Securities code: Bank Of Chengdu Co.Ltd(601838) securities abbreviation: Bank Of Chengdu Co.Ltd(601838) Announcement No.: 2022009 Bank Of Chengdu Co.Ltd(601838)
Announcement on the issuance results of public issuance of convertible corporate bonds
Sponsor (lead underwriter): China Securities Co.Ltd(601066)
Co lead underwriters: Boc International (China) Co.Ltd(601696) , the board of directors of Huatai United Securities Co., Ltd. and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents Bank Of Chengdu Co.Ltd(601838) (hereinafter referred to as ” Bank Of Chengdu Co.Ltd(601838) ,” issuer “or” company “) has obtained the approval of the China Securities Regulatory Commission (CSRC) in Document No. [2021] 4075 for the public issuance of convertible corporate bonds (hereinafter referred to as” convertible bonds “). The convertible corporate bonds issued this time are referred to as “Chengyin convertible bonds” for short, and the bond code is “113055” The lead underwriter (hereinafter referred to as the “lead underwriter”) Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai United Securities”) is the joint lead underwriter of this issuance ( China Securities Co.Ltd(601066) securities, Boc International (China) Co.Ltd(601696) securities and Huatai United Securities are collectively referred to as “joint lead underwriters”).
The scale of the convertible bonds issued this time is 8 billion yuan, which will be preferentially distributed to the original shareholders registered by China Securities Depository and Clearing Co., Ltd. Shanghai Branch (hereinafter referred to as “China Securities Depository and clearing Shanghai Branch”) after the closing of the market on the equity registration date (March 2, 2022, t-1), The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is sold online to public investors through the trading system of Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”). The part subscribed for less than 8 billion yuan is underwritten by the balance of the joint lead underwriters.
1、 The result of the preferential placement of convertible bonds by the original shareholders
The payment for the preferential placement of the original shareholders in this issuance was completed on March 3, 2022 (t day). The total number of Chengdu silver convertible bonds that were finally placed to the original shareholders in this issuance was 6328711, that is, 632871100000 yuan, accounting for about 79.11% of the total amount of this issuance. The specific placing results are as follows:
Category placement quantity (hand) placement amount (yuan)
Former shareholder Hong Leong Bank Berhad 1439100000
4861100 original shareholder of 89hao bank
Other original shareholders of the company
Total 6328711632871100000
2、 Online subscription results of convertible bonds
The online subscription and payment of the balance after the preferential placement of the original shareholders (including the preferential placement abandoned by the original shareholders) has been completed on March 7, 2022 (T + 2). According to the data provided by Shanghai Stock Exchange and China Clearing Shanghai Branch, the joint lead underwriters made statistics on the final subscription of this online issuance of convertible bonds, and the results are as follows:
Category payment subscription quantity payment subscription amount abandonment subscription quantity abandonment subscription amount (hand) (yuan) (hand) (yuan)
Online social public investors 16459711645971 China Vanke Co.Ltd(000002) 53182531800000
3、 Underwriting by joint lead underwriters
The number of subscriptions abandoned by investors this time is all underwritten by the joint lead underwriters. The number of underwritten by the joint lead underwriters is 25318, the underwriting amount is 2531800000 yuan, and the underwriting proportion is 0.32%.
On March 9, 2022 (T + 4), the joint lead underwriters summarized the underwriting funds and the funds paid and subscribed by investors, and transferred them to the bank account designated by the issuer after deducting the underwriting recommendation fee. The issuer submitted the bond registration application to China Clearing Shanghai branch and registered the underwritten convertible bonds to the securities account designated by the joint lead underwriters.
4、 Contact information of CO lead underwriters
If investors have any questions about the issuance results announced in this announcement, please contact the joint lead underwriters of this issuance. The specific contact information is as follows:
1. Sponsor (lead underwriter): China Securities Co.Ltd(601066)
Contact address: 10 / F, block B, Kaiheng Center, No. 2 chaonei street, Beijing
Tel.: 01086451551, 01086451552 contact: equity capital market department 2. Joint lead underwriter: Boc International (China) Co.Ltd(601696) contact address: 7 / F, No. 110 Xidan North Street, Xicheng District, Beijing Tel.: 01066578999 contact: equity capital market department 3. Joint lead underwriter: Huatai United Securities Co., Ltd
Contact address: 20 / F, Block E, Poly Plaza, No. 18 Dongfang Road, Pudong New Area, Shanghai
Tel.: 02138966571 contact: stock capital market department
Issuer: Bank Of Chengdu Co.Ltd(601838) sponsor (lead lead underwriter): China Securities Co.Ltd(601066) co lead underwriter: Boc International (China) Co.Ltd(601696) co lead underwriter: Huatai United Securities Co., Ltd. March 9, 2022
