Securities code: 603982 securities abbreviation: Nanjing Chervon Auto Precision Technology Co.Ltd(603982) Announcement No.: 2021-115 convertible bond Code: 113629 convertible bond abbreviation: Quanfeng convertible bond
Nanjing Chervon Auto Precision Technology Co.Ltd(603982)
Announcement on the regulatory measures or punishment and rectification taken by the securities regulatory authorities and the exchange in the past five years
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Nanjing Chervon Auto Precision Technology Co.Ltd(603982) (hereinafter referred to as the "company") has been listed in strict accordance with the company law of the people's Republic of China, the securities law of the people's Republic of China, the stock listing rules of Shanghai Stock Exchange (hereinafter referred to as the "Stock Listing Rules") and the company charter And other laws and regulations, constantly improve the corporate governance mechanism, establish and improve the internal management and control system, improve the level of corporate governance, and promote the sustainable and healthy development of enterprises.
In view of the company's intention to apply to the China Securities Regulatory Commission for non-public offering of shares, the company's regulatory measures, penalties and rectification taken by the securities regulatory authorities and the exchange in the past five years are hereby announced as follows:
1、 The company has been punished by the securities regulatory authorities in the past five years
The company has not been punished by the securities regulatory authority in the past five years.
2、 Regulatory measures taken by securities regulatory authorities and exchanges and corresponding rectification of the company in the past five years
On June 9, 2021, the company received the decision on giving supervision warning to Nanjing Chervon Auto Precision Technology Co.Ltd(603982) , the controlling shareholder Quanfeng Precision Technology Holding Co., Ltd. (hereinafter referred to as "Quanfeng precision"), the actual controller and then Chairman Pan Longquan and relevant responsible persons issued by Shanghai Stock Exchange (szgjh [2021] No. 0070). The specific contents and the rectification of the company are as follows:
1. Main contents of regulatory warning
On July 20, 2020, the company withheld and paid the dividend distribution income tax expense of RMB 1071800 for the controlling shareholder Quanfeng precision, and the controlling shareholder Quanfeng precision paid the above amount on the same day. The company is a company controlled by the same actual controller, Nanjing Deshuo Industry Co., Ltd. (hereinafter referred to as "deshuo industry") ）8.0592 million yuan of electricity charges were collected and paid, all of which were returned in time. According to the annual audit accountant, the above acts constitute the occupation of non operating funds. The above occupation amount totaled 9.131 million yuan, accounting for 0.62% of the company's latest audited net assets. All the above occupied funds have been returned at the end of the year.
In view of the small amount and proportion of the above funds, and all of them have been returned by the end of the year, Shanghai Stock Exchange shall consider them at its discretion. According to Article 16.1 of the stock listing rules and the relevant provisions of the measures for the implementation of disciplinary and regulatory measures of Shanghai Stock Exchange, Shanghai Stock Exchange decided to give regulatory warnings to the company, the controlling shareholder Quanfeng precision, pan Longquan, the actual controller and then chairman of the board, Deng Lingqu, the then general manager of the company, and Liu Zhiwen, the chief financial officer and Secretary of the board of directors.
2. Corresponding rectification measures
As for the withholding and payment of dividend distribution income tax expenses for the controlling shareholder, the controlling shareholder has been urged to repay on the same day, and the controlling shareholder and the actual controller are required to issue a commitment that the dividend distribution income tax will be appropriated in time in the future to ensure that such situation will not occur again. With regard to the collection and payment of electricity charges for deshuo industry, the company has adjusted the settlement method to prepay electricity charges for deshuo industry, and has signed the supplementary agreement to the agreement on collection and payment of electricity charges with deshuo industry, which does not constitute the occupation of funds.
In the future daily operation, the company will operate in strict accordance with laws, regulations and the stock listing rules, and earnestly fulfill the obligation of information disclosure; The controlling shareholders, actual controllers and their related parties will abide by the principle of good faith, exercise shareholders' rights in accordance with laws and regulations and the articles of association of the listed company, and ensure the independence of the listed company; Directors, supervisors and senior managers will perform their duties of loyalty and diligence, promote the standardized operation of the company, and ensure that the company discloses all major information in a timely, fair, true, accurate and complete manner.
In addition to the above, the company has not been punished or taken other regulatory measures by the securities regulatory authorities and the exchange in the past five years.
It is hereby announced!
Nanjing Chervon Auto Precision Technology Co.Ltd(603982) board of directors December 30, 2021
