Ningxia Baofeng Energy Group Co.Ltd(600989) verification report on deposit and actual use of raised funds
December 31, 2021
Ningxia Baofeng Energy Group Co.Ltd(600989)
catalogue
Page 1. Verification report on deposit and actual use of raised funds 1 - 3 II. Verification report on deposit and actual use of Ningxia Baofeng Energy Group Co.Ltd(600989) raised funds
Special report 4 - 7
Ningxia Baofeng Energy Group Co.Ltd(600989)
Special report on the deposit and use of raised funds in 2021
According to the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (announcement [2022] No. 15 of China Securities Regulatory Commission) According to the self regulatory guidelines for listed companies of Shanghai Stock Exchange No. 1 - standardized operation (SZF [2022] No. 2) and the Ningxia Baofeng Energy Group Co.Ltd(600989) raised funds management system (hereinafter referred to as the "raised funds management system"), Ningxia Baofeng Energy Group Co.Ltd(600989) (hereinafter referred to as the "company") has prepared a special report on the deposit and use of raised funds as of December 31, 2021. The details are as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
With the approval of the reply on approving Ningxia Baofeng Energy Group Co.Ltd(600989) initial public offering of shares (zjxk [2019] No. 782) issued by China Securities Regulatory Commission, the company issued 733.36 million ordinary shares (A shares) in RMB for the first time, with a par value of 1 yuan per share and an issue price of 11.12 yuan per share, and the total amount of funds raised was 81549632 million yuan, After deducting 154963200 yuan of various issuance expenses, the net amount of raised funds is 800 million yuan. The company's initial public offering of the above-mentioned general funds was verified by the accounting firm of Hua Yong Zi (a0045, 2019) on March 9, 2019, and the above-mentioned general funds were issued by the accounting firm of Hua Yong Zi (a0045, 2019).
(II) use and balance of raised funds
As of December 31, 2021, the net amount of the company's accumulated use of the special account for raised funds totaled 81549632 million yuan, and the balance of the account for raised funds was 0 yuan.
2、 Deposit and management of raised funds
(I) management system of raised funds
The company has formulated the management system of raised funds, which has made specific and clear provisions on the storage, use and supervision of raised funds to ensure the standardized use of raised funds.
(II) tripartite supervision agreement of raised funds
On May 10, 2019, the company, the sponsor Citic Securities Company Limited(600030) , and the bank where the special account for raised funds is located signed the tripartite supervision agreement on the storage of special account for raised funds. The contents of the relevant agreement are not significantly different from the tripartite supervision agreement (model) on the storage of special account for raised funds formulated by Shanghai Stock Exchange.
(III) storage of raised funds in special account
As of December 31, 2021, the storage of raised funds is as follows:
Unit: RMB
Serial number bank name bank account number account balance
1 China Construction Bank Corporation(601939) yin6405011001 Shanxi Blue Flame Holding Company Limited(000968) 88880.00 chuanxixia sub branch (note)
2 Bank Of Communications Co.Ltd(601328) Ningxia Hui 6413011000119042201380.00 Autonomous Region Branch
3 China Construction Bank Corporation(601939) Shenzhen 442501000086 Shenzhen Cereals Holdings Co.Ltd(000019) 410.00 zhenjingyuan sub branch
Total 0.00
3、 Actual use of raised funds in 2021
See the attached table " Ningxia Baofeng Energy Group Co.Ltd(600989) raised funds use comparison table" of this report for the use of the company's raised funds in 2021.
4、 Preliminary investment and replacement of investment projects with raised funds
As of April 30, 2019, the company has invested 3804016 million yuan of raised funds in advance with self raised funds. On May 28, 2019, Ernst & Young Huaming Certified Public Accountants (special general partnership) issued the special assurance report on Ningxia Baofeng Energy Group Co.Ltd(600989) pre investment of raised funds in investment projects with self raised funds (Ernst & Young Huaming (2019) ZZ No. 61004853a05).
On May 28, 2019, the company held the 23rd Meeting of the second board of directors and the 10th meeting of the second board of supervisors, deliberated and approved the proposal on using the raised funds to replace the self raised funds of the projects invested with raised funds in the early stage, and agreed that the company should use the raised funds to replace the self raised funds of the projects invested with raised funds in the early stage. As of December 31, 2021, all the self raised funds of the above projects invested in raising funds in advance have been replaced.
