Stock Code: Northeast Securities Co.Ltd(000686) stock abbreviation: Northeast Securities Co.Ltd(000686) Announcement No.: 2022010 Northeast Securities Co.Ltd(000686)
Announcement of resolutions of the first extraordinary meeting of the 10th board of supervisors in 2022
The company and all members of the board of supervisors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
1、 Meetings of the board of supervisors
1. On February 24, 2022, the company sent the notice on convening the first extraordinary meeting of Northeast Securities Co.Ltd(000686) the 10th board of supervisors in 2022 to all supervisors by email.
2. Northeast Securities Co.Ltd(000686) the first extraordinary meeting of the 10th board of supervisors in 2022 was held by means of communication voting on February 28, 2022.
3. There are 8 supervisors who should attend the meeting and 8 supervisors who actually attend and vote.
4. Non voting participants: Chief Compliance Officer, chief risk officer, Secretary of the board of directors and securities affairs representative of the company attended the meeting.
5. The meeting complies with relevant laws, administrative regulations, departmental rules, normative documents and the articles of association.
2、 Matters considered at the meeting
The following proposals were considered and adopted by open ballot at this meeting:
(I) the proposal on submitting the general meeting of shareholders to elect Mr. Li Bin as the non employee supervisor of the 10th board of supervisors of the company was deliberated and adopted
In accordance with the company law, the measures for the supervision of the qualifications of directors, supervisors and senior managers of securities companies, the articles of association and other relevant provisions, the board of supervisors of the company agreed to submit to the general meeting of shareholders to elect Mr. Li Bin as the non employee supervisor of the 10th board of supervisors of the company, with a term of office from the date of deliberation and approval by the general meeting of shareholders to the date of expiration of the 10th board of supervisors.
Voting results: 8 in favor, 0 against and 0 abstention. The proposal was considered and adopted.
This proposal needs to be submitted to the general meeting of shareholders of the company for deliberation.
(II) deliberated and approved the report on the performance evaluation of the company’s supervisors in 2021
The board of supervisors of the company agreed with the contents of the report on the performance evaluation of supervisors of the company in 2021, and all the evaluation objects were “competent” in the performance evaluation of supervisors in 2021.
Voting results: 8 in favor, 0 against and 0 abstention. The proposal was considered and adopted.
3、 Documents for future reference
1. The resolution of the board of supervisors signed by the attending supervisors and stamped with the seal of the board of supervisors.
2. Other documents required by SZSE.
Attachment: resume of non employee supervisor candidates of the 10th board of supervisors of the company
It is hereby announced.
Northeast Securities Co.Ltd(000686) board of supervisors March 1, 2002
Attachment: resume of non employee supervisor candidates of the 10th board of supervisors of the company
Mr. Li Bin, born in September 1975, is a member of the Communist Party of China, a bachelor and a senior engineer. Member of the CPPCC Standing Committee of Erdao District, Changchun City, member of Jilin Youth Federation and representative of the 17th National Congress of China’s trade unions. It has been rated as a model worker in Changchun, a model worker in Jilin Province, a top-notch innovative talent in Jilin Province, and the 12th batch of young and middle-aged professional and technical talents with outstanding contributions in Jilin Province. He used to be the assistant general manager and deputy general manager of Jilin Yatai Real Estate Development Co., Ltd., the deputy general manager of Jilin Yatai Fuyuan Shopping Center Co., Ltd., the general manager of Jilin Yatai Hengda Decoration Engineering Co., Ltd., the director of the president’s office of Jilin Yatai (Group) Co., Ltd., the general manager of the information management department, the Secretary of the Communist Youth League Committee, the director of the Party committee office, the vice chairman of the labor union, the president’s assistant supervisor. He is currently the vice president and Deputy Secretary of the Party committee of Jilin Yatai (Group) Co., Ltd.
Mr. Li Bin is the Deputy Secretary of the Party committee and vice president of Jilin Yatai (Group) Co., Ltd., the shareholder of the company. There is no situation that he should not be nominated as a supervisor, and he has not been punished by the CSRC and other relevant departments and disciplined by the stock exchange, There is no case where the case is filed for investigation by the judicial organ for suspected crime or the case is filed for inspection by the CSRC for suspected violation of laws and regulations, and there is no clear conclusion. Except Jilin Yatai (Group) Co., Ltd. and its personnel, it has no relationship with other shareholders holding more than 5% of the shares of the company, actual controllers, other directors, supervisors and senior managers of the company, Does not hold shares of the company, is not the person to be executed for breach of faith, the subject responsible for breach of faith or the object of punishment for breach of faith, and is qualified to meet the requirements of relevant laws, administrative regulations, departmental rules, normative documents, stock listing rules and other relevant provisions of the exchange.
