Shaanxi Laite photoelectric material Co., Ltd
Initial public offering and listing on the science and Innovation Board
Announcement of offline preliminary placement results and online Winning Results
Sponsor (lead underwriter): Citic Securities Company Limited(600030)
hot tip
The application of Shaanxi Laite photoelectric materials Co., Ltd. (hereinafter referred to as the “issuer”) for initial public offering of RMB common shares (A shares) and listing on the science and Innovation Board (hereinafter referred to as the “issuance”) has been examined and approved by the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as the “Shanghai Stock Exchange”), It has been approved for registration by China Securities Regulatory Commission (zjxk [2021] No. 4122).
Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) ” or “sponsor (lead underwriter)”) serves as the sponsor (lead underwriter) of this offering.
This offering is conducted by a combination of directional placement to strategic investors (hereinafter referred to as “strategic placement”), offline inquiry placement to qualified investors (hereinafter referred to as “offline issuance”), and online pricing issuance to social public investors holding non restricted A-share shares and non restricted depositary receipts market value in Shanghai market (hereinafter referred to as “online issuance”).
The issuer negotiated with the recommendation institution (lead underwriter) to determine the number of shares to be issued this time as 4024375900 shares. The initial number of strategic placement is Hefei Taihe Intelligent Technology Group Co.Ltd(603656) 2 shares, accounting for about 15.00% of the number of shares issued this time. The subscription funds promised by the strategic placement investors and the brokerage commission for the placement of new shares have been fully remitted to the bank account designated by the sponsor (lead underwriter) within the specified time. The final number of strategic placement in this issue is 5838433 shares, accounting for about 14.51% of the number of shares issued this time, The difference between the initial number of strategic placement shares and the final number of strategic placement shares was 1981290 shares, which were transferred back to offline issuance.
After the adjustment of the strategic placement and before the launch of the offline online call back mechanism, the initial offline issuance was 27564326 shares, accounting for about 80.12% of the issuance after deducting the final strategic placement; The initial number of shares issued online was 6841000 million, accounting for about 19.88% of the number issued after deducting the final strategic placement. The total quantity of final offline and online issuance is the total quantity of this issuance minus the final strategic placement quantity. The final quantity of online and offline issuance will be determined according to the callback situation.
The issue price is 22.05 yuan / share. The issuer initially issued 6841000 A shares of “Wright optoelectronics” through the online pricing of the trading system of Shanghai Stock Exchange on March 8, 2022 (t day).
According to the announcement on the IPO arrangement and preliminary inquiry of Shaanxi Laite photoelectric material Co., Ltd. and the announcement on the IPO and listing of Shaanxi Laite photoelectric material Co., Ltd. on the science and Innovation Board (hereinafter referred to as the “announcement on the issuance arrangement and preliminary inquiry”) and the announcement on the IPO and listing of Shaanxi Laite photoelectric material Co., Ltd. on the science and Innovation Board (hereinafter referred to as the “announcement on the issuance”) According to the announced callback mechanism, since the initial effective subscription multiple on the Internet is about 424680 times, more than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism, and 10% of the number of shares in this public offering (rounded up to an integer multiple of 500 shares, i.e. 3441000 shares) after deducting the final strategic placement will be withdrawn from the Internet to the Internet. After the callback mechanism is launched: the final number of offline shares issued is 24123326, accounting for about 70.12% of the number issued after deducting the final strategic placement; The final number of shares issued online is 10282000 million, accounting for about 29.88% of the number issued after deducting the final strategic placement. After the callback mechanism was launched, the final winning rate of online issuance was 003539129%.
Investors are kindly requested to focus on the payment process of this offering and fulfill their payment obligations on March 10, 2022 (T + 2):
1. Offline allocated investors shall timely and fully pay the new share subscription funds and the corresponding new share placement brokerage commission (rounded to the nearest cent) in accordance with this announcement. Offline allocated investors shall transfer the corresponding new share placement brokerage commission when paying the new share subscription funds, and the funds shall arrive before 16:00 on March 10 (T + 2) 2022, Offline investors are allocated multiple new shares every day. Please pay for each new share separately. In the case of multiple new shares allocated on the same day, if only one total amount is remitted, the consolidated payment will lead to the failure of accounting, and the resulting consequences shall be borne by the investors themselves.
The brokerage commission rate for the placement of new shares by offline investors participating in this offering is 0.5%. The amount of brokerage commission for placing new shares of the placing object = the final amount allocated to the placing object × 0.5% (rounded to the nearest cent).
After online investors win the bid for new shares, they shall fulfill the obligation of capital delivery in accordance with this announcement to ensure that their capital account will have sufficient capital for new shares on March 10 (T + 2) 2022. The insufficient part shall be deemed to give up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investors are located.
The shares of this offering that are abandoned due to the insufficient payment of subscription funds by offline and online investors shall be underwritten by the sponsor (lead underwriter).
2. For the offline issuance part, the allocated securities investment funds and other partial share asset management products established by public offering (hereinafter referred to as “public offering products”), the National Social Security Fund (hereinafter referred to as “social security fund”), the basic old-age insurance fund (hereinafter referred to as “pension”) Among the enterprise annuity fund (hereinafter referred to as “enterprise annuity fund”) established in accordance with the measures for the administration of enterprise annuity fund, insurance funds (hereinafter referred to as “insurance funds”) in accordance with the measures for the administration of the use of insurance funds and other relevant provisions, and qualified overseas institutional investors, 10% of the accounts (rounded up) shall promise to obtain the restricted period of the shares for this placement, which is 6 months from the date of the issuer’s initial public offering and listing. The aforesaid placement target account will be determined by lottery on March 11, 2022 (T + 3) (hereinafter referred to as “offline placement lottery”). The shares allocated to the placement target account managed by offline investors who have not been selected have no circulation restrictions and restricted sales arrangements, and can be circulated from the date when the shares issued this time are listed and traded on the Shanghai Stock Exchange. The online placement lottery adopts the method of allocating numbers according to the allocated objects, and the numbers are allocated according to the number of households finally allocated to offline investors. Each allocated object is allocated a number. According to the offline investor commitment letter signed by all investors of this offline offering through the offline Investor Service System of Citic Securities Company Limited(600030) IPO project, once the offline investor makes a quotation, it is deemed to accept the online lower selling period arrangement of this offering. Participate in the initial inquiry of this offering and finally obtain the funds of public offering products, pensions, social security funds, enterprise annuity funds, insurance funds and qualified foreign institutional investors placed offline, and promise that if the account of the placing object managed by it is selected in the lottery stage of online placing, The holding period of the shares allocated to the placing object is 6 months from the date of the issuer’s initial public offering and listing.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of shares issued after deducting the final strategic placement, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. Offline and online investors shall pay the subscription funds in full and on time after obtaining the distribution. Providing valid quotation but not participating in subscription or not fully participating in subscription After obtaining the initial placement, investors who fail to pay the subscription capital and the corresponding brokerage commission for the placement of new shares in time and in full, as well as other acts in violation of the rules for the administration of offline investors in initial public offerings under the registration system and the guidelines for the classification, evaluation and Administration of offline investors in initial public offerings under the registration system (Zhong Zheng Xie Fa [2021] No. 212), It will be deemed as violation and shall bear the responsibility for violation. The recommendation institution (lead underwriter) will report the violation to the China Securities Association for the record. If an online investor fails to make full payment after winning the lottery three times in a row within 12 months, it shall not participate in the subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days) from the next day of the settlement participant’s latest declaration of abandonment of subscription.
5. This announcement discloses the preliminary placement results of this offline offering, including the name of the offline investor, the name of the placing object, the code of the placing object, the number of subscriptions, the number of preliminary placing, the amount allocated, the brokerage commission for the placement of new shares and the total amount of contributions payable, And the information of offline investors who provide effective quotation during the preliminary inquiry but do not participate in offline subscription or the actual number of subscriptions is less than the number of proposed subscriptions. According to the issuance announcement announced on March 7, 2022 (t-1), once published, this announcement will be deemed to be issued to the public
Online investors and offline issuers who have participated in online subscription and won the lot will be delivered to all placing objects
Be allocated a payment notice.
1、 Final result of strategic placement
The payment and placement work of the strategic placement of this issuance have been completed, and the strategic investors of this issuance are committed
Nuo participated in the strategic placement of this offering. It is confirmed that the issuance announcement discloses the participation of strategic investors in this
The strategic placement of this offering is effective. The final situation of the strategic placement of this offering is as follows:
Number of shares allotted proportion of the number of shares allotted in the amount allotted (yuan, excluding the Commission of the number of times issued by the name type (shares) of strategic investors during the new share allotment restriction period) (yuan) (month) (%) (yuan)
Participate in follow-up investment
Citic Securities Company Limited(600030) investment some sponsors 18140584.513999997890 – 3999997890 24 related subsidiaries of the company
company
Citic Securities Company Limited(600030) Wright light
Electric employees participated in the 10849682.702392354440119617722404316212 12 board strategic placement collection senior management of the science and innovation issuer
Asset Management Planner and nuclear
Citic Securities Company Limited(600030) Wright Guangxin staff special telegram staff to participate in asset management of scientific and technological innovation projects
Board strategic placement No. 2 management plan 29394077.306481392435324069626513799397 12 collective asset management plan
Row
Total 583843314.51128737447654436873412918113499-
2、 Online lottery results
According to the issuance announcement, the issuer and the recommendation institution (lead underwriter) on March 9, 2022 (T + 1)
On the morning of the th, he presided over the meeting at Haitang hall, the conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong New Area, Shanghai
Shaanxi Laite photoelectric materials Co., Ltd. IPO online lottery ceremony. Lottery
The lottery ceremony was conducted in accordance with the principles of openness, fairness and impartiality. The lottery process and results have been approved by Shanghai Dongfang Gong
Notarized by the certificate office. The winning results are as follows:
Last digit winning lot number
Last “4” digit 087858782095
Last “5” digits 9930379303593033930319303
The last “6” digits are 862546362546973980
The last “7” digits are 418245954324596682459793245991824592932459,
168245904324599944823
Last “8” digit Jiangling Motors Corporation Ltd(000550) 33
If the investors who participate in the online issuance and subscription of Wright optoelectronics IPO A shares and listed on the science and innovation board have the same mantissa of the subscription allotment number as the above number, it is the winning number. Wright can only subscribe 20564 shares with a total of 205A winning numbers.
3、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the measures for the implementation of the issuance and underwriting of shares on the science and Innovation Board of Shanghai Stock Exchange (SZF [2021] No. 76), the guidelines for the application of the issuance and underwriting rules of the science and Innovation Board of Shanghai Stock Exchange No. 1 – initial public offering of shares (SZF [2021] No. 77) The sponsor (lead underwriter) shall improve the qualification of investors participating in offline subscription in accordance with the relevant provisions such as the code for underwriting of initial public offering under the registration system (Zhong Zheng Xie Fa [2021] No. 213) and the management rules for offline investors of initial public offering under the registration system (Zhong Zheng Xie Fa [2021] No. 212)
