Huatai United Securities Co., Ltd
About Jiangsu Yoke Technology Co.Ltd(002409)
Verification opinions on lifting the ban on the listing and circulation of non-public offering shares and restricted shares
Huatai United Securities Co., Ltd. (hereinafter referred to as "Huatai United Securities" or "sponsor") is the sponsor and continuous supervision organization of Jiangsu Yoke Technology Co.Ltd(002409) (hereinafter referred to as " Jiangsu Yoke Technology Co.Ltd(002409) " or "company") for non-public offering of A-Shares in 2020, According to the regulations of Shenzhen Stock Exchange on the administration of non public offering of shares, the verification of non listed companies and the issuance of restricted shares has been carried out in accordance with the regulations of Shenzhen Stock Exchange on the administration of the issuance of restricted shares (0029)
1、 Overview of the non-public offering of shares and changes in share capital
According to the reply on the approval of Jiangsu Yoke Technology Co.Ltd(002409) non-public Development Bank shares (zjxk [2021] No. 1363) issued by the CSRC, Jiangsu Yoke Technology Co.Ltd(002409) issued 13074175 shares to 11 investors including Dong Zhigang and Fuguo Fund Management Co., Ltd. This part of the shares was listed on Shenzhen Stock Exchange on September 10, 2021, and the number of Jiangsu Yoke Technology Co.Ltd(002409) share capital increased from 462853503 shares to 475927678 shares. The new shares in this non-public offering shall not be transferred within 6 months from the date of issuance, and the listing and circulation date is March 10, 2022.
As of the date of issuance of this verification, Jiangsu Yoke Technology Co.Ltd(002409) total share capital is 475927678 shares, and the number of share capital has not changed.
2、 Implementation of commitments by shareholders applying for lifting restricted shares
The investors of this non-public offering of shares promise not to transfer the subscribed shares within 6 months from the end of this non-public offering of shares.
As of the disclosure date of this verification opinion, the shareholders applying for the lifting of the restricted shares have strictly fulfilled the above commitments during the restriction period, and there is no situation that the failure to fulfill the relevant commitments affects the listing and circulation of the restricted shares.
As of the disclosure date of this verification opinion, the shareholders applying for lifting the restrictions on the sale of shares do not occupy the company's funds, and the company does not have any illegal guarantee and other acts damaging the interests of the company.
3、 Listing and circulation of restricted shares
1. The listing and circulation date of the shares lifted this time is March 10, 2022.
2. The number of restricted shares lifted this time is 13074175 shares, accounting for 2.7471% of the total share capital of the company. 3. A total of 11 shareholders applied for lifting the restricted shares this time. The details are as follows:
Holding the remaining restricted shares released this time. The name of the holder of the restricted shares said that the number of shares held by the limited sale shares accounted for the number of shares (shares) of the company's restricted shares. The proportion of the total share capital (shares) (shares) example
1 dongzhigang 27472520.5772%-
2 Wells Fargo Fund Management Co., Ltd. 24697840.5189%-
3 Lu Xiaobo 12087910.2540%-
Taiping Asset Management Co., Ltd. - China Merchants Bank
Line 4 - Taiping asset dingzeng No. 36 asset management property 10989010.2309% product
5 Li Wen 10989010.2309% 1098901-
6 Zhongshi wealth (Beijing) Investment Fund Management Co., Ltd
7 UBSAG 967032 0.2032% 967032 -
Taikang Asset Management Co., Ltd. - Taikang
8 Kang Life Insurance Co., Ltd. - toulian 6593400.1385% - industry configured investment account
9 CICC Futures Co., Ltd. - CICC Futures - 6593400.1385% - Ronghui No. 1 asset management plan
10 CAITONG Fund Management Co., Ltd. 5494500.1154%-
11 Jiangsu Fuquan Junhai Rongxin investment partnership 5494500.1154% - Industry (limited partnership)
Total 130741752.7471%-
4、 Statement of changes in share capital structure
Before and after this change
project
Quantity (share) proportion quantity (share) quantity (share) proportion
17047910635.82% - 1307417515740493133.07% tradable shares with limited sales conditions:
Executive lock up shares 15740493133.07% - 15740493133.07%
Non public offering shares 130741752.75% - 13074175 --
30544857264.18% 1307417531852274766.93% tradable shares without sale conditions:
Total 475927678100.00% - 475927678100.00%
5、 Verification opinions of the recommendation institution
After verification, the sponsor Huatai United Securities Co., Ltd. believes that:
1. The number of restricted shares lifted, the actual number of tradable shares and the listing and circulation time of the company this time comply with the requirements of relevant laws, regulations and normative documents such as the company law of the people's Republic of China, the stock listing rules of Shenzhen Stock Exchange, the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange and so on.
2. The information disclosure on the listing and circulation of restricted shares is true, accurate and complete.
In conclusion, the sponsor Huatai United Securities has no objection to the lifting of the listing and circulation of restricted shares in this non-public offering. (no text below)
(there is no text on this page, which is the signature page of the verification opinions of Huatai United Securities Co., Ltd. on the lifting of the ban on the listing and circulation of Jiangsu Yoke Technology Co.Ltd(002409) non-public Development Bank shares)
Sponsor representative (signature):
Zhou Mingjie, Wu Wei
Huatai United Securities Co., Ltd. March 8, 2022
