Chengdu Lihang Technology Co., Ltd
Appendix to prospectus
catalogue
1. Issuance recommendation letter (sealed volume draft)
2. Issuance recommendation work report (sealed draft)
3. Financial statements for the year 2018, the year 2020 and the year 20212021
4. Financial statements and review report (2021)
5. Internal control assurance report (June 30, 2021)
6. Detailed statement of non recurring profit and loss verified by Certified Public Accountants (2018, 2019, 2020 and January June 2021)
7. Legal opinion
8. Supplementary legal opinion (I)
9. Supplementary legal opinion (II)
10. Supplementary legal opinion (III)
11. Supplementary legal opinion (IV)
12. Supplementary legal opinion (V)
13. Supplementary legal opinion (VI)
14. Supplementary legal opinion (VII)
15. Supplementary legal opinion (VIII)
16. Supplementary legal opinion (IX)
17. Supplementary legal opinion (x)
18. Supplementary legal opinion (11)
19. Lawyer work report
20. Articles of association of the issuer (Draft)
21. Reply on Approving the initial public offering of shares of Chengdu Lihang Technology Co., Ltd. (zjxk [2022] No. 380)
Chengdu Lihang Technology Co., Ltd. IPO and listing application documents issuance recommendation
Huaxi Securities Co.Ltd(002926) document huazhenggu [2022] No. 58
Huaxi Securities Co.Ltd(002926)
About Chengdu Lihang Technology Co., Ltd
Letter of recommendation for initial public offering and listing
Statement of the sponsor:
In accordance with the company law of the people's Republic of China, the securities law of the people's Republic of China and other relevant laws and regulations, as well as the relevant provisions of the China Securities Regulatory Commission, this recommendation institution and its recommendation representatives Li Hao and Chen Guoxing are honest, trustworthy, diligent and responsible, and issue this issuance recommendation letter in strict accordance with the business rules, industry practice norms and ethical standards formulated according to law, And guarantee the authenticity, accuracy and completeness of this issuance recommendation letter.
Section 1 basic information of this securities issuance
1、 Sponsor, sponsor representative and project personnel
(I) name of recommendation institution
Huaxi Securities Co.Ltd(002926) (hereinafter referred to as " Huaxi Securities Co.Ltd(002926) " or "the sponsor").
(II) sponsor representatives and their practice
Huaxi Securities Co.Ltd(002926) designated sponsor representatives Li Hao and Chen Guoxing are specifically responsible for the due diligence recommendation of Chengdu Lihang Technology Co., Ltd. (hereinafter referred to as "the issuer", "the company" or "Lihang technology") for the initial public offering and listing (hereinafter referred to as "the offering").
The specific practices of Li Hao and Chen Guoxing are as follows:
Chengdu Lihang Technology Co., Ltd. IPO and listing application documents issuance recommendation
Mr. Li Hao, executive director of Huaxi Securities Co.Ltd(002926) investment bank headquarters, sponsor representative, master of business administration. He has presided over or participated in the initial and refinancing projects of Chengdu B-Ray Media Co.Ltd(600880) , Danfu Co., Ltd., Xindu chemical industry, Beijing Sinnet Technology Co.Ltd(300383) , Ningbo Techmation Co.Ltd(603015) , Jingshen Co., Ltd.
Mr. Chen Guoxing, deputy general manager of Huaxi Securities Co.Ltd(002926) investment bank headquarters, sponsor representative, master of economics. Mr. Chen Guoxing has many years of working experience in investment banking, presided over or participated in Sichuan Hebang Biotechnology Co.Ltd(603077) IPO, Tibet Aim Pharm.Inc(002826) IPO, Tiansheng pharmaceutical IPO, Sichuan Hebang Biotechnology Co.Ltd(603077) non-public, Leshan Electric Power Co.Ltd(600644) non-public, Sichuan Hebang Biotechnology Co.Ltd(603077) issuing shares to purchase assets, Sichuan Lutianhua Company Limited(000912) major asset restructuring and other projects.
(III) Project Co sponsors and their practice
Huaxi Securities Co.Ltd(002926) designated Peng zhuobing as the Project Co sponsor of this issuance. Peng zhuobing's specific practice is as follows:
Mr. Peng zhuobing, Huaxi Securities Co.Ltd(002926) vice president of investment bank headquarters, sponsor representative, certified public accountant, master of finance. He has successively participated in the initial and refinancing projects of Bailian and Hunan salt industry.
(IV) other members of the project team
Other members of the project team include: Yang Kaibo
2、 Basic information of the issuer
(I) overview of the issuer
Chinese Name: Chengdu Lihang Technology Co., Ltd
English Name: Chengdu Lihang Technology Co., Ltd
Registered capital: 57711822 million yuan
Legal representative: Liu Suiyang
Establishment date of Lihang Co., Ltd.: July 3, 2003
Establishment date of Lihang Technology: August 13, 2018
Company domicile: No. 24-1, Yongfeng Road, Chengdu high tech Zone
Postal Code: 610091
Chengdu Lihang Technology Co., Ltd. IPO and listing application documents issuance recommendation
Tel: 02886253596
Contact Fax: 02886253906
(II) business scope of the issuer
The business scope of the issuer is: R & D and production of aircraft and parts (excluding civil aircraft (engine and propeller) production) and technical services; Design, development, production and technical services of aviation or aerospace navigation instruments and devices; Manufacturing of electromechanical equipment, molds, instruments and meters and communication equipment (excluding wireless radio and television transmitting equipment and satellite ground receiving equipment); Industrial Siasun Robot&Automation Co.Ltd(300024) research and application; Machining of mechanical parts. (the above industrial industries shall set up other branches for operation or choose other business sites for operation) (for projects subject to approval according to law, business activities can be carried out only with the approval of relevant departments).
(III) type of securities issuance
Initial public offering of RMB common shares (A shares) and listing.
3、 Relationship between the sponsor and the issuer
(I) the sponsor and its controlling shareholders, actual controllers and important related parties do not hold shares of the issuer or its major shareholders, actual controllers and important related parties.
(II) the issuer or its major shareholders, actual controllers and important related parties do not hold the shares of the recommendation institution and its controlling shareholders, actual controllers and important related parties.
(III) the recommendation representative and his / her spouse, directors, supervisors and senior managers of the recommendation institution do not own the rights and interests of the issuer and do not hold office at the issuer.
(IV) the controlling shareholders, actual controllers and important related parties of the recommendation institution do not provide guarantees or financing to each other with the issuer's major shareholders, actual controllers and important related parties.
(V) there is no other related relationship between the recommendation institution and the issuer.
4、 Internal audit procedures and core opinions of the recommendation institution
(I) internal audit procedures of the sponsor on the project
Huaxi Securities Co.Ltd(002926) quality control department, core management department, investment banking business core Committee in accordance with West China Securities
Chengdu Lihang Technology Co., Ltd. IPO and listing application documents issuance recommendation
The voucher core working procedure implements the core of the project, and the main working procedures are as follows:
1. On April 19, 2019, the sponsor representatives Li Hao and Chen Guoxing organized the project team to conduct self inspection and evaluation on the project.
2. On April 28, 2019, the project team filed a kernel application, which was accepted by the quality control department, and the quality control department forwarded the application materials to the compliance legal department.
3. From May 13 to May 15, 2019, the quality control department, the nuclear management department and the compliance legal department checked the project, and the quality control department issued the audit opinions of the quality control department on the IPO project of Chengdu Lihang Technology Co., Ltd.
4. The project team replied to the audit opinions issued by the quality control department, modified the application materials and sent them to the quality control department. After reviewing the reply report of the project team and the revised application materials, the quality control department organized and implemented the examination procedure, and the sponsor representatives Li Hao and Chen Guoxing signed the examination form. The quality control department considered that the project was qualified to be submitted to the core meeting for deliberation, issued the quality control report of the quality control department on the initial public offering of shares of Chengdu Lihang Technology Co., Ltd. on May 21, 2019, and applied to the core management department to start the deliberation procedure of the core meeting.
5. The kernel Management Department agreed to accept the application for the project kernel meeting, designated the reviewers to review the completeness of the project materials and the main issues that need to be reminded of the attention of the kernel members, and issued the preliminary review opinions of the kernel management department on the IPO project of Chengdu Lihang Technology Co., Ltd. on May 21, 2019, which was approved by the head of the kernel, A meeting is scheduled to be held on May 24, 2019 to consider this item.
6. On May 24, 2019, the core Committee of investment banking business held a core meeting. The participating core members reviewed the integrity and compliance of the application documents of the project, consulted the explanations and supporting materials of relevant problems, listened to the answers of the project team, voted on the project, and the project was approved.
7. After the project team implements the opinions put forward in the core meeting one by one and is reviewed by the core management department, the sponsor agrees to recommend the project to the CSRC.
(II) opinions of the sponsor on the core of the project
On May 24, 2019, the core Committee of investment banking business held a core meeting. Seven unrelated core members attended the meeting and deliberated on the IPO of AVIC technology
Chengdu Lihang Technology Co., Ltd. IPO and listing application documents issuance recommendation
This item was considered and adopted by the nuclear conference.
Section 2 commitments of the recommendation institution
1、 The recommendation institution promises that it has conducted due diligence and prudent verification on the issuer, its controlling shareholders and actual controllers in accordance with laws, administrative regulations and the provisions of the CSRC, agreed to recommend the issuance and listing of the issuer's securities, and issued this issuance recommendation letter accordingly.
2、 Through due diligence and careful verification of the application documents, the recommendation institution makes the following commitments:
1. There are sufficient reasons to believe that the issuer complies with laws and regulations and the relevant provisions of the CSRC on securities issuance and listing.
2. There are sufficient reasons to believe that there are no false records, misleading statements or major omissions in the issuer's application documents and information disclosure materials.
3. There are sufficient reasons to believe that the basis for the opinions expressed by the issuer and its directors in the application documents and information disclosure materials is sufficient and reasonable.
4. There are sufficient reasons to believe that there is no material difference between the application documents and information disclosure materials and the opinions expressed by the securities service institution.
5. Ensure that the designated recommendation representative and relevant personnel of the recommendation institution have been diligent and conscientious, and have conducted due diligence and prudent verification on the issuer's application documents and information disclosure materials.
6. Ensure that there are no false records, misleading statements or major omissions in the issuance recommendation letter and other documents related to the performance of recommendation duties.
7. Ensure that the professional services provided and professional opinions issued to the issuer comply with laws, administrative regulations, the provisions of the CSRC and industry norms.
8. Voluntarily accept the regulatory measures taken by the CSRC in accordance with the measures for the administration of securities issuance and listing recommendation business.
Section III recommendation on this securities issuance
1、 Recommendation conclusion of the sponsor on this securities issuance
After full due diligence and careful verification, the sponsor believes that the issuer complies with the company law and the securities law
Chengdu Lihang Technology Co., Ltd. IPO and listing application documents issuance recommendation
The provisions of laws, regulations and normative documents on the conditions for initial public offering and listing, such as the law and the measures for the administration of initial public offering and listing; The investment of the raised funds conforms to the national industrial policy. The application documents of the project have met the requirements of relevant laws and regulations, and there are no false records, misleading statements or major omissions; The issuer has no major legal and policy obstacles affecting the IPO and listing Huaxi Securities Co.Ltd(002926) agree to be the sponsor of the issuer's initial public offering and listing, and bear the corresponding responsibilities of the sponsor.
2、 Decision making procedures for the issuer's performance of this securities issuance
On April 15, 2019, the issuer held the fourth meeting of the first board of directors, deliberated and approved the proposal on the company's application for initial public offering and listing and other relevant proposals on this securities issuance, and agreed to submit the relevant proposals to the general meeting of shareholders of the company for deliberation.
On May 8, 2019, the issuer held the 2018 annual general meeting of shareholders, which considered and passed the proposal on the company's application for initial public offering and listing and other relevant proposals on this securities issuance. To sum up, the sponsor believes that the issuer has fulfilled the necessary decision-making procedures stipulated by laws and regulations for this securities issuance.
3、 This securities issuance meets the issuance conditions stipulated in the securities law
In accordance with the securities law, the recommendation institution has checked the issuer item by item, and the verification results are as follows:
(I) the issuer has a sound and well functioning organization
The sponsor has established and implemented the issuer's corporate governance system and internal control system through interview and review of various corporate governance systems such as the articles of association, rules of procedure of the general meeting of shareholders, rules of procedure of the board of directors, rules of procedure of the board of supervisors, working system of independent directors (Draft), and internal management systems such as procurement, sales and financial management The functions and operation of each internal department have been verified, and it is confirmed that the issuer has established an independent organizational structure such as the general meeting of shareholders, the board of directors and the board of supervisors in accordance with the relevant provisions of the articles of association, that each institution can perform its corresponding duties in accordance with the relevant provisions, and that it has a sound and well functioning organizational structure, Comply with the provisions of Article 12, paragraph 1 of the securities law.
Chengdu Lihang Technology Co., Ltd
