Securities code: 002694 securities abbreviation: Goody Science & Technology Co.Ltd(002694) Announcement No.: 2021-034 Goody Science & Technology Co.Ltd(002694)
Announcement on the company's punishment or regulatory measures taken by the securities regulatory authorities and the exchange in the last five years and the corresponding rectification measures
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Goody Science & Technology Co.Ltd(002694) (hereinafter referred to as "the company") has been listed in strict accordance with the company law of the people's Republic of China, the securities law of the people's Republic of China, the guidelines for corporate governance of listed companies, the stock listing rules of Shenzhen Stock Exchange and other relevant laws and regulations and the articles of association of the company Continuously improve the corporate governance structure, establish and improve the internal management and control system, continuously improve the standard operation level of the company, and promote the sustainable, stable and healthy development of the company.
In view of the company's intention to apply to the China Securities Regulatory Commission for non-public offering of shares, according to the requirements of relevant laws and regulations, the company has conducted a self-examination on the punishment or regulatory measures taken by the securities regulatory authorities and the exchange in the past five years.
Through self inspection, the company has not been punished by the securities regulatory authorities and the exchange in the past five years, but has been taken administrative regulatory measures by the securities regulatory authorities.
1. Basic information of the decision on administrative supervision measures
Goody Science & Technology Co.Ltd(002694) and relevant personnel received the decision of Hubei Securities Regulatory Bureau on Issuing warning letter to Goody Science & Technology Co.Ltd(002694) , Jia Guangxin, Wang Dajun and Zhang Dongfeng ([2020] No. 41) issued by Hubei Securities Regulatory Bureau on November 11, 2020. The above administrative supervision measures are caused by the company's investment exceeding the planned amount, which is not performed in advance and disclosed. The main contents are as follows:
" Goody Science & Technology Co.Ltd(002694) , Jia Guangxin, Wang Dajun, Zhang Dongfeng:
On August 24, 2017, Goody Science & Technology Co.Ltd(002694) (hereinafter referred to as the company) has approved the investment in Alxa Desert dream auto aviation Park - Auto Park after deliberation by the general meeting of shareholders The proposal for the construction project of (interactive entertainment area) is planned to be implemented through the wholly-owned subsidiary Alxa League dream automobile Cultural Tourism Development Co., Ltd., with a total investment of 1 billion yuan. On June 11, 2020, the company learned that the project has actually completed the investment of 1.210 billion yuan
Billion yuan, 210 million yuan more than the approved investment amount. It was not until June 24, 2020 that the company announced to supplement and fulfill the review procedures of the investment exceeding the planned amount and disclosed it to the public. Jia Guangxin, then general manager of the company and Zhang Dongfeng, Secretary of the board of directors, and Wang Dajun, manager, executive director and legal representative of Mengqi culture and tourism company, were directly responsible for violations of relevant information disclosure.
The company failed to disclose major investment excess in time, In violation of Article 30 of the measures for the administration of information disclosure of listed companies, "when a major event occurs that may have a great impact on the trading price of securities and their derivatives of listed companies, and the investors have not been informed, the listed company shall immediately disclose it and explain the cause, current status and possible impact of the event. The major events mentioned in the preceding paragraph include: （2） The company's major investment behavior and major decision to purchase property... ".
According to Article 59 of the measures for the administration of information disclosure of listed companies, our bureau has decided to take administrative supervision measures to issue warning letters to the company and its relevant responsible persons Jia Guangxin, Wang Dajun and Zhang Dongfeng, and record them in the integrity archives of securities and futures. The company and relevant responsible persons shall seriously learn lessons, strengthen the study of securities laws and regulations, strictly perform the duties of the company and all members of the board of directors, ensure the authenticity, accuracy and integrity of information disclosure, strengthen the authenticity, accuracy, integrity and timeliness of information disclosure, and prevent such acts from happening again. "
2. Rectification measures
The directors, supervisors and senior managers of the company took this rectification as an opportunity to strengthen the study of securities laws and regulations, strengthen the awareness of standardized operation, improve the internal control system, effectively improve the standardized operation level of the company and prevent the recurrence of such problems.
The company believes that for the matters that have been taken regulatory measures by the regulatory authorities in the past five years, the company has made corresponding rectification in accordance with the regulatory requirements, improved the internal control system, strengthened the awareness of standardized operation, and implemented the long-term mechanism of risk compliance management.
It is hereby announced.
Goody Science & Technology Co.Ltd(002694) board of directors December 29, 2021
