Everbright Securities Company Limited(601788)
About Wuxi Dk Electronic Materials Co.Ltd(300842)
Special verification opinions on the use and storage of raised funds in 2021
In accordance with the requirements of the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of GEM stocks of Shenzhen Stock Exchange, and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM, Everbright Securities Company Limited(601788) (hereinafter referred to as " Everbright Securities Company Limited(601788) " and "sponsor") as the sponsor of Wuxi Dk Electronic Materials Co.Ltd(300842) (hereinafter referred to as " Wuxi Dk Electronic Materials Co.Ltd(300842) ," issuer "and" company "), checked the use and deposit of the company's raised funds in 2021. The details are as follows:
1、 Basic information of raised funds
(I) amount of funds actually raised and receipt of funds
With the approval of the reply on approving Wuxi Dk Electronic Materials Co.Ltd(300842) initial public offering of shares (zjxk [2020] No. 830) issued by China Securities Regulatory Commission, the company publicly issued 25 million ordinary shares (A shares) with a par value of 1.00 yuan per share, an issue price of 15.96 yuan per share and a total raised capital of 399 million yuan, After deducting the total amount of underwriting fees and other issuance expenses (excluding the deductible VAT input tax of the issuance expenses of this public offering of shares), the net amount of funds actually raised by the company is RMB 35056260000.
On June 15, 2020, Everbright Securities Company Limited(601788) will remit the balance of 37060269246 yuan after deducting the unpaid underwriting recommendation fee (excluding tax of 2839730754 yuan) to the company's account in Bank Of Jiangsu Co.Ltd(600919) Wuxi science and technology sub branch (Account No.: 219101880000188129) 21 Taiyuan Heavy Industry Co.Ltd(600169) 246 yuan, China Merchants Bank Co.Ltd(600036) Yixing branch account (Account No.: 610902269810708) 5000000000 yuan Bank Of Ningbo Co.Ltd(002142) Yixing sub branch account (Account No.: 78050122 Zhejiang Dali Technology Co.Ltd(002214) 62) 54 Tangshan Port Group Co.Ltd(601000) 00 yuan, Bank Of Communications Co.Ltd(601328) Yixing Dongshan sub branch account (Account No.: 39400069601 Haimo Technologies Group Corp(300084) 783) 5000000000 yuan. The above raised funds have been verified by the capital verification report "ZTY [2020] YZ No. 90029" issued by ZTY Certified Public Accountants (special general partnership).
The company has adopted special account storage management for the raised funds, and has cooperated with Bank Of Jiangsu Co.Ltd(600919) Wuxi Branch
Bank of China, China Merchants Bank Co.Ltd(600036) Yixing sub branch, Bank Of Ningbo Co.Ltd(002142) Yixing sub branch, Bank of Communications
Wuxi Branch of Bank of China Co., Ltd. and the sponsor signed the tripartite supervision agreement on the storage of special account for raised funds
Discussion.
(II) use and balance of raised funds
In 2021, the company used the raised funds to directly invest 6776841518 yuan in the project of raised funds, with a profit of the public
The company used idle raised funds for cash management and received financial management income of 456558634 yuan in total
After deducting the net handling fee of 29941029 yuan from the interest income, the interest on the raised funds saved from the raised funds account was cancelled
0.45 yuan. As of December 31, 2021, the balance of the company's fund-raising account was 14268795932 yuan
(including the amount of cash management with idle raised funds).
2、 Deposit and management of raised funds
(I) deposit of raised funds
As of December 31, 2021, the balance of the raised funds account was 14268795932 yuan, including live
Financial products with Principal Guaranteed deposit of RMB 32790 Shenzhen Sed Industry Co.Ltd(000032) . The specific storage conditions are as follows: unit: Yuan
Company name bank name account number type storage amount
Bank Of Jiangsu Co.Ltd(600919) stock demand deposit 1022361074 Wuxi dike Electronic Material Co., Ltd. Wuxi 21910188000188129 structural financial management 7000000000 Material Co., Ltd. science and technology sub branch securities company income
Financial management voucher 4000000000
Wuxi dike electronic materials Bank Of Ningbo Co.Ltd(002142) Co., Ltd
Yixing 780501220 Risesun Real Estate Development Co.Ltd(002146) 2 current deposit 2246434858 sub branch of Materials Co., Ltd
Wuxi dike electronic materials China Merchants Bank Co.Ltd(600036) Co., Ltd
Material Co., Ltd. Yixing 610902269810708 current deposit cancellation sub branch
Wuxi dike electronic materials Bank Of Communications Co.Ltd(601328) Yixing 39400069601 Haimo Technologies Group Corp(300084) 783 current deposit cancellation Materials Co., Ltd. Dongshan sub branch
Total -- 14268795932
Note: Bank Of Communications Co.Ltd(601328) Yixing Dongshan sub branch (39400069601 Haimo Technologies Group Corp(300084) 783) the use purpose of the raised funds account is supplementary
For the project of replenishing working capital, the funds raised in the account have been used up, and the account was closed on December 17, 2020 to raise funds
The interest of 273001 yuan has been transferred to the basic account of the company China Merchants Bank Co.Ltd(600036) Yixing sub branch (610902269810708)
The purpose of the fund-raising account is the construction project of the R & D center. The funds raised in this account have been used up and will be released in November 2021
On June 26, the account was closed, and the interest of 0.45 yuan on the raised funds has been transferred to the basic account of the company.
(II) fund raising management
In order to standardize the use and management of raised funds, improve the use efficiency and efficiency of raised funds, and safeguard the legitimate rights and interests of the company, shareholders and creditors, The company has complied with the provisions of relevant laws, regulations and normative documents such as the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies, the Listing Rules of GEM stocks of Shenzhen Stock Exchange and the guidelines for the self discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM, etc, Combined with the actual situation of the company, the measures for the management of raised funds are formulated, which clearly stipulates the storage, use, change, hierarchical approval authority, decision-making procedures, risk control measures, information disclosure procedures, supervision and accountability of the company's special account for raised funds.
According to the measures for the administration of raised funds, the company and the sponsor signed the tripartite supervision agreement on the storage of raised funds special account with Bank Of Jiangsu Co.Ltd(600919) Wuxi Branch, China Merchants Bank Co.Ltd(600036) Yixing sub branch, Bank Of Ningbo Co.Ltd(002142) Yixing sub branch, Bank Of Communications Co.Ltd(601328) Wuxi Branch, where the special account for raised funds is located, respectively, clarifying the rights and obligations of all parties. There is no significant difference between the tripartite regulatory agreement and the model tripartite regulatory agreement of Shenzhen Stock Exchange, and there is no problem in the performance of the tripartite regulatory agreement.
3、 Actual use of raised funds in 2021
(I) use of raised funds
The capital investment projects raised by the company's initial public offering are "relocation and capacity expansion project of 500 tons of positive silver slurry per year", "R & D center construction project" and "supplementary working capital project". In 2021, the company actually used 6776841518 yuan of raised funds. See attached table 1: comparison table of the use of raised funds for the use of raised funds.
(II) replacement of self raised funds invested in projects with raised funds in advance
On August 4, 2020, the 18th meeting of the first board of directors and the 7th Meeting of the first board of supervisors respectively deliberated and adopted the proposal on using raised funds to replace self raised funds invested in pre raised projects and paid issuance expenses, and agreed to use raised funds to replace self raised funds invested in pre raised projects and paid issuance expenses, The total amount is 254606 million yuan. Zhongtianyun Certified Public Accountants (special general partnership) verified the company's pre invested projects and paid issuance expenses with self raised funds as of July 31, 2020, and issued "zhongtianyun [2020] He Zi No. 90378" assurance report on Wuxi Dk Electronic Materials Co.Ltd(300842) replacing pre invested funds with raised funds.
The specific conditions of replacing self raised funds with raised funds in advance are as follows:
Unit: 10000 yuan
No. project name planned amount of raised funds self raised funds pre invested amount
1. Relocation and expansion of 500t / a frontal silver slurry 1959616130301 construction project
2 R & D center construction project 1046010 804.48
3. Supplementary working capital project 500000-
Total 3505626210749
According to the verification report "ZTY [2020] YZ No. 90029" issued by zhongtianyun Certified Public Accountants (special general partnership), the total issuance expenses of the company's initial public offering of shares are RMB 484374 million (excluding tax). As of July 31, 2020, the issuance fee excluding tax paid by the company with self raised funds was RMB 4.3857 million, and the replacement was RMB 4.3857 million. The specific amount is as follows:
Unit: 10000 yuan
No. project self raised replacement amount and advance investment amount by July 31, 2020
1. Recommendation fee 188.68
2. Audit and capital verification expenses 183.96 183.96
3. Attorney fees 55.00 55.00
4. Issuance fee and material production fee 10.93 10.93
Total 438.57
(III) changes in the place and mode of implementation of the projects actually invested by the raised funds
1. On October 16, 2020, the 21st Meeting of the first board of directors and the 10th meeting of the first board of supervisors respectively considered and approved the proposal on changing the implementation place and implementation method of some raised capital investment projects, and agreed to change the implementation place and implementation method of the raised capital investment project "R & D center construction project", as follows:
Unit: 10000 yuan
Before and after change
Place of implementation: the implementing Party plans to invest in raising funds; place of implementation: the implementing Party plans to invest in raising funds
