China Greatwall Securities Co.Ltd(002939)
About Inno Laser Technology Co.Ltd(301021)
Verification opinions on the listing and circulation of offline placement restricted shares in the initial public offering
China Greatwall Securities Co.Ltd(002939) (hereinafter referred to as " China Greatwall Securities Co.Ltd(002939) " or "sponsor") as a sponsor of Inno Laser Technology Co.Ltd(301021) (hereinafter referred to as " Inno Laser Technology Co.Ltd(301021) " or "company") for initial public offering of shares and listing on the gem, in accordance with the measures for the administration of securities issuance and listing sponsorship business and the Listing Rules of Shenzhen Stock Exchange on the gem According to the requirements of relevant laws, regulations and normative documents such as the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange, the lifting of the ban on offline placement of restricted shares and listing and circulation of Inno Laser Technology Co.Ltd(301021) initial public offering have been verified. The verification results and verification opinions are as follows:
1、 Overview of initial public offering
With the approval of China Securities Regulatory Commission on Approving the registration of Inno Laser Technology Co.Ltd(301021) initial public offering (zjxk [2021] No. 1592), the company issued 38000000 RMB common shares (A shares) for the first time and was listed on the gem of Shenzhen Stock Exchange on July 6, 2021. The total share capital before the initial public offering is 113645082 shares, and after the initial public offering is completed, the total share capital of the company is 151645082 shares. Among them, there were 32427666 shares without circulation restrictions and restricted sales arrangements, accounting for 21.3839% of the total share capital after issuance, and 119217416 shares with circulation restrictions or restricted sales arrangements, accounting for 78.6161% of the total share capital after issuance.
The restricted shares listed and circulated this time belong to the offline placement restricted shares of the initial public offering, and the lock-in period is 6 months. The number of offline placement restricted shares listed and circulated this time is 1772334 shares, accounting for 1.1687% of the total share capital after issuance. The number of shares that have been lifted and applied for listing and circulation this time is 1772334 and will be listed and circulated on January 6, 2022.
2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
The restricted shares listed and circulated this time belong to the offline placement restricted shares of the initial public offering. Since the formation of the restricted shares of the company's initial public offering, the company has not changed the number of share capital due to profit distribution, conversion of provident fund, etc.
3、 Implementation of commitments by shareholders applying for lifting restricted shares this time
The restricted shares traded in this listing are the company's initial public offering of offline placement restricted shares. According to the company's announcement on initial public offering and listing on the gem, the offline issuance part adopts the proportional restricted sale method, Offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. In addition to the above commitments, the offline placement shareholders applying for listing and circulation have no other special commitments.
As of the date of issuance of this verification opinion, the shareholders holding the company's offline placement restricted shares have strictly fulfilled the above commitments during the restricted sale period, and there is no situation that the non performance of relevant commitments affects the listing and circulation of restricted shares. The shareholders applying for lifting the restrictions on the sale of shares do not occupy the funds of the listed company for non-profit, and the company does not provide illegal guarantees to the above shareholders.
4、 The listing and circulation arrangement of restricted shares is lifted this time
1. The listing and circulation date of the restricted shares is Thursday, January 6, 2022.
2. The total number of restricted shareholders lifted this time is 8479.
3. The total number of Shares applied for lifting the restrictions on sale this time is 1772334, accounting for 1.1687% of the total share capital after issuance. 4. The details of the application for lifting the restricted shares are as follows:
Unit: shares
Type of restricted shares the proportion of restricted shares in total share capital the number of restricted shares released this time and the remaining restricted shares
Placement of restricted shares under IPO website 17723341.1687%
Note: the restricted shares are not pledged or frozen this time; Among the shareholders who lifted the restricted shares of the company this time, no shareholder served as a director, supervisor or senior manager of the company at the same time, and no shareholder was a former director, supervisor or senior manager of the company and resigned for less than half a year.
5、 Statement of changes in share capital structure
After the offline placement of restricted shares in this initial public offering is lifted, the changes in the company's share capital are as follows: unit: shares
Before and after this change
Nature and number of shares
Proportion of shares (%) increase (+) decrease (-) proportion of shares (%)
1、 Non tradable shares 3242766621.38 + 1772334200022.55
2、 Restricted tradable shares 11921741678.62-17723341174508277.45
Including: 17723341.17-1772334 -- restricted shares after initial public offering
Pre IPO restricted shares 11364508274.94-11364508274.94
Restricted shares of 38000002.51-38000002.51 may be lent after the initial offering
3、 Total share capital 151645082100.00-151645082100.00
6、 Verification opinions of the recommendation institution
After verification, the sponsor believes that the shareholders of offline placement Restricted Shares applied for listing and circulation have strictly fulfilled the corresponding share locking commitments; The number of offline placement restricted shares and the listing and circulation time of the company's application for listing and circulation this time comply with the relevant provisions of the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of GEM stocks of Shenzhen Stock Exchange, and the guidelines for the standardized operation of GEM listed companies of Shenzhen Stock Exchange; The company's information disclosure on the listing and circulation of offline placement restricted shares is true, accurate and complete.
In conclusion, the sponsor has no objection to Inno Laser Technology Co.Ltd(301021) the listing and circulation of restricted shares under the offline placement. (no text below)
