Securities code: 002926 securities abbreviation: Huaxi Securities Co.Ltd(002926) Announcement No.: 2021-066 Huaxi Securities Co.Ltd(002926)
Announcement on resolutions of the fifth meeting of the third board of supervisors in 2021
The company and all members of the board of supervisors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Huaxi Securities Co.Ltd(002926) (hereinafter referred to as “the company”) ）The notice of the fifth meeting of the third board of supervisors in 2021 was sent by e-mail on December 21, 2021, and was held at the headquarters of the company in the form of on-site meeting on December 28, 2021. Three supervisors should attend the meeting, three actually attended, and Pang Xiaolong, chairman of the board of supervisors, presided over the meeting. The convening, convening and voting procedures of this meeting comply with the provisions of the company law and other relevant laws and regulations and the articles of association.
The board of supervisors considered the proposals listed in the meeting notice and passed the following proposals:
1、 Proposal on nomination and replacement of candidates for non employee supervisors of the third board of supervisors of the company
Voting results: three votes in favor, none against and no abstention.
It is agreed to nominate Xu Hai, the current Deputy Secretary of the Party committee of the company, as a candidate for non employee supervisors of the third board of supervisors, with the same term of office as that of the third board of supervisors. Pang Xiaolong, the current chairman of the board of supervisors of the company, intends to no longer serve as chairman and supervisor of the board of supervisors due to the expiration of his working age. Pang Xiaolong will continue to perform the duties of chairman and supervisor of the board of supervisors until the general meeting of shareholders of the company approves the appointment of Xu Hai.
See the attachment for the resume of Comrade Xu Hai. This proposal shall be submitted to the general meeting of shareholders of the company for deliberation.
2、 Proposal on formulating the internal accountability of directors and supervisors of the company
Voting results: three votes in favor, none against and no abstention.
In order to improve the corporate governance structure, improve the internal restriction and accountability mechanism, promote the directors and supervisors of the company to fulfill their duties, and improve the decision-making and operation management level of the company, the board of directors agreed to formulate the internal accountability of directors and supervisors of the company.
This proposal needs to be submitted to the general meeting of shareholders for deliberation. The internal accountability of directors and supervisors was disclosed on cninfo (www.cn. Info. Com.. CN) on the same day as this resolution.
3、 Proposal on the formulation of the company’s performance appraisal and salary management system for directors and supervisors
Voting results: three votes in favor, none against and no abstention.
In order to improve the assessment and salary management system of the company, improve the assessment and salary management mechanism of directors and supervisors with clear responsibilities and rights and clear rewards and punishments, and ensure that the directors and supervisors of the company perform their functions and powers according to law, the board of directors agreed to formulate the performance assessment and salary management system of directors and supervisors of the company.
This proposal needs to be submitted to the general meeting of shareholders for deliberation. The management system for performance appraisal and remuneration of directors and supervisors was disclosed on cninfo (www.cn. Info. Com.. CN) on the same day as this resolution.
Documents for future reference: resolutions of the board of supervisors signed by the attending supervisors and stamped with the seal of the board of supervisors;
It is hereby announced.
Huaxi Securities Co.Ltd(002926) board of supervisors
December 29, 2021
Annex: resume of non employee supervisor candidates of the third board of supervisors
Xu Hai: male, Han nationality, born in November 1967, Chinese nationality, member of the Communist Party of China, without overseas residency, with a postgraduate degree in the Party school. Work experience is as follows:
1984.08-1991.08: teacher of Haichao middle school in Luxian County; 1991.08-1992.10 staff member of Luxian county land and Resources Bureau; 1992.10-1998.12 clerk, assistant procurator, deputy section level assistant procurator and procurator of Luzhou procuratorate; 1998.12-2000.02 deputy director of the preliminary examination office of the anti corruption Bureau of Luzhou municipal procuratorate; February 2000 — December 2001: leader of the second Investigation Brigade of the anti corruption Bureau of Luzhou municipal procuratorate; 2001.12-2004.01 deputy director of anti corruption Bureau of Luzhou municipal procuratorate and chief section level procurator; January 2004 to September 2005: Deputy Director of anti corruption Bureau and director of guidance department of Luzhou municipal procuratorate; 2005.09-2006.01 Deputy county-level procurator of Luzhou municipal procuratorate and deputy director of Anti-Corruption Bureau; 2006.01-2010.08: procurator general and party secretary of Naxi District Procuratorate of Luzhou City; August 2010 — March 2012: member of the Party group of Luzhou municipal procuratorate and director of the anti corruption Bureau; March 2012 — July 2012: member of the Party group and discipline inspection team leader of Luzhou procuratorate; From July 2012 to December 2012, deputy secretary of the Party group (presiding over the work) and deputy director general of Luzhou Municipal Bureau of justice; From December 2012 to December 2013, Secretary of the Party committee and director of Luzhou Municipal Bureau of justice, and the first political commissar of the municipal reeducation through Labor Institute; From December 2013 to February 2014, deputy secretary of Luzhou Municipal Commission for Discipline Inspection and director of Luzhou Municipal Bureau of justice; February 2014 — December 2015: Deputy Secretary of Luzhou Municipal Commission for Discipline Inspection of the Communist Party of China; From December 2015 to June 2017, deputy secretary of Luzhou Municipal Commission for Discipline Inspection, director of the Bureau of supervision and director of the Bureau of corruption prevention; June 2017 to December 2017: Executive Deputy Secretary of Luzhou Municipal Commission for Discipline Inspection, director of Supervision Bureau and director of Corruption Prevention Bureau; From December 2017 to September 2019, executive deputy secretary of Luzhou Municipal Commission for Discipline Inspection and deputy director of Luzhou Municipal Commission of supervision; From September 2019 to now, Huaxi Securities Co.Ltd(002926) Deputy Secretary of the Party committee and Secretary of the Discipline Inspection Commission.
As of the date of this announcement, Xu Hai does not hold shares of the company and has no relationship with shareholders, actual controllers, other directors, supervisors and senior managers holding more than 5% of the shares of the company. It is not publicized by the CSRC on the open inquiry platform of illegal and dishonest information in the securities and futures market; There is no case that the Supreme People’s court has identified it as a “dishonest person subjected to execution”; He has not been punished by the CSRC and other relevant departments or the stock exchange, and is not allowed to serve as a supervisor of listed companies and securities companies as stipulated in laws, regulations and normative documents.
