Changjiang Securities Company Limited(000783) underwriting and recommendation Co., Ltd
About Gripm Advanced Materials Co.Ltd(688456)
Verification opinions on the listing and circulation of some issued shares before initial public offering
Changjiang Securities Company Limited(000783) underwriting recommendation Co., Ltd. (hereinafter referred to as “Changjiang recommendation” or “recommendation institution”) is a recommendation institution for Gripm Advanced Materials Co.Ltd(688456) (hereinafter referred to as ” Gripm Advanced Materials Co.Ltd(688456) ” or “company”) to issue shares to the public for the first time and list on the science and innovation board, In accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of Shanghai Stock Exchange on the science and innovation board and the measures for the continuous supervision of listed companies on the science and Innovation Board (for Trial Implementation), the listing and circulation of some issued shares before the initial public offering of the company were verified, The details are as follows:
1、 Types of restricted shares traded in this listing
According to the reply on Approving the registration of Gripm Advanced Materials Co.Ltd(688456) initial public offering (zjxk [2021] No. 251) issued by China Securities Regulatory Commission on January 26, 2021, the company was approved to issue 30000000 ordinary shares in RMB to the public and was listed on the science and Innovation Board of Shanghai Stock Exchange on March 17, 2021. After the completion of the initial public offering of shares, the total share capital of the company is 103660000 shares, including 76363898 shares with limited sales conditions and 27296102 shares with unlimited sales conditions.
Among the above-mentioned tradable shares with limited sales conditions, 1203898 shares of restricted shares for offline placement were listed and circulated on September 17, 2021. After the sale restrictions of this batch of restricted shares were lifted, the capital structure of the company changed. The total capital stock of the company was 103660000 shares, including 75160000 shares with limited sale conditions and 28500000 shares with unlimited sale conditions.
The restricted shares listed and circulated this time are some restricted shares issued by the company in the initial public offering. The restricted period is 12 months from the date of listing of the company’s shares, involving a total of 12 shareholders. The corresponding number of shares is 34408750 shares, accounting for 33.19% of the company’s total share capital. This part of restricted shares will be listed and circulated from March 17, 2022.
2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
The restricted shares listed and circulated this time belong to the restricted shares of the initial public offering, and the change in the number of shares since the initial public offering of the company.
3、 Relevant commitments of restricted shares circulating in this listing
According to the company’s prospectus on initial public offering and listing on the science and innovation board and the announcement on initial public offering and listing on the science and innovation board, the commitments made by the shareholders of restricted shares applying for listing and circulation are as follows:
1. Beijing Huading xincornerstone equity investment fund (limited partnership), Chongqing electromechanical Co., Ltd. Bosun Co.Ltd(002282) , Beijing manruijiade Investment Consulting Co., Ltd., Beijing Huaisheng urban construction and Development Co., Ltd., Chengdu Aerospace Industry Internet Intelligent Manufacturing Industry Investment Fund partnership (limited partnership), China Securities Co.Ltd(601066) Capital Management Co., Ltd Beijing MCC United Energy Technology Co., Ltd. and Beijing Tiger Mining Investment Co., Ltd. promise:
Within 12 months from the date of listing of Gripm Advanced Materials Co.Ltd(688456) shares on Shanghai Stock Exchange (hereinafter referred to as “commitment period”), the enterprise will not transfer or entrust others to manage the shares of Gripm Advanced Materials Co.Ltd(688456) held by the enterprise before this issuance, nor will Gripm Advanced Materials Co.Ltd(688456) acquire the shares of Gripm Advanced Materials Co.Ltd(688456) held by the enterprise before this issuance. After the expiration of the commitment period, the above shares can be listed, circulated and transferred under the conditions specified in relevant laws and regulations and the articles of association. If the violation of this commitment causes losses to Gripm Advanced Materials Co.Ltd(688456) or relevant parties, the enterprise is willing to bear corresponding legal liabilities.
2. Gongqingcheng Hengrui Shengchuang investment partnership (limited partnership), Gongqingcheng Hengrui hechuang investment partnership (limited partnership) and Gongqingcheng micro nano interconnection investment partnership (limited partnership) promise:
Do not transfer shares at the time of Gripm Advanced Materials Co.Ltd(688456) initial public offering. The enterprise will not transfer or entrust others to manage the shares of Gripm Advanced Materials Co.Ltd(688456) held by the enterprise before this offering within 12 months from the date when Gripm Advanced Materials Co.Ltd(688456) ‘s shares are listed on Shanghai Stock Exchange (hereinafter referred to as “commitment period”), Nor will Gripm Advanced Materials Co.Ltd(688456) acquire the shares of Gripm Advanced Materials Co.Ltd(688456) held by the enterprise before the issuance. After the expiration of the commitment period, the shares of Gripm Advanced Materials Co.Ltd(688456) held by the company before the issuance can be listed, circulated and transferred under the conditions of complying with relevant laws and regulations, the articles of association and Gripm Advanced Materials Co.Ltd(688456) relevant employee equity incentive system. If the violation of this commitment causes losses to Gripm Advanced Materials Co.Ltd(688456) or relevant parties, the enterprise is willing to bear corresponding legal liabilities.
As of the date of issuance of the verification opinions, the shareholders of restricted shares applying for listing and circulation have strictly fulfilled the corresponding commitments, and there is no situation that the failure of relevant commitments affects the listing and circulation of restricted shares.
4、 Restricted shares circulating in this listing
(I) the total number of restricted shares in circulation this time is 34408750
(II) the listing and circulation date is March 17, 2022
(III) listing and circulation list of restricted shares
Sequential holding of limited sale shares holding of limited sale share capital secondary listing flow remaining limited sale number shareholder name number (shares) in the company’s total number of shares (shares) number of shares principal proportion (shares)
1 Chongqing electromechanical Co., Ltd. 49005004.73% 4900500
2. Equity investment of Beijing Huading xincornerstone 48397504.67% 48397500
Fund (limited partnership)
3 Bosun Co.Ltd(002282) 4,792500 4.62% 4,792500 0
4 Beijing manruijiade investment consultant has 43875004.23% 43875000
Limited company
5 Beijing Huaisheng urban construction and development accounts for 3.69% of 38272500
Limited company
6 Gongqingcheng hengruishengchuang investment partnership 2570002.48%
Enterprise (limited partnership)
Chengdu Aerospace Industry Internet intelligence
7 manufacturing industry investment fund partnership 21262502.05% 21262500
Business (limited partnership)
8 Gongqingcheng Hengrui hechuang investment partnership 20740002.00% 20740000
Enterprise (limited partnership)
9 China Securities Co.Ltd(601066) Capital Management Co., Ltd. 17212501.66% 17212500
department
10 Gongqingcheng micro nano interconnection investment partnership 15160001.46% 15160000
Enterprise (limited partnership)
11 Beijing MCC United Energy Technology Co., Ltd. 13230001.28% 13230000
company
12 Beijing Tiger Mining Investment Co., Ltd. 3307500.32%
department
Total 3440875033.19% 344087500
Listing and circulation of restricted shares:
Serial No. type of restricted shares number of shares in circulation (shares) restricted period (month)
1 initial restricted shares 3440875012
Total 34408750-
5、 Verification opinions of the recommendation institution
After verification, the recommendation institution believes that:
As of the date of issuance of this verification opinion, Gripm Advanced Materials Co.Ltd(688456) the holders of restricted shares listed and circulated this time have strictly fulfilled their commitments made in the company’s initial public offering.
The listing and circulation of restricted shares meets the requirements of the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of Shanghai Stock Exchange on the science and innovation board and the measures for the continuous supervision of listed companies on the science and Innovation Board (for Trial Implementation); The number of restricted shares lifted and the listing and circulation time of the restricted shares comply with relevant laws, administrative regulations, departmental rules, relevant rules and shareholders’ commitments.
The sponsor agrees to Gripm Advanced Materials Co.Ltd(688456) this listing and circulation of restricted shares.
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