Guoyuan Securities Company Limited(000728)
About Anhui Huaqi Environmental Protection&Technology Co.Ltd(300929)
Verification opinions on the special report on the deposit and use of raised funds in 2021 Guoyuan Securities Company Limited(000728) (hereinafter referred to as " Guoyuan Securities Company Limited(000728) " and "sponsor") as the sponsor of Anhui Huaqi Environmental Protection&Technology Co.Ltd(300929) (hereinafter referred to as " Anhui Huaqi Environmental Protection&Technology Co.Ltd(300929) " and "company") for initial public offering of shares and listing on GEM, According to the measures for the administration of securities issuance and listing recommendation business, the guidelines for self-discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 - recommendation business, the Listing Rules of GEM stocks of Shenzhen Stock Exchange, and the guidelines for self-discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of gem listed companies The guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies and other relevant provisions have carefully verified the deposit and use of raised funds and special reports of the company in 2021. The specific verification conditions and verification opinions are as follows:
1、 Use and balance of raised funds
With the approval of registration of Anhui Huaqi Environmental Protection&Technology Co.Ltd(300929) initial public offering (zjxk [2020] No. 3413) issued by China Securities Regulatory Commission, the company issued 2065000000 RMB ordinary shares (A shares), with a par value of RMB 1 per share and an issue price of RMB 13.87 per share, The total amount of funds raised was 286415500 yuan, and the actual net amount of funds raised after deducting relevant issuance expenses was 237353000 yuan. Rongcheng Certified Public Accountants (special general partnership) has verified the capital availability of the company's initial public offering of shares on January 15, 2021, and issued the capital verification report numbered "Rongcheng Yan Zi [2021] No. 230z0009". The company has stored the raised funds in a special account and signed the tripartite supervision agreement on raised funds with relevant banks and sponsors.
As of December 31, 2021, the actual use and balance of the company's raised funds are as follows:
Unit: 10000 yuan
Project amount
Net proceeds 2373530
Less: total accumulated direct investment in raised projects 1137518
The balance of temporarily idle raised funds for purchasing financial products is 500000
Temporarily idle raised funds to supplement working capital amount of 300000
Plus: amount recovered due to financial management in the reporting period-
Financial management income and interest income net of handling charges 170.24
Balance of raised funds 453036
2、 Deposit and management of raised funds
According to relevant laws and regulations, the company has formulated the management system of raised funds, which has made clear provisions on the storage, approval, use, management and supervision of raised funds, so as to ensure the standardized use of raised funds.
After deliberation and approval at the 11th meeting of the 3rd board of directors, the company signed the tripartite supervision agreement on raised funds with Guoyuan Securities Company Limited(000728) and Industrial And Commercial Bank Of China Limited(601398) Ma'anshan Tuanjie square sub branch, Shanghai Pudong Development Bank Co.Ltd(600000) Ma'anshan branch, China Merchants Bank Co.Ltd(600036) Ma'anshan sub branch and opened a special account for raised funds.
As of December 31, 2021, the deposit of the company's raised funds is as follows:
Unit: 10000 yuan
Opening bank account No. initial amount closing balance
number
China Industrial And Commercial Bank Of China Limited(601398) Co., Ltd
1 Limited company Ma'anshan Tuanjie Guang 1306020829 Guangzhou Hi-Target Navigation Tech Co.Ltd(300177) 22712000. Ganfeng Lithium Co.Ltd(002460) 51chang sub branch
Shanghai Pudong Development Bank
2 copies of limited liability company Ma'anshan branch 100100788011 Shahe Industrial Co.Ltd(000014) 8610 China Vanke Co.Ltd(000002) 06869 line
3 China Merchants Bank Co.Ltd(600036) Co., Ltd. 5559 Shenyang Cuihua Gold And Silver Jewelry Co.Ltd(002731) 07043811.36 1.16 Sima Anshan sub branch
Total 2581136453036
Note: the net amount raised by the company in this initial offering is 237353000 yuan, and the difference between the initial amount in the table is the issuance expenses that have not been deducted.
On February 4, 2021, the company held the 12th meeting of the 3rd board of directors and the 11th meeting of the 3rd board of supervisors, deliberated and approved the proposal on using part of the temporarily idle raised funds for cash management, and agreed that the company can use the temporarily idle raised funds with an amount of no more than 50 million yuan for cash management within 12 months, Within the above limit and validity period, the funds can be used in a circular and rolling manner. The temporarily idle raised funds will be returned to the special account for raised funds in time after the expiration of cash management. As of December 31, 2021, the company used the temporarily idle raised funds for cash management, and the outstanding balance was 50 million yuan.
On October 26, 2021, the company held the fifth meeting of the Fourth Board of directors and the third meeting of the Fourth Board of supervisors, deliberated and approved the proposal on using some idle raised funds to temporarily supplement working capital, and agreed that within 12 months, on the premise of ensuring the normal progress of the capital demand of the investment projects with raised funds and the use plan of raised funds, Use part of the idle raised funds of no more than 30 million yuan to temporarily supplement the working capital, and return it to the special account for raised funds at maturity. As of December 31, 2021, the company used temporarily idle raised funds to supplement the outstanding balance of working capital, which was 30 million yuan.
3、 Actual use of raised funds in 2021
The actual use of the company's raised funds in 2021 is detailed in the attached table comparison table of the use of raised funds in 2021.
4、 Change the use of funds for investment projects with raised funds
The company does not change the investment project of raised funds.
5、 Problems in the use and disclosure of raised funds
The company uses the raised funds in accordance with the provisions and requirements of relevant laws, regulations and normative documents, and discloses the use of the raised funds. There are no violations in the use and management of the raised funds.
6、 Assurance opinions of Accountants on the special report on the annual storage and use of raised funds
Rongcheng Certified Public Accountants (special general partnership) conducted a special audit on the company's special report on the storage and use of raised funds in 2021 and issued the verification report on the annual storage and use of raised funds (Rongcheng zhuanzi [2022] No. 230z0463). According to the report, the special report on the annual deposit and use of raised funds prepared by the board of directors of the company in 2021 complies with the regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies and the relevant provisions of Shenzhen Stock Exchange, and fairly reflects the actual deposit and use of raised funds of the company in 2021.
7、 Verification opinions of the recommendation institution
The recommendation institution checked the bank statement of the company's special account for the deposit of raised funds, spot checked the original vouchers for the use of large raised funds, and obtained the details of the use of the company's raised funds; We consulted the special report of the audit institution and the relevant announcements and documents on the use of the raised funds.
After verification, the recommendation institution believes that the deposit and use of the company's raised funds in 2021 meet the requirements of relevant laws, regulations and regulations such as the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies and the guidelines for the self discipline supervision of listed companies on Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM, The raised funds have been deposited and used in a special account, and the relevant procedures have been performed for the use of the raised funds. There is no case of changing the purpose of the raised funds in a disguised manner and damaging the interests of shareholders, and there is no case of illegal use of the raised funds.
(no text below)
Attached table 1: comparison of use of raised funds in 2021
Unit: 10000 yuan
Total raised funds 2373530
The total amount of raised funds with changed purposes during the reporting period is 1137518 million yuan
The total amount of raised funds with changed purposes is 0
The total amount of raised funds with changed purposes is 0.00% higher than the total amount of raised funds invested in 1137518 cases
yes
no
The project has been changed into a project that has reached the deadline for raising. After the project reaches the feasibility of this report and the fund is adjusted, whether the raising is invested to the scheduled reporting period by the end of the period is a committed investment project and project commitment The cumulative investment progress (%) of Nuoji capital allocation in the reporting period can be used to realize whether the over raised capital is invested to the target investment amount. The investment amount (2) (3) = the expected weight of the effect on the status date (including the total amount (1) (2) / (1) Large variation of benefits and benefits in the future
change
Change)
Committed investment projects
Southern MAANSHAN town 2021576
Sewage treatment plant expansion no 1200012000 963988963988 note 1 80.33% April 30 11 yes note 2 no project date
Intelligent sewage treatment No. 10000 -- Note 3 -- not suitable for equipment industrialization project
Supplementary water environment treatment
