Securities code: 301037 securities abbreviation: Shanghai Baolijia Chemical Co.Ltd(301037) Announcement No.: 2021-045 Shanghai Baolijia Chemical Co.Ltd(301037)
Announcement of resolutions of the fourth meeting of the third board of supervisors
The company and all members of the board of supervisors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions. 1、 Meetings of the board of supervisors
The fourth meeting of the third board of supervisors of Shanghai Baolijia Chemical Co.Ltd(301037) (hereinafter referred to as "the company") was held on site at 16:00 p.m. on December 30, 2021 in the company conference room on the 23rd floor, China enterprise United building, No. 399, Baixiu Road, Nanqiao Town, Fengxian District, Shanghai. The notice of the meeting was delivered to all supervisors by mail, telephone, written and other means on December 29, 2021. The meeting was presided over by Mr. Yu Shengjie, chairman of the board of supervisors. There were 3 supervisors who should attend the meeting and 3 supervisors who actually attended the meeting. Mr. Yi Zhibo, Secretary of the board of directors, attended the meeting as nonvoting delegates. The meeting was convened and held in accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law") and other laws, regulations, normative documents and the relevant provisions of the Shanghai Baolijia Chemical Co.Ltd(301037) articles of Association (hereinafter referred to as the "articles of association"), and the meeting was legal and effective. 2、 Deliberation at the meeting of the board of supervisors
The following proposals were considered and passed by the voting of the supervisors present: (I) the proposal on
< Shanghai Baolijia Chemical Co.Ltd(301037) 2021 年限制性股票激励计划（草案）>
And its abstract
After review, the board of supervisors believes that the contents of this equity incentive plan comply with the provisions of the company law, the securities law of the people's Republic of China, the measures for the administration of equity incentive of listed companies, the Listing Rules of Shenzhen Stock Exchange gem and other relevant laws, regulations and normative documents, as well as the articles of association. The implementation of this incentive plan will help to further improve the corporate governance structure, establish and improve the company's long-term incentive mechanism, attract and retain the company's (including subsidiaries) directors, senior managers, middle-level managers and core technicians, enhance the company's core team's sense of responsibility and mission for the sustainable and healthy development of the company, and better mobilize the initiative and Enthusiasm and creativity, safeguard the interests of the company and shareholders, and achieve the development planning objectives of the company, which is conducive to the sustainable development of the company, without damaging the interests of the company and all shareholders.
For details, please refer to the company's disclosure on cninfo.com on the same day（ http://www.cn.info.com..cn. ）Restricted stock incentive plan for Shanghai Baolijia Chemical Co.Ltd(301037) 2021 (Draft) and its abstract.
Voting results: 3 in favor, 0 against and 0 abstention.
This proposal needs to be submitted to the first extraordinary general meeting of shareholders of the company in 2022 for deliberation. （2） Consideration and adoption of the Convention on
< Shanghai Baolijia Chemical Co.Ltd(301037) 2021 年限制性股票激励计划实施考核管理办法>
Proposal for
After review, the board of supervisors believes that the measures for the administration of the implementation and assessment of the restricted stock incentive plan in Shanghai Baolijia Chemical Co.Ltd(301037) 2021 aims to ensure the smooth implementation of the company's equity incentive plan, ensure the standardized operation of the equity incentive plan, further improve the company's governance structure and form a good and balanced value distribution system, which is conducive to the sustainable development of the company, There is no situation that damages the interests of the company and all shareholders.
For details, please refer to the company's disclosure on cninfo.com on the same day（ http://www.cn.info.com..cn. ）Administrative measures for the implementation and assessment of Shanghai Baolijia Chemical Co.Ltd(301037) 2021 restricted stock incentive plan. Voting results: 3 in favor, 0 against and 0 abstention.
This proposal needs to be submitted to the first extraordinary general meeting of shareholders of the company in 2022 for deliberation. （3） Deliberated and adopted the "on verification"
< Shanghai Baolijia Chemical Co.Ltd(301037) 2021 年限制性股票激励计划首次授予激励对象名单>
Proposal for
After checking the list of incentive objects of the company's restricted stock incentive plan in 2021, the board of supervisors believes that the persons listed in the list of incentive objects of the company's restricted stock incentive plan are directors, senior managers, middle managers and core technicians of the company (including subsidiaries), and there are no following circumstances:
(1) Being identified as inappropriate by the stock exchange within the last 12 months;
(2) It has been identified as an inappropriate candidate by the CSRC and its dispatched offices within the last 12 months;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations within the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law; (5) Those who are not allowed to participate in equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
The persons listed in the list of incentive objects granted for the first time in the company's restricted stock incentive plan have the qualifications specified in the company law, the securities law of the people's Republic of China and other laws, regulations and normative documents as well as the articles of association, It meets the incentive object conditions specified in the measures for the administration of equity incentive of listed companies and the Listing Rules of GEM stocks of Shenzhen Stock Exchange, and the scope of incentive objects specified in the Shanghai Baolijia Chemical Co.Ltd(301037) 2021 restricted stock incentive plan (Draft) and its abstract. Its subject qualification as the incentive object of the company's equity incentive plan is legal and effective.
Before the shareholders' meeting, the company will publicize the names and positions of incentive objects through the company's website or other channels for a period of not less than 10 days. After fully listening to the publicity opinions, the board of supervisors will disclose the audit opinions on the list of incentive objects and the explanation of publicity 3 to 5 days before the shareholders' meeting considers the equity incentive plan. For details, please refer to the company's disclosure on cninfo.com on the same day（ http://www.cn.info.com..cn. ）List of incentive objects first granted under the Shanghai Baolijia Chemical Co.Ltd(301037) 2021 restricted stock incentive plan.
Voting results: 3 in favor, 0 against and 0 abstention.
（4） Deliberated and adopted the proposal on developing futures hedging business
After review, the board of supervisors believes that the relevant approval procedures for the company to carry out futures hedging business comply with relevant national laws and regulations and the provisions of the company's management system for financial derivatives trading business, and corresponding risk control measures have been set, without damaging the interests of the company and all shareholders.
Voting results: 3 in favor, 0 against and 0 abstention.
This proposal needs to be submitted to the first extraordinary general meeting of shareholders of the company in 2022 for deliberation. 3、 Documents for future reference
Resolution of the 4th meeting of the 3rd board of supervisors.
It is hereby announced.
Shanghai Baolijia Chemical Co.Ltd(301037) board of supervisors December 31, 2021
