Citic Securities Company Limited(600030)
About Shenzhen Senior Technology Material Co.Ltd(300568)
Special verification opinions on the deposit and use of raised funds in 2021
Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " or "sponsor") is a sponsor of Shenzhen Senior Technology Material Co.Ltd(300568) (hereinafter referred to as "company", "listed company" or " Shenzhen Senior Technology Material Co.Ltd(300568) ") issuing convertible corporate bonds to unspecified objects and listing on GEM. According to the measures for the administration of securities issuance and listing recommendation business, Shenzhen Stock Exchange GEM Listing Rules (revised in December 2020), Shenzhen Stock Exchange GEM listed companies standardized operation guidelines (revised in 2020) and other relevant provisions, Citic Securities Company Limited(600030) checked the deposit and use of raised funds in Shenzhen Senior Technology Material Co.Ltd(300568) 2021, The details are as follows:
1、 Basic information of raised funds
(I) actual amount of funds raised and time of funds in place
1. Funds raised from IPO in 2016 ("funds raised from IPO")
According to the approval of zjxk [2016] No. 2534 document of China Securities Regulatory Commission and the consent of Shenzhen Stock Exchange, the company publicly issued 30000000 ordinary shares (A shares) to the public, with a par value of RMB 1.00 per share, an issue price of RMB 21.65 per share and a total raised capital of RMB 64950000000, After deducting the issuance expenses of RMB 4525037736, the net amount of funds actually raised was RMB 60424962264. The above-mentioned raised funds have been fully paid on November 25, 2016. The above net amount of raised funds has been verified in the capital verification report (gkyz [2016] No. g140 Souyute Group Co.Ltd(002503) 90) of Guangdong Zhengzhong Zhujiang Certified Public Accountants (special general partnership).
2. Funds raised from the public issuance of convertible corporate bonds in 2018 ("funds raised from the issuance of convertible bonds in 2018")
With the approval of zjxk [2017] No. 2417 document of China Securities Regulatory Commission and the consent of Shenzhen Stock Exchange, the company publicly issued 480 million yuan of convertible corporate bonds to the public. After deducting the issuance expenses of 731655000 yuan (tax included), the net amount of funds actually raised was 47268345000 yuan. The above raised funds have been fully paid on March 15, 2018.
The above net amount of raised funds has been verified in the capital verification report (ghyz [2018] No. g18000360028) of Guangdong Zhengzhong Zhujiang Certified Public Accountants (special general partnership).
3. Funds raised by non-public offering of shares in 2019 ("funds raised by non-public offering")
With the approval of zjxk [2019] No. 261 document of China Securities Regulatory Commission and the consent of Shenzhen Stock Exchange, the company privately issued 38400000 RMB ordinary shares (A shares) to specific objects, with a par value of RMB 1.00 per share, an issue price of RMB 22.37 per share and a total raised capital of RMB 85900800000, After deducting the issuance expenses of RMB 1633221132 (excluding tax), the net amount of funds actually raised is RMB 84267578868. The above raised funds have been fully paid on August 1, 2019.
The above net amount of raised funds has been verified in the capital verification report (gkyz [2019] No. g18035720120) of Guangdong Zhengzhong Zhujiang Certified Public Accountants (special general partnership).
4. Funds raised through public issuance of convertible corporate bonds in 2021 ("funds raised through issuance of convertible bonds in 2021")
With the approval of China Securities Regulatory Commission's zjxk [2020] No. 3426 document and the consent of Shenzhen Stock Exchange, the company publicly issued 1 billion yuan of convertible corporate bonds to the public, deducting the issuance cost of 902323686 yuan (excluding tax), and the actual net amount of funds raised was RMB
990976314 yuan. The above raised funds have been fully paid on January 26, 2021.
The above net amount of raised funds has been verified in the capital verification report (ztyz (2021) No. 440c Tianma Microelectronics Co.Ltd(000050) ) of Grant Thornton Certified Public Accountants (special general partnership).
(II) storage of funds raised in the previous special account
As of December 31, 2021, the specific deposit of the previously raised funds is as follows:
Unit: Yuan
Deposit bank account number account category storage balance remarks
China China Minsheng Banking Corp.Ltd(600016) shares have 690168889 issued in 2021 and can be transferred to 1361629851
Limited company Shenzhen Branch special account for bond raising funds
Shanghai Pudong Development Bank shares 791700788012 Shenzhen Huaqiang Industry Co.Ltd(000062) 70 issued in 2021 can be transferred to 1055504770
Share Co., Ltd. Shenzhen Branch bond raising fund special account
China Industrial And Commercial Bank Of China Limited(601398) shares have 4 China Baoan Group Co.Ltd(000009) 19200463701 issued in 2021 and can be transferred to 10124011290
Limited company Shenzhen Yantian sub branch special account for bond raised funds
Bank Of Ningbo Co.Ltd(002142) Co., Ltd. 7 Jiangsu Yangdian Science & Technology Co.Ltd(301012) 2001991910 issued in 2021 can be transferred to 1319922292
Shenzhen Branch debt raising fund special account
Bank Of China Limited(601988) Co., Ltd. 753674482785 issued in 2021, convertible 14139200
Shenzhen Luohu sub branch debt raising fund special account
China Agricultural Bank Of China Limited(601288) shares have 4103190040039517 issued in 2021 and can be transferred to 3359136
Limited company Shenzhen Branch special account for bond raising funds
China Development Bank Shenzhen Branch 443015 Baoji Titanium Industry Co.Ltd(600456) 33220000 issued in 2021, convertible 1022766
Special account for raised funds of bank bonds
China Merchants Bank Co.Ltd(600036) Co., Ltd. 755915080410308 issued in 2021, convertible 271.32
Shenzhen Songgang sub branch debt raising fund special account
China Agricultural Bank Of China Limited(601288) shares can be issued and transferred in 2021
Changzhou Economic Development Co., Ltd. 10 Will Semiconductor Co.Ltd.Shanghai(603501) 040014738 special account for raised funds of bonds 1635879726
District sub branch
China Merchants Bank Co.Ltd(600036) Co., Ltd. 519903297910504 issued in 2021, convertible 28219731
Changzhou branch's special account for raised funds from corporate bonds
China China Construction Bank Corporation(601939) Nantong 320501642336 Shenzhen Universe (Group) Co.Ltd(000023) 32 issued in 2021 can be transferred to 159618716
Development Zone Branch special account for bond raised funds
Total 1570334610
2、 Actual use of the previously raised funds
(I) overview of the actual use of the previous offering
1. Funds raised from initial public offering
As of December 31, 2021, the company has used a total of 60638972165 yuan of raised funds, including 50637969425 yuan of raised funds directly invested in the project (including 11841577145 yuan of self raised funds invested in the project with raised funds in advance); The permanent supplementary working capital is 1 Tcl Technology Group Corporation(000100) 2740 yuan.
As of December 31, 2021, the deposit balance of the special account for raised funds is zero, and the raised funds have been put into use. See Annex 1 for details.
2. Funds raised by issuing convertible bonds in 2018
As of December 31, 2021, the company has used 47438336508 yuan of raised funds, including 47407856901 yuan of raised funds directly invested in the project and 30479607 yuan of supplementary working capital.
As of December 31, 2021, the deposit balance of the special account for raised funds is zero, and the raised funds have been put into use. See Annex 2 for details.
3. Funds raised through non-public offering
As of December 31, 2021, the company has used a total of 84705241653 yuan of raised funds (including 40591505028 yuan of self raised funds that have been invested in the project with raised funds in advance), including 84700547299 yuan of raised funds directly invested in the project and 4694354 yuan of supplementary working capital.
As of December 31, 2021, the deposit balance of the special account for raised funds is zero, and the raised funds have been put into use. See Annex 3 for details.
4. Funds raised by issuing convertible bonds in 2021
As of December 31, 2021, the company has used a total of 84519324890 yuan of raised funds, including 21916206259 yuan of funds directly invested in raised projects, 29103118631 yuan of permanent supplementary working capital, 300 million.00 yuan of temporary supplementary working capital, and 35 million.00 yuan of financial products purchased with temporarily idle raised funds, The unused amount is 1570334610 yuan. See Annex 4 for the actual use of the funds raised by issuing convertible bonds in 2021.
(II) description of the difference between the actual total investment of the project raised in the previous time and the commitment
1. There is no difference between the actual investment amount of the raised funds from the initial public offering in 2016 and the promised investment amount after the offering.
2. There is no difference between the actual investment amount of the raised funds from the public issuance of convertible corporate bonds in 2018 and the committed investment amount after the raising.
3. The difference of 4.3297 million yuan between the actual investment amount of the raised funds from the non-public offering of shares in 2019 and the promised investment amount after the raising is due to the fact that the company invested the bank deposit interest and financial product income generated by the raised funds into the investment project.
4. The difference between the actual investment amount of the raised funds and the promised investment amount after the public issuance of convertible corporate bonds in 2021 is due to the change of the investment projects of the raised funds. See "III. change of the actual investment projects of the previous raised funds" for details.
3、 Changes in the actual investment projects of the previously raised funds
(I) changes in the actual investment projects of the funds raised from the initial public offering
The proposal on changing the purpose of raised funds was deliberated and adopted at the 23rd Meeting of the third board of directors held on May 19, 2017 and the second extraordinary general meeting of shareholders held on June 6, 2017, It is agreed to change the "expansion project of the third generation high-performance power lithium-ion battery diaphragm production line" implemented by the company in the existing plant of South China base (phase I) to the "wet diaphragm and coating diaphragm project of lithium-ion battery with an annual output of 360 million square meters" implemented by Changzhou Xingyuan, a wholly-owned subsidiary of the company, in Changzhou Economic Development Zone, Jiangsu Province. The total investment of the project is 160 million yuan.
Change the investment direction of raised funds as follows:
Unit: 10000 yuan
The proportion of committed investment in the previous offering after the change of committed investment before the change
Reasons for the total amount of funds and relevant disclosures project name investment amount project name investment amount proportion%
The third generation has a high annual output of 36000
See the relevant Announcement No. for the performance and power of 10000 square meters. The relevant number of lithium ion electricity is 2017034. The pool diaphragm is 3826398. The pool wet diaphragm is 2566325. 42.47% disclosed 2017039. Production line expansion membrane and coating
