Securities code: Yunnan Energy New Material Co.Ltd(002812) stock abbreviation: Yunnan Energy New Material Co.Ltd(002812) Announcement No.: 2022037 bond Code: 128095 bond abbreviation: Enjie convertible bond
Yunnan Energy New Material Co.Ltd(002812)
Report of the board of supervisors on the stock option and restricted stock incentive plan in 2022
Verification opinions on the list of incentive objects on the date of stock option grant
The company and all supervisors guarantee that the contents of this announcement are true, accurate and complete without false records, misleading statements or major omissions.
Yunnan Energy New Material Co.Ltd(002812) (hereinafter referred to as “the company”) held the 37th meeting of the 4th board of supervisors on March 7, 2022, deliberated and adopted the proposal on adjusting the list of incentive objects of stock options and restricted stock incentive plan in 2022 and the number of rights and interests granted Proposal on granting stock options to incentive objects of 2022 stock option and restricted stock incentive plan.
In accordance with the company law of the people’s Republic of China (hereinafter referred to as the “company law”), the securities law of the people’s Republic of China, the measures for the administration of equity incentive of listed companies (hereinafter referred to as the “administrative measures”) and other relevant laws, regulations and normative documents, as well as the provisions of Yunnan Energy New Material Co.Ltd(002812) articles of association, Review the list of incentive objects granted stock options and give the following verification opinions: 1. Except that 135 incentive objects voluntarily give up the subscription of all stock options to be granted by the company due to personal reasons, The other incentive objects are the incentive objects determined in the proposal on the company’s stock option and restricted stock incentive plan in 2022 (Draft) and its summary deliberated and approved by the company’s second extraordinary general meeting in 2022.
2、 The basic information of the incentive object is true, and there is no falsehood, intentional concealment or major misunderstanding. 3、 The incentive objects are the company’s senior managers, middle-level managers and core technology and business backbones, who have employment, employment or labor relations with the company or its subsidiaries.
4、 None of the above-mentioned personnel has the following circumstances mentioned in Article 8 of the management measures:
(I) being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(II) being identified as an inappropriate candidate by the China Securities Regulatory Commission and its dispatched offices within the last 12 months;
(III) being administratively punished by the China Securities Regulatory Commission and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(IV) those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law;
Securities code: Yunnan Energy New Material Co.Ltd(002812) stock abbreviation: Yunnan Energy New Material Co.Ltd(002812) Announcement No.: 2022037 bond Code: 128095 bond abbreviation: Enjie convertible bond
(V) those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(VI) other circumstances determined by the China Securities Regulatory Commission.
5、 The incentive objects listed in this equity incentive plan meet the incentive object conditions specified in the management measures and other documents, and meet the incentive object scope specified in the company’s 2022 stock option and restricted stock incentive plan. The incentive object of this equity incentive plan does not include the company’s supervisors and independent directors, shareholders or actual controllers who individually or jointly hold more than 5% of the company’s shares and their spouses, parents and children. Their subject qualification as the incentive object of this equity incentive plan is legal and effective.
To sum up, the board of supervisors agreed that the grant date of stock options of the company’s 2022 stock option and restricted stock incentive plan was March 7, 2022, and agreed to grant 1585437 stock options to 877 incentive objects who met the grant conditions.
Yunnan Energy New Material Co.Ltd(002812) board of supervisors March 7, 2002
