability caused by audit failure. Civil liability in civil litigation related to practice in recent three years:
Litigation (Arbitration) (sued (arbitrated) (arbitrated) (Arbitration) litigation (Arbitration) litigation (Arbitration) results
Amount of dismissal event (10000 yuan)
Geeya technology and Zhou Liandai are responsible. The 2014 annual report of professional insurance investors insured by Lixin is expected to be 4500 enough to cover the amount of compensation. At present, the decisions of Xuhui and Lixin have been fulfilled
In the judgment of the first instance, Lixin undertook the supplementary assessment of 15% of the debt owed by baoqianli to 80 investors due to Securities Misrepresentation during the period of 2016 baoqianli, 2015 restructuring of Northeast China, 2015 investor securities from December 30, 2017 to December 14, 2017, 2015 annual report of yinxinping, and 2015 The 2016 annual reports of Lixin and others are fully liable for compensation, and the occupational insurance insured by Lixin is sufficient to cover the amount of compensation
3. Integrity record
In the past three years, Lixin has not been subject to criminal punishment, administrative punishment once, supervision and management measures 24 times, self-discipline and supervision measures and disciplinary sanctions twice due to its practice behavior, involving 63 employees.
(II) project information
1. Basic information
Certified Public Accountants began to provide audit services for the company's project name and municipal company audit in the exchange. Practice time practice time
Project partner Zhang Songbai July 19972002 2 Dongrui Food Group Co.Ltd(001201) 4
Signed CPA Xia Yangyang March 20212015 20212020
Quality control reviewer Xie Qian 19941998 20112020
(1) Employment of project partners in recent three years:
Name: Zhang Songbai
Time listed company name position
Partner of Hangzhou Tigermed Consulting Co.Ltd(300347) project in 2019, 2020 and 2021
Partner of Hubei Jumpcan Pharmaceutical Co.Ltd(600566) project in 2019 and 2020
(2) Employment of Certified Public Accountants in recent three years:
Name: Xia Yangyang
Time listed company name position
2021 Apt Medical Inc(688617) signed certified public accountant
2021 Xinjiang Zhundong Petroleum Technology Co.Ltd(002207) signature certified public accountant
(3) Employment of quality control reviewer in recent three years:
Name: Xie Qian
Time listed company name position
2019 signed partner of Jiangsu Hengtong North Electro-Optic Co.Ltd(600184) Co., Ltd
Signed partner of Beijing pearl Technology Co., Ltd. in 2019
2019 signed partner of Jiangsu Hengtong North Electro-Optic Co.Ltd(600184) Co., Ltd
2019 Jiangsu Zongyi Co.Ltd(600770) signed partner
Signed partner of Shenzhen Yinengda Financial Information Co., Ltd. in 2019
Signed partner of mingkaiyi Electronics (Kunshan) Co., Ltd. in 2019
2020 Winner Technology Co.Inc(300609) signed partner
2020 Pinlive Foods Co.Ltd(300892) signed partner
Signed partner of Chengdu Chengdu M&S Electronics Technology Co.Ltd(688311) Co., Ltd. in 2020
Signed partner of mingkaiyi Electronics (Kunshan) Co., Ltd. in 2020
2020 Winner Technology Co.Inc(300609) signed partner
2020 Pinlive Foods Co.Ltd(300892) signed partner
Signed partner of Chengdu Chengdu M&S Electronics Technology Co.Ltd(688311) Co., Ltd. in 2020
Signed partner of mingkaiyi Electronics (Kunshan) Co., Ltd. in 2020
2019 Zhejiang Bangjie Holding Group Co.Ltd(002634) quality control reviewer
2019 quality control reviewer of Shanghai zhizhengdaohua polymer materials Co., Ltd
2020 Zhejiang Bangjie Holding Group Co.Ltd(002634) quality control reviewer
Quality control reviewer of Shanghai zhizhengdaohua polymer materials Co., Ltd. in 2020
2020 Shanghai General Healthy Information And Technology Co.Ltd(605186) quality control reviewer
2020 Will Semiconductor Co.Ltd.Shanghai(603501) quality control reviewer
Reviewer of Zhejiang Bangjie Holding Group Co.Ltd(002634) quality control in 2021
Reviewer of Shanghai General Healthy Information And Technology Co.Ltd(605186) quality control in 2021
Reviewer of Will Semiconductor Co.Ltd.Shanghai(603501) quality control in 2021
Reviewer of Apt Medical Inc(688617) quality control in 2021
2. Integrity record
The project partner, the signing certified public accountant and the quality control reviewer do not violate the independence requirements of the code of professional ethics for Chinese Certified Public Accountants (the above personnel have no bad records in the past three years).
3. Independence
There are no circumstances affecting the independence of Lixin Certified Public Accountants (special general partnership), Zhang Songbai, the project partner, Xia Yangyang, the signing certified public accountant, Xie Qian, the reviewer of project quality control, etc.
4. Audit fees
The audit fee in 2022 will be determined by the management authorized by the general meeting of shareholders of the company according to the audit workload and the fair and reasonable pricing principle.
2、 Procedures to be performed by the accounting firm to be reappointed
(I) performance of the audit committee
The Audit Committee believes that Lixin Certified Public Accountants (special general partnership) has rich audit experience in listed companies and has the professional qualification and professional competence to provide audit services for listed companies. During the period when Lixin Certified Public Accountants (special general partnership) acted as the audit institution of the company's annual financial report, it carried out its work in strict accordance with the provisions of relevant national laws and regulations, abided by the code of professional ethics and the principles of independence, objectivity and impartiality, carried out its audit work in strict accordance with the provisions of the audit standards, and had sufficient ability to protect investors. The audit committee agreed to renew the appointment of Lixin Certified Public Accountants (special general partnership) as the audit institution of the company in 2022 for one year, responsible for the audit of the company in 2022.
(II) prior approval and independent opinions of independent directors
1. Prior approval of independent directors
Lixin Certified Public Accountants (special general partnership) has the audit qualification and rich professional experience in Securities and futures related businesses, and can meet the work requirements of the company's 2022 financial report audit and internal control audit. Combined with its professional ability and professionalism in the company's audit work in 2021, the continued employment of Lixin Certified Public Accountants (special general partnership) is conducive to ensuring the quality of the company's audit work and does not damage the interests of the company and all shareholders. Therefore, it is agreed to submit the proposal on hiring an audit institution in 2022 to the 16th meeting of the first board of directors for deliberation.
2. Independent opinions of independent directors
The review procedure of the company's reappointment of Lixin Certified Public Accountants (special general partnership) as the audit institution in 2022 is sufficient and appropriate, in line with the provisions of relevant laws and regulations; Lixin Certified Public Accountants (special general partnership) was able to work diligently and conscientiously during its tenure as the company's annual audit institution, follow the independent, objective and fair practice standards, and the reports issued can objectively and truly reflect the company's financial situation and operating results. Therefore, we agree to renew the appointment of Lixin Certified Public Accountants (special general partnership) as the company's audit institution in 2022 and submit it to the 2021 annual general meeting for deliberation.
(III) deliberations of the board of directors
The company held the 16th meeting of the first board of directors on March 9, 2022, and deliberated and adopted the proposal on hiring an audit institution in 2022.
(IV) opinions of the board of supervisors
The company held the 14th meeting of the first board of supervisors on March 9, 2022, deliberated and adopted the proposal on hiring an audit institution in 2022.
The board of supervisors held that the company's continued employment of Lixin Certified Public Accountants (special general partnership) as the company's audit institution in 2022 to provide the company with relevant consulting services such as accounting statement audit, in line with the relevant provisions of the company law of the people's Republic of China and Apt Medical Inc(688617) articles of association, and in line with the actual situation and long-term development needs of the company, It is conducive to safeguarding the long-term interests of all shareholders of the company now and in the future without damage
