Beijing Geling Shentong Information Technology Co., Ltd
Initial public offering and listing on the science and Innovation Board
Announcement of offline preliminary placement results and online Winning Results
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
hot tip
The application of Beijing Geling Shentong Information Technology Co., Ltd. (hereinafter referred to as "Geling Shentong", "issuer" or "company") for the initial public offering of RMB common shares (A shares) (hereinafter referred to as "this offering") has been examined and approved by the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange, It has been approved to register by China Securities Regulatory Commission (hereinafter referred to as "CSRC") (zjxk [2022] No. 64).
This issuance adopts directional placement to strategic investors (hereinafter referred to as "strategic placement") Offline inquiry placement to qualified offline investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts market value in Shanghai market (hereinafter referred to as "online issuance").
Haitong Securities Company Limited(600837) (hereinafter referred to as " Haitong Securities Company Limited(600837) " or "sponsor (lead underwriter)") serves as the sponsor (lead underwriter) of this offering.
The issuer and the lead underwriter negotiated and determined that the number of shares issued this time is 46245205. The initial strategic placement is expected to issue 2312260 shares, accounting for 5% of the total number of shares issued this time. The subscription funds promised by the strategic investors have been remitted to the bank account designated by the sponsor (lead underwriter) within the specified time. The final strategic placement of this issuance is 1519371 shares, accounting for 3.29% of the total issuance. The difference between the initial strategic placement and the final strategic placement is 792889 shares, which are transferred back to the offline issuance.
Before the launch of the online and offline call back mechanism, the number of shares issued offline was 35939334, accounting for 80.35% of the number issued after deducting the final strategic placement; The number of shares issued online was 8.7865 million, accounting for 19.65% of the number issued after deducting the final strategic placement. The total quantity of final offline and online issuance is the total quantity of this issuance minus the final strategic placement quantity. The final online issuance quantity and the final offline issuance quantity will be determined according to the call back situation.
According to the announcement on the IPO arrangement and preliminary inquiry of Beijing Geling Shentong Information Technology Co., Ltd. and its listing on the science and Innovation Board (hereinafter referred to as the "announcement on the issuance arrangement and preliminary inquiry") and the announcement on the IPO of Beijing Geling Shentong Information Technology Co., Ltd. and its listing on the science and Innovation Board (hereinafter referred to as the "announcement on the issuance") ”）According to the announced callback mechanism, since the initial effective subscription multiple of this online offering is 417473 times, more than 100 times, the issuer and the lead underwriter decided to start the callback mechanism, adjust the scale of offline and online issuance, and callback 4473000 million shares from offline to online. After the callback mechanism was launched, the final number of shares issued offline was 3146334, accounting for 70.35% of the number issued after deducting the number of strategic placements, and the final number of shares issued online was 13259500, accounting for 29.65% of the number issued after deducting the number of strategic placements. After the callback mechanism was launched, the final winning rate of online issuance was 003614789%.
Major changes have taken place in the payment process of this offering. Please pay special attention to it. The main changes are as follows: 1 Offline allocated investors shall, in accordance with the announcement of offline preliminary placement results and online winning results of initial public offering of shares by Beijing Geling Shentong Information Technology Co., Ltd. and listing on the science and Innovation Board (hereinafter referred to as the "announcement of offline preliminary placement results and online winning results"), Before 16:00 on March 9, 2022 (T + 2), timely and fully pay the new share subscription fund and the corresponding new share placement brokerage commission (rounded to the nearest cent). Offline allocated investors shall transfer the corresponding new share placement brokerage commission when paying the new share subscription fund. Offline investors are allocated multiple new shares every day. Please pay for each new share separately. In the case of multiple new shares allocated on the same day, if only one total amount is remitted, the consolidated payment will lead to the failure of accounting, and the resulting consequences shall be borne by the investors themselves.
After the online investors win the subscription of new shares, they shall fulfill the obligation of capital settlement according to the announcement of offline preliminary placement results and online winning results, so as to ensure that their capital account will have sufficient new share subscription funds on March 9 (T + 2) 2022. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located. The shares that offline and online investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. In this offline offering, securities investment funds and other partial share asset management products (hereinafter referred to as "public offering products"), National Social Security Fund (hereinafter referred to as "social security fund"), basic endowment insurance fund (hereinafter referred to as "pension") established by public offering Among the enterprise annuity fund (hereinafter referred to as "enterprise annuity fund") established in accordance with the measures for the administration of enterprise annuity fund, insurance funds (hereinafter referred to as "insurance funds") in accordance with the measures for the administration of the use of insurance funds and other relevant provisions, and qualified foreign institutional investors, 10% of the final allocated accounts (rounded up), It shall promise that the restricted period of the shares to be placed this time is 6 months from the date of the issuer's initial public offering and listing. The restricted account will be determined by lottery after the offline investors complete the payment. The lottery number of the online lower limit sale account will be allocated according to the placing object, and each placing object will be assigned a number. Once offline investors quote, they will be deemed to accept the online lower limit selling period arrangement of this offering.
3. When the total number of shares subscribed by offline and online investors is less than 70% of the number of shares issued after deducting the final strategic placement, the lead underwriter will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investors with valid quotation fail to participate in the subscription or obtain the preliminary placement, and the offline investors fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The lead underwriter shall report the breach to the China Securities Association for the record.
If online investors fail to pay in full after winning the lottery three times in a row within 12 months, they shall not participate in the subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day when CSDCC Shanghai branch receives the purchase abandonment declaration. The number of times of giving up subscription shall be calculated according to the number of times of investors actually giving up subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds.
5. Once this announcement is published, it shall be deemed to have served the notice of allotment payment to the online investors who have participated in the online subscription and won the lot and all allotment objects who have obtained the allotment of offline issuance.
1、 Strategic placement results
(I) participants
In this offering, the selection of strategic investors is comprehensively determined after considering the qualification of investors and market conditions, mainly including:
Haitong innovation Securities Investment Co., Ltd. (related subsidiaries of the sponsor participating in the follow-up investment);
The above strategic investors have signed a strategic placement agreement with the issuer.
See the special verification report of Haitong Securities Company Limited(600837) on the strategic placement of initial public offering of Beijing gelingshentong Information Technology Co., Ltd. announced on March 4, 2022 (t-1) and Legal opinion of Shanghai jintiancheng law firm on the verification of strategic investors of Beijing Geling Shentong Information Technology Co., Ltd. in its initial public offering and listing on the science and innovation board.
(II) matching results
On March 3, 2022 (T-2), the issuer and the lead underwriter negotiated and confirmed according to the preliminary inquiry results
The price of this issuance is 39.49 yuan / share, and the total scale of this issuance is about 1826223100 yuan.
According to the underwriting guidelines, if the issuance scale is more than 1 billion yuan and less than 2 billion yuan, the proportion of follow-up investment is
4%, but no more than RMB 60 million. Haitong innovation Securities Investment Co., Ltd. has paid the strategic allocation in full
The sale and subscription fund is 100 million yuan, and the number of shares allocated this time is 1519371, and the initial payment amount exceeds the final payment amount
For the excess amount corresponding to the number of shares allocated, the recommendation institution (lead underwriter) will pay on March 11, 2022
Before (T + 4 day), it shall be returned according to the original path of payment.
To sum up, the final strategic placement results of this issuance are as follows:
Proportion of the number of shares allotted to the number of shares allotted by the name and type of restricted investors in the placement of new shares to the total amount of commission allocated to the number of shares issued this time (yuan) to the number of shares sold (10000 shares) (yuan) Period (%)
1 relevant subsidiaries of Haitong innovation securities insurance recommendation institution 1519371 3.29599999607 05999996079 24 follow-up investment of joint venture Co., Ltd. 9
2、 Online lottery results
According to the issuance announcement, the issuer and the recommendation institution (lead underwriter) on March 8, 2022 (T + 1)
On the morning of August, he presided over Ge Ling's deep pupil at the Haitang hall, the conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong
The lottery winning ceremony of online issuance of public shares. The lottery ceremony shall follow the principles of openness, fairness and justice
The process and result of lottery have been notarized by Shanghai Oriental notary office. The winning results are as follows:
Last digit winning lot number
Last "4" digits 988248825841
Last "5" digits 7557495574555774355741557494682
Last "6" digits 271556
Last "7" digits 7818627531862728286270318627
Last "8" digit 11147613149494257654819285048255172904340044805
Investment in online issuance and subscription of A-Shares of Beijing Geling Shentong Information Technology Co., Ltd
If the mantissa of the subscription allotment number held by the applicant is the same as the above number, it is the winning number. The winning numbers are 26519 in total
Each winning number can only subscribe for 500 shares of Geling Shentong A shares.
3、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the measures for the implementation of the issuance and underwriting of shares on the science and Innovation Board of Shanghai Stock Exchange (SZF [2021] No. 76), the guidelines for the application of the issuance and underwriting rules of the science and Innovation Board of Shanghai Stock Exchange No. 1 - initial public offering of shares (SZF [2021] No. 77) The sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription in accordance with the relevant provisions of the code for underwriting initial public offering of shares under the registration system (Zhong Zheng Xie Fa [2021] No. 213) and the detailed rules for the administration of offline investors of initial public offering of shares on the science and Innovation Board (Zhong Zheng Xie Fa [2019] No. 149). According to the effective subscription results finally received by the offline electronic subscription platform of Shanghai Stock Exchange, the sponsor (lead underwriter) makes the following statistics:
The offline subscription of this offering has been completed on March 7, 2022 (t day). The 4633 effective offer placement objects managed by 210 offline investors disclosed in the issuance announcement have made offline subscription in accordance with the requirements of the issuance announcement, and the number of offline effective subscription is 459612 million shares.
(II) preliminary offline placement results
According to the offline placement principles and calculation methods published in the issuance arrangement and preliminary inquiry announcement and the issuance announcement, the issuer and the lead underwriter have made a preliminary placement of offline issued shares, and the preliminary placement results are as follows:
Effective subscription accounts for the number of offline placements, and the number of allocated shares accounts for the number of shares of all types of investors (10000 effective subscriptions (shares)) the proportion of total offline placements
Proportion of shares
Class a investors 2960800644196% 22028435
