Securities code: Sinosteel New Materials Co.Ltd(002057) securities abbreviation: Sinosteel New Materials Co.Ltd(002057) Announcement No.: 2022015 Sinosteel New Materials Co.Ltd(002057)
Insider information about the first restricted stock incentive plan and
Self inspection report on the purchase and sale of company shares by incentive objects
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Sinosteel New Materials Co.Ltd(002057) (hereinafter referred to as “the company” or ” Sinosteel New Materials Co.Ltd(002057) “) held the fourth (Interim) meeting of the seventh board of directors and the fourth (Interim) meeting of the seventh board of supervisors on September 24, 2021, deliberated and adopted the Sinosteel New Materials Co.Ltd(002057) first phase restricted stock incentive plan (Draft) and its summary and other relevant proposals, and the independent directors issued independent opinions on relevant matters. For details, please refer to the company’s website (www.cn. Info. Com. CN.) on September 25, 2021 Relevant announcements of disclosure.
In accordance with the requirements and relevant provisions of laws, regulations and normative documents such as the measures for the administration of information disclosure of listed companies, the measures for the administration of equity incentive of listed companies (hereinafter referred to as the “measures”) and the guidelines for self regulatory supervision of listed companies of Shenzhen Stock Exchange No. 1 – business handling (hereinafter referred to as the “guidelines for self regulatory supervision No. 1”), etc, The company has taken sufficient and necessary confidentiality measures for the Sinosteel New Materials Co.Ltd(002057) first phase restricted stock incentive plan (hereinafter referred to as the “incentive plan”), and registered the insiders of the incentive plan. In accordance with the administrative measures, self regulatory guide No. 1 and other relevant provisions, after the company applied to China Securities Depository and Clearing Co., Ltd. Shenzhen Branch (hereinafter referred to as “zhongdeng clearing”), the company Other insiders conducted a self-examination on the trading of the company’s shares within 6 months before the public disclosure of the draft incentive plan and relevant announcements (i.e. from March 24, 2021 to September 24, 2021, hereinafter referred to as the “self-examination period”). The specific circumstances are as follows:
1、 Verification scope and procedure
1. The verification object is the incentive object and other insiders of the incentive plan (hereinafter referred to as the “verification object”).
2. Insiders of this incentive plan have filled in the archives of insiders.
3. The company inquired about the purchase and sale of the company’s shares by the verification object during the self inspection period, and zhongdeng settlement issued the inquiry certificate of shareholding and share change of information disclosure obligor and the detailed list of shareholder share change (hereinafter referred to as the “inquiry certificate”).
2、 The verification object bought and sold the company’s shares during the self inspection period
According to the inquiry certificate issued by zhongdeng settlement, during the self-examination period, insiders did not buy and sell the company’s shares, and 39 incentive objects bought and sold the company’s shares. According to the written statement issued by the above incentive object, the company’s stock trading during the self inspection period is based on its own judgment on the trading situation of the secondary market, which has nothing to do with the equity incentive. Before buying and selling the company’s shares, it did not know the specific information of the incentive plan, nor did any person disclose it to it Disclose the relevant information of the incentive plan or suggest them to buy and sell the company’s shares based on this, and there is no case of using insider information for stock trading. 3、 Verification conclusion
In conclusion, through self-examination, the company has taken corresponding confidentiality measures in strict accordance with relevant regulations in the process of planning and demonstrating the incentive plan, limited the scope of participants, and registered relevant personnel and intermediaries who have access to insider information in time. Within 6 months before the public disclosure of the draft incentive plan, no insider or incentive object has been found to use the insider information of the incentive plan to buy and sell the company’s shares, which complies with the relevant provisions of the administrative measures and the guide for self regulation No. 1, and there is no insider trading. 4、 Documents for future reference
1. Inquiry certificate of shareholding and share change of information disclosure obligor issued by China Securities Depository and Clearing Co., Ltd. Shenzhen Branch;
2. Detailed list of changes in shareholders’ shares issued by Shenzhen Branch of China Securities Depository and Clearing Corporation Limited.
It is hereby announced.
Sinosteel New Materials Co.Ltd(002057) board of directors
March 9, 2002
