Securities code: Chongqing Zaisheng Technology Co.Ltd(603601) securities abbreviation: Chongqing Zaisheng Technology Co.Ltd(603601) Announcement No.: pro 2022009
Chongqing Zaisheng Technology Co.Ltd(603601)
Special report on the deposit and actual use of the company's raised funds
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
In accordance with the requirements of China Securities Regulatory Commission's guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies, guidelines for the self discipline supervision of listed companies on Shanghai Stock Exchange No. 1 - standardized operation, and guidelines for the self discipline supervision of listed companies on Shanghai Stock Exchange No. 1 - announcement format No. 16, The deposit and actual use of the company's raised funds in 2021 are reported as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
1. Non public offering of shares in 2015
Approved by the reply on approving Chongqing Zaisheng Technology Co.Ltd(603601) non-public offering of shares (zjxk [2016] No. 507 document) of China Securities Regulatory Commission, the company issued 259233 million non-public tradable shares with limited sale conditions in May 2016 by the lead underwriter Southwest Securities Co.Ltd(600369) (hereinafter referred to as " Southwest Securities Co.Ltd(600369) ") through inquiry, The issue price is 30.00 yuan / share, and the total amount of funds raised is 77769900000 yuan. After deducting the issuance expenses of 2109180972 yuan (excluding tax), the net amount of funds raised is 75660719028 yuan.
All the above funds were in place on May 3, 2016, which has been verified by Tianzhi International Certified Public Accountants (special general partnership) and issued the capital verification report (tzyz [2016] No. 11545).
2. Public issuance of convertible corporate bonds
Approved by the reply on approving Chongqing Zaisheng Technology Co.Ltd(603601) public issuance of convertible corporate bonds (zjxk [2018] No. 554 document) of China Securities Regulatory Commission, the company publicly issued 1.14 million convertible corporate bonds on June 19, 2018, with a face value of RMB 100.00 each and a total issuance amount of RMB 11400000000. The issuance method adopts the priority placement to the original A-share shareholders of the company. The balance after the priority placement of the original A-share shareholders (including the part that the original A-share shareholders give up the priority placement) is issued through the online pricing of the trading system of Shanghai Stock Exchange. The part subscribed less than 11400000000 yuan is underwritten by the lead underwriter. The total amount of funds raised from the public issuance of convertible corporate bonds is RMB 11400000000. After deducting the issuance expenses of RMB 615395319 (excluding tax), the net amount of funds raised is RMB 10784604681.
All the above funds were paid in place on June 25, 2018, which has been verified by Tianzhi International Certified Public Accountants (special general partnership) and issued the verification report (tzyz [2018] No. 16999).
(II) amount used in the current year and balance at the end of the year
1. Non public offering of shares in 2015
As of December 31, 2021, the company has invested 78912867101 yuan (including 5582450000 yuan of early-stage replacement) in the project of raising and investing non-public shares in 2015, of which 78912867101 yuan was used in the previous year, 0.00 yuan was used in the current year, and the balance of raised funds was 0.00 yuan.
2. Public issuance of convertible corporate bonds
As of December 31, 2021, the company has invested 9904135449 yuan in publicly issuing convertible corporate bonds. Among them, 4140235676 yuan was used in previous years and 5763899773 yuan was used in this year; During the reporting period, the total purchase of bank financial products was 17000000000 yuan, and the unexpired financial products by the end of the reporting period was 0.00 yuan; The cumulative income of financial products is 579276300 yuan, including 437308629 yuan in the previous year and 141967671 yuan in the current year; The accumulated net interest income is 131758743 yuan, including 65129156 yuan in the previous year and 66629587 yuan in the current year; The accumulated payment of other issuance expenses is 2 Shanghai Pudong Development Bank Co.Ltd(600000) 0 yuan; The balance of raised funds is 1565504275 yuan.
2、 Management of raised funds
(I) management system of raised funds
The company has complied with the company law of the people's Republic of China, the securities law of the people's Republic of China, the spirit of the notice on Further Strengthening the management of publicly raised funds of joint stock limited companies issued by CSRC, the measures for the management of raised funds of listed companies of Shanghai Stock exchange (revised in 2013) and other relevant provisions of Shanghai Stock Exchange, In combination with the actual situation of the company, the Chongqing Zaisheng Technology Co.Ltd(603601) raised funds management system (hereinafter referred to as the "management system") is formulated to implement the special account storage system for the raised funds, and regulate the storage and use of the raised funds, project implementation management, change of investment projects and supervision of use. The 2018 annual general meeting of shareholders and the 21st Meeting of the third session of the board of directors in 2019 respectively considered and approved the proposal on Amending the company's raised funds management system, and revised some provisions of the company's raised funds management system (Announcement No.: pro 2019026). According to the requirements of the management system, the board of directors of the company approved the opening of a special bank account for the raised funds, which is only used for the storage and use of the raised funds of the company and is not used for other purposes.
(II) three party / four party supervision agreement of raised funds
In May 2016, the company, together with Southwest Securities Co.Ltd(600369) and China Merchants Bank Co.Ltd(600036) Chongqing Yubei sub branch, signed the 2015 tripartite supervision agreement on the special account storage of raised funds by non-public development banks (hereinafter referred to as the "tripartite supervision agreement"). At the same time, the company, together with its wholly-owned subsidiary Xuanhan Zhengyuan micro glass fiber Co., Ltd. (hereinafter referred to as "Xuanhan Zhengyuan") ə Chongqing Sifang sub branch signed the ə35.
There is no significant difference between the contents of the above three-party supervision agreement and the four party supervision agreement and the three-party supervision agreement (model) on the special account storage of raised funds formulated by Shanghai Stock Exchange.
On March 1, 2017, the company issued the announcement on changing the implementation subject and place of some raised capital investment projects (Announcement No.: pro 2017010), which explained the change of the implementation subject and place of the "high specific surface area battery diaphragm construction project". The company, together with the wholly-owned subsidiary Chongqing paper industry research and Design Institute Co., Ltd. (hereinafter referred to as "Chongqing paper research institute") and the sponsor Southwest Securities Co.Ltd(600369) and China Merchants Bank Co.Ltd(600036) Chongqing Yubei sub branch, signed the 2015 quadripartite supervision agreement on the special account storage of non-public offering raised funds (hereinafter referred to as "quadripartite supervision agreement"). There is no significant difference between the contents of the above four party supervision agreement and the three party supervision agreement (model) on the special account storage of raised funds of Shanghai Stock Exchange. At the same time, before the change of the project, the company, the wholly-owned subsidiary Xuanhan Zhengyuan, the sponsor Southwest Securities Co.Ltd(600369) and Chongqing Yubei sub branch signed the 2015 four party supervision agreement on the special account storage of raised funds of non-public development banks, which was terminated accordingly.
On July 4, 2017, the company issued the proposal on changing the implementation subject and place of some raised capital investment projects (Announcement No.: pro 2017068), which explained the change of the implementation subject and place of "high efficiency inorganic vacuum insulation board derivative construction project". The company, the sponsor Southwest Securities Co.Ltd(600369) and Ping An Bank Co.Ltd(000001) Chongqing Xinpaifang sub branch jointly signed the 2015 tripartite supervision agreement on the special account storage of raised funds of non-public development banks (hereinafter referred to as the "tripartite supervision agreement"). There is no significant difference between the contents of the above tripartite supervision agreement and the tripartite supervision agreement (model) on the storage of raised funds in the special account of Shanghai Stock Exchange. At the same time, before the change of the project, the four party supervision agreement on the special account storage of raised funds of non-public development banks in 2015 signed by the company with the wholly-owned subsidiary Xuanhan Zhengyuan, the sponsor Southwest Securities Co.Ltd(600369) and Ping An Bank Co.Ltd(000001) Chongqing Xinpaifang sub branch was terminated accordingly.
On August 4, 2017, the company issued the announcement on changing the recommendation institution and recommendation representative (Announcement No.: pro 2017094), which explained the recommendation of China Industrial Securities Co.Ltd(601377) (hereinafter referred to as " China Industrial Securities Co.Ltd(601377) ") to undertake the company's public issuance of A-share convertible corporate bonds and the continuous supervision after the listing of shares. The company and the sponsor China Industrial Securities Co.Ltd(601377) signed the tripartite supervision agreement with China Construction Bank Corporation(601939) Chongqing Yubei sub branch and Ping An Bank Co.Ltd(000001) Chongqing branch respectively. Meanwhile, the company, its wholly-owned subsidiary Chongqing Paper Research Institute and the sponsor China Industrial Securities Co.Ltd(601377) and China Merchants Bank Co.Ltd(600036) Chongqing Yubei branch signed the four party supervision agreement Xuanhan Zhengyuan, a wholly-owned subsidiary of the company, and the sponsor China Industrial Securities Co.Ltd(601377) signed the Quartet supervision agreement with China Construction Bank Corporation(601939) Chongqing Yubei sub branch. There is no significant difference between the contents of the above three-party supervision agreement and the four party supervision agreement and the three-party supervision agreement (model) on the special account storage of raised funds of Shanghai Stock Exchange.
On July 20, 2018, the company, together with China Industrial Securities Co.Ltd(601377) and China Construction Bank Corporation(601939) Chongqing Yubei sub branch and China Minsheng Banking Corp.Ltd(600016) Chongqing Branch, signed the tripartite supervision agreement on the storage of funds raised by public issuance of convertible corporate bonds (hereinafter referred to as the "tripartite supervision agreement"). There is no significant difference between the contents of the above tripartite supervision agreement and the tripartite supervision agreement (model) for the storage of raised funds formulated by Shanghai Stock Exchange.
On December 18, 2018, the company issued the announcement on Canceling Part of the special account for raised funds (Announcement No.: pro 2018104), which explained the cancellation of the special account for raised funds originally opened by the company and its wholly-owned subsidiary Xuanhan Zhengyuan in China Construction Bank Corporation(601939) Chongqing Yubei sub branch. After the cancellation of relevant special accounts for raised funds, the tripartite supervision agreement signed by the company, China Industrial Securities Co.Ltd(601377) and China Construction Bank Corporation(601939) Chongqing Yubei sub branch shall be terminated accordingly, and the Quartet supervision agreement signed by the company, Xuanhan Zhengyuan, China Industrial Securities Co.Ltd(601377) and China Construction Bank Corporation(601939) Chongqing Yubei sub branch shall be terminated accordingly.
On May 9, 2020, the company issued the announcement on changing the recommendation institution and recommendation representative (Announcement No.: pro 2020060), which explained the recommendation work of Huafu Securities Co., Ltd. (hereinafter referred to as "Huafu securities") to undertake the company's non-public offering of A-share common shares and the continuous supervision work after the listing of shares. The company, together with the sponsor Huafu securities, re signed the tripartite supervision agreement with China Construction Bank Corporation(601939) Chongqing Yubei sub branch, Ping An Bank Co.Ltd(000001) Chongqing Branch, China Minsheng Banking Corp.Ltd(600016) Chongqing Branch. Meanwhile, the company, its wholly-owned subsidiary Chongqing Paper Research Institute and the sponsor Huafu securities signed the Quartet supervision agreement with China Merchants Bank Co.Ltd(600036) Chongqing Yubei sub branch Xuanhan Zhengyuan, a wholly-owned subsidiary of the company, and Huafu securities, a sponsor, signed the Quartet supervision agreement with China Construction Bank Corporation(601939) Chongqing Yubei sub branch. There is no significant difference between the contents of the above three-party supervision agreement and the four party supervision agreement and the three-party supervision agreement (model) on the special account storage of raised funds of Shanghai Stock Exchange.
As of December 31, 2021, all parties to the agreement have performed relevant responsibilities in accordance with the relevant tripartite supervision agreement and the quadripartite supervision agreement.
(III) storage of raised funds in special account
1. As of December 31, 2021, the deposit balance of the special account for the deposit of funds raised by non-public offering in 2015 is as follows:
(unit: RMB)
Serial number deposit bank account number initial deposit amount deadline balance method
1 China Construction Bank Corporation(601939) Chongqing Yubei sub branch 500501083600 Ping An Bank Co.Ltd(000001) 00 current 20811020000 account cancelled 2 Ping An Bank Co.Ltd(000001) Chongqing Xinpaifang sub branch 11015534482008 current 3324900000 account cancelled 3 China Merchants Bank Co.Ltd(600036) Chongqing Yubei sub branch 123905642910712 current 9720000000 account cancelled 4 China Merchants Bank Co.Ltd(600036) Chongqing Yubei sub branch 123907749410303 current account 11876740500 cancelled 5 China Merchants Bank Co.Ltd(600036) Chongqing Yubei sub branch
