Securities code: 001205 securities abbreviation: Nanjing Shenghang Shipping Co.Ltd(001205) Announcement No.: 2021-049 Nanjing Shenghang Shipping Co.Ltd(001205)
Self inspection report on the trading of the company’s shares by insiders and incentive objects of the restricted stock incentive plan in 2021
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Nanjing Shenghang Shipping Co.Ltd(001205) (hereinafter referred to as “the company”) convened the 13th meeting of the third board of directors and the 8th meeting of the third board of supervisors on December 14, 2021, deliberated and adopted the
< Nanjing Shenghang Shipping Co.Ltd(001205) 2021 年限制性股票激励计划（草案）>
And its abstract. For details, please refer to cninfo.com published by the company on December 15, 2021（ http://www.cn.info.com..cn. ）Relevant announcements.
According to the relevant provisions of the measures for the administration of equity of listed companies (hereinafter referred to as the “measures”) and the guidelines for the business handling of listed companies of Shenzhen Stock Exchange No. 9 – equity incentive and other laws, regulations and normative documents, In accordance with the company’s information disclosure management system, internal reporting system of major information and registration management system of insiders, the company has taken sufficient and necessary confidentiality measures for the 2021 restricted stock incentive plan (hereinafter referred to as the “incentive plan”) and registered the insiders of the incentive plan. The company conducts a self-examination on the trading of the company’s shares by insiders of the incentive plan and incentive objects within 6 months before the announcement of the incentive plan (i.e. from June 11, 2021 to December 14, 2021, hereinafter referred to as the “self-examination period”), as follows:
1、 Scope and procedures of verification
1. The verification object is the incentive object and insider of the incentive plan.
2. The insiders of the incentive plan have filled in the registration form of insiders.
3. The company inquired the Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. (hereinafter referred to as “zhongdeng company”) about the purchase and sale of the company’s shares during the self inspection period, and zhongdeng company issued the inquiry certificate.
2、 Description of the purchase and sale of the company’s shares by the verification object during the self inspection period
According to the inquiry certificate on Shareholding and share change of information disclosure obligors and the detailed list of shareholder share change issued by zhongdeng company, during the self-examination of the incentive plan, the insider did not buy and sell the company’s shares, and 8 incentive objects bought and sold the company’s shares. The details are as follows:
Serial number name trading time / period total buy (shares) total sell (shares)
1 Feng Chong 2021 / 6 / 30-2021 / 12 / 1467005300
2 Wang Chenghu 2021 / 6 / 16-2021 / 10 / 183700800
3 Sun Jie 2021 / 7 / 21-2021 / 12 / 615001500
4 Baiye 2021 / 6 / 22-2021 / 12 / 9990010700
5 Wang Min 2021 / 6 / 15-2021 / 12 / 7110007500
6 Lu Juntao 2021 / 6 / 21-2021 / 7 / 143303300
7 Lin Weigao 2021 / 6 / 17-2021 / 8 / 2190006100
8 Qin Zhifeng 2021 / 6 / 23-2021 / 11 / 128001100
According to the verification of the company, the above transactions are the investment decisions made by the company based on its own independent judgment on the secondary market situation, the information publicly disclosed by the company and its transactions in the secondary market. Before buying and selling the company’s shares, the above-mentioned personnel did not know the insider information about the company’s plan to implement the incentive plan, nor did any insider disclose the specific information of the company’s incentive plan to them or suggest them to buy and sell the company’s shares based on this, and there was no case of using the insider information for stock trading.
3、 Conclusion of this verification
In the process of planning the incentive plan, the company has taken confidentiality measures in strict accordance with relevant regulations, registered relevant company personnel and intermediaries who have access to insider information in time, and taken corresponding confidentiality measures. Prior to the company’s first public disclosure of the relevant announcement of the incentive plan, no disclosure of inside information was found. Within 6 months before the initial public disclosure of the draft incentive plan, no insider of the incentive plan or incentive object was found to use the insider information of the incentive plan to buy and sell the company’s shares, which is in line with the relevant provisions of the administrative measures and the business management guide for listed companies of Shenzhen Stock Exchange No. 9 – equity incentive, There is no act constituting insider trading.
4、 Documents for future reference
1. Inquiry certificate on Shareholding and share change of information disclosure obligor issued by China Securities Depository and Clearing Co., Ltd. Shenzhen Branch;
2. Detailed list of changes in shareholders’ shares issued by Shenzhen Branch of China Securities Depository and Clearing Corporation.
It is hereby announced.
Nanjing Shenghang Shipping Co.Ltd(001205) board of directors December 31, 2021
