Central China Securities Co.Ltd(601375)
About Henan Qingshuiyuan Technology Co.Ltd(300437)
Public issuance of convertible corporate bonds to raise funds
Special verification opinions on storage and use in 2021
Central China Securities Co.Ltd(601375) (hereinafter referred to as ” Central China Securities Co.Ltd(601375) ” or “recommendation institution”) as the recommendation institution and continuous supervision institution for Henan Qingshuiyuan Technology Co.Ltd(300437) (hereinafter referred to as ” Henan Qingshuiyuan Technology Co.Ltd(300437) ” or “company”) to publicly issue convertible corporate bonds, in accordance with the law on the administration of securities issuance and listing recommendation business and the rules for the listing of shares on the gem of Shenzhen Stock Exchange In accordance with the requirements of relevant laws, regulations and normative documents such as Shenzhen Stock Exchange self regulatory guidelines for listed companies No. 2 – standardized operation of companies listed on the gem, the deposit and use of funds raised by Henan Qingshuiyuan Technology Co.Ltd(300437) public issuance of convertible corporate bonds in 2021 were carefully verified. The details are as follows: I. Basic information of raised funds
(I) actual amount of funds raised and time of funds in place
With the approval of zjxk [2019] No. 313 document of the China Securities Regulatory Commission, Henan Qingshuiyuan Technology Co.Ltd(300437) the lead underwriter Central China Securities Co.Ltd(601375) publicly issued convertible corporate bonds on June 19, 2019. The total amount of convertible bonds issued this time is 490 million yuan, with a face value of 1 million yuan each, a total of 4.9 million pieces. As of June 25, 2019, Henan Qingshuiyuan Technology Co.Ltd(300437) raised a total of RMB 4900000000. After deducting the issuance expenses of RMB 955318335, the net amount raised was RMB 48044681665. The above net raised funds have been verified by Dahua Certified Public Accountants (special general partnership) Dahua Yan Zi [2019] No. 000259 capital verification report. (II) amount used and current balance in the current year
As of December 31, 2021, Henan Qingshuiyuan Technology Co.Ltd(300437) previous years have used a total of 25635648531 yuan of raised funds (including Shanghai Pudong Development Bank Co.Ltd(600000) 0000 yuan of funds raised for permanent replenishment of working capital), 820118846 yuan of projects directly invested with raised funds and 15054968443 yuan of permanent replenishment of working capital in this year, The accumulated amount of supplementary working capital and direct investment in projects raised and invested is 48891735820 yuan, and the balance of raised funds is 0.00 yuan. (during the period from the transfer of the raised funds to the special account to the cancellation of the account, the accumulated income from the purchase of financial products by the raised funds is 279597946 yuan, the accumulated interest income of the raised funds is 535738461 yuan, the accumulated handling fee paid by the raised funds is 1760587 yuan, and the issuance fee is 361840000 yuan.).
2、 Deposit and management of raised funds
(I) management of raised funds
In order to standardize the management and use of the raised funds and protect the rights and interests of investors, Henan Qingshuiyuan Technology Co.Ltd(300437) in accordance with the provisions of the Shenzhen Stock Exchange GEM Listing Rules, the guidelines for the standardized operation of GEM listed companies and other documents, and in combination with the actual situation of the company, the measures for the management and use of Henan Qingshuiyuan Technology Co.Ltd(300437) raised funds (hereinafter referred to as the “management measures”) are formulated. The management measures were deliberated and adopted at the 6th meeting of Henan Qingshuiyuan Technology Co.Ltd(300437) the 3rd board of directors.
According to the management measures and in combination with the business needs, Henan Qingshuiyuan Technology Co.Ltd(300437) implements special account storage for the raised funds, and implements strict examination and approval procedures for the use of the raised funds, so as to ensure that the special funds are used for special purposes; According to the tripartite supervision agreement on the storage of special account for raised funds signed between the company and Central China Securities Co.Ltd(601375) , China Citic Bank Corporation Limited(601998) Zhengzhou branch, China Minsheng Banking Corp.Ltd(600016) Zhengzhou branch, China Merchants Bank Co.Ltd(600036) Zhengzhou branch, Bank Of China Limited(601988) Jiyuan branch, as well as the company’s wholly-owned subsidiaries Jiyuan Qingyuan Water Treatment Co., Ltd., Jiyuan branch of Zhongyuan Bank Co., Ltd Central China Securities Co.Ltd(601375) signed the four party supervision agreement on the storage of raised funds in the special account Henan Qingshuiyuan Technology Co.Ltd(300437) if the amount withdrawn from the special deposit account for raised funds exceeds 10 million yuan or 10% of the net amount of the total amount of raised funds after deducting the issuance expenses within 12 months, the company shall timely notify the recommendation institution by fax and provide the expenditure statement of the special account. At the same time, the company authorizes the sponsor representative to inquire and copy the materials of the special account for raised funds at the commercial bank that opens the special account for raised funds at any time.
(II) storage of raised funds in special account
As of December 31, 2021, the storage of raised funds is listed as follows:
Unit: Yuan
No. bank name account balance remarks
1 China Merchants Bank Co.Ltd(600036) Zhengzhou branch 3719026187107020.00 cancellation
2 China Minsheng Banking Corp.Ltd(600016) Zhengzhou Weisan road sub branch 6311629720.00 cancellation
No. bank name account balance remarks
3 China Citic Bank Corporation Limited(601998) Zhengzhou hanghai road sub branch 81111010121009794180.00 cancellation
4 Bank Of China Limited(601988) Jiyuan Yuguang sub branch 2494665527900.00 cancellation
5. Jiyuan branch of Zhongyuan bank 41180101500562020.00 cancellation
Total 0.00-
3、 Actual use of raised funds in 2021
See the attached table “use of raised funds” for the use of raised funds in 2021.
4、 Change the use of funds for investment projects with raised funds
During the reporting period, Henan Qingshuiyuan Technology Co.Ltd(300437) did not change the use of funds for investment projects with raised funds. 5、 Assurance opinions of Accountants on the special report on the annual storage and use of raised funds
The accounting firm has prepared the special audit report on the actual use of the raised funds of the year, and issued the special audit report on the actual use of the raised funds of the company, The assurance conclusion is that the special report on the deposit and actual use of raised funds in 2021 prepared by the board of directors of Henan Qingshuiyuan Technology Co.Ltd(300437) company complies with the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange The relevant provisions and relevant format guidelines of gem information disclosure business Memorandum No. 1 – use of over raised funds and idle raised funds (revised in December 2014) are consistent with the actual storage and use. 6、 Main verification work of the recommendation institution
During the reporting period, the recommendation representative of the recommendation institution checked the bank statement of Henan Qingshuiyuan Technology Co.Ltd(300437) raised funds deposit, the voucher for the use of large amount raised funds, Henan Qingshuiyuan Technology Co.Ltd(300437) relevant announcements and supporting documents on the use of raised funds, the special report on the deposit and use of raised funds, the authentication report on the annual use of raised funds issued by accountants and other materials, And checked the management, storage, use and information disclosure of Henan Qingshuiyuan Technology Co.Ltd(300437) raised funds through the on-site inspection of the raised investment project.
7、 Verification opinions of the recommendation institution
After verification, the sponsor believes that in 2021, Henan Qingshuiyuan Technology Co.Ltd(300437) strictly implemented the special account storage system of raised funds, effectively implemented the supervision agreement of raised funds, and the relevant information disclosed was timely, accurate and complete, The deposit and use of the raised funds do not violate the relevant provisions of the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on the gem.
(there is no text on this page, which is the signature and seal page of Central China Securities Co.Ltd(601375) special verification opinions on the deposit and use of funds raised by Henan Qingshuiyuan Technology Co.Ltd(300437) public issuance of convertible corporate bonds in 2021.)
Sponsor representative:
Wang Erpeng, Wu peizeng
Central China Securities Co.Ltd(601375) mm / DD / yyyy
Schedule
Use of raised funds
Prepared by: Henan Qingshuiyuan Technology Co.Ltd(300437)
The total amount of raised funds is 48044681665, and the total amount of raised funds invested in this year is 820118846
Total amount of raised funds with changed purposes during the reporting period-
Total amount of raised funds with accumulative change of purpose – total amount of raised funds invested 33836767377 proportion of total amount of raised funds with accumulative change of purpose-
Whether the commitment of raised funds has been changed. After adjustment, the total investment has been accumulated by the end of the period. By the end of the period, whether the investment projects have reached the expected feasibility or not this year (including the total investment of the Department) (1) the investment amount of this year (2)% (3) = (2) / (1) Whether there is a significant change in the estimated benefit (RMB 10000) on the date of use status
1. Annual output of 180000 tons of water treatment agent no 430000 Shenzhen Guohua Network Security Technology Co.Ltd(000004) 204468166582011884627836767377 66.21 may 20214040.65 Yes No
Expansion project
2. Supplementary working capital no 60000 Shenzhen Zhenye(Group)Co.Ltd(000006) 0000 Shenzhen Zhenye(Group)Co.Ltd(000006) 000000000 100.00 – not applicable not applicable no
Total – 4900000 Shenzhen Guohua Network Security Technology Co.Ltd(000004) 80446816658201118846338367377
Circumstances and reasons for not reaching the planned progress or expected income-
Description of major changes in project feasibility-
Amount, purpose and use progress of over raised funds-
Changes in the implementation location of the project invested by raised funds-
Adjustment of implementation mode of investment projects with raised funds-
Advance investment and replacement of investment projects with raised funds note 1
Temporary replenishment of working capital with idle raised funds
