Letter on the implementation of the opinions of the audit center on Shanghai Taisheng Wind Power Equipment Co.Ltd(300129) applying for issuing shares to specific objects
Audit letter [2021] No. 020318 Shanghai Taisheng Wind Power Equipment Co.Ltd(300129) :
In accordance with the relevant provisions of the securities law, the measures for the administration of securities issuance and registration of companies listed on the gem (for Trial Implementation), and the rules for the examination and approval of securities issuance and listing of companies listed on the gem of Shenzhen Stock Exchange, the issuance and listing examination institution of this exchange has examined the application documents of your company for issuing shares to specific objects, and considers that they meet the issuance conditions, listing conditions and information disclosure requirements, Please implement the following:
According to the application documents, the two land use rights owned by the company’s subsidiaries Altay Taisheng and Turpan Taisheng have not obtained the property right certificate. There are 69 self owned houses of the issuer and its subsidiaries that have not obtained the property right certificate, with a total construction area of 120904.23 square meters, accounting for 39.22% of the total real estate area of the issuer and its subsidiaries. Liu Zhicheng, Huang Jingming, Zhang Jinnan, Xia quanguang and Zhang Fulin, the actual controllers of the issuer, have issued a commitment to jointly assist the issuer or its subsidiaries in finding alternative houses and jointly bear the economic penalties caused by the above circumstances if they are required by the competent authorities to demolish the houses or impose administrative penalties on the issuer and its subsidiaries due to violation of laws during the period of holding the shares of the issuer Relocation expenses and economic losses to ensure that the issuer and its subsidiaries will not suffer any losses due to unlicensed real estate. In combination with the agreement on the transfer of shares by the actual controller in the conditional effective share transfer agreement, the above commitments shall remain valid for at least three years after the issuance and delivery to specific objects.
The issuer is requested to supplement the relevant measures taken by the issuer and the actual controller after this issuance to effectively guarantee that the listed company will not suffer losses due to the above unlicensed real estate and land after the expiration of the above commitment period or after the actual controllers Liu Zhicheng, Huang Jingming, Zhang Jinnan, Xia quanguang and Zhang Fulin do not hold the company’s shares.
The issuer is requested to disclose relevant risks.
The sponsor is requested to check and express clear opinions.
Please implement the above questions one by one and submit a reply within five working days. The reply content shall be disclosed in the form of temporary announcement. If the reply involves the amendment of the prospectus, please indicate it in bold and italics, submit the prospectus (Registration draft) and relevant documents simultaneously after the disclosure of the reply, submit the integrity record checklist, summarize and supplement the recommendation working papers related to the reply to the audit inquiry within 10 working days after receiving the Notice of opinion of the audit center.
Listing audit center of Shenzhen Stock Exchange
December 30, 2021
