Monthly statement of changes in securities of share issuers and issuers of Hong Kong depositary securities listed in accordance with chapter 19b of the Listing Rules
As of February 28, 2022 status: newly submitted
To: Hong Kong Exchanges and Clearing Limited
Company name: China Railway Signal & Communication Corporation Limited(688009)
Date of submission: March 3, 2022
1. Changes in authorized / registered share capital
1. Class of shares ordinary shares class of shares H shares listed on the stock exchange of Hong Kong (Note 1) yes
Stock code 03969 description H shares
Number of authorized / registered shares par value authorized / registered share capital
Balance at the end of last month 19 Fujian Forecam Optics Co.Ltd(688010) 00 RMB 1 increase / decrease (-) 0 RMB 0 balance at the end of this month 19 Fujian Forecam Optics Co.Ltd(688010) 00 RMB 1 RMB 19 Fujian Forecam Optics Co.Ltd(688010) 002 Class of shares common stock class of shares A-Shares listed on the stock exchange of Hong Kong (Note 1) no
Stock code China Railway Signal & Communication Corporation Limited(688009) Description A shares (Science and Innovation Board of Shanghai Stock Exchange)
Number of authorized / registered shares par value authorized / registered share capital
Balance at the end of last month 8621018000 RMB 1 increase / decrease (-) 0 RMB 0 balance at the end of this month 8621018000 RMB 1 RMB 8621018000 Total authorized / registered capital at the end of this month: RMB 10589819000
II. Changes in issued shares
1. Class of shares ordinary shares class of shares H shares listed on the stock exchange of Hong Kong (Note 1) yes
Stock code 03969 description H shares
Balance at the end of last month: 19 Fujian Forecam Optics Co.Ltd(688010) 00
Increase / decrease (-) 0
Balance at the end of this month: 19 Fujian Forecam Optics Co.Ltd(688010) 00
2. Class of shares common stock class A shares listed on the stock exchange of Hong Kong (Note 1) no
Stock code China Railway Signal & Communication Corporation Limited(688009) Description A shares (Science and Innovation Board of Shanghai Stock Exchange)
The balance at the end of last month was 8621018000
Increase / decrease (-) 0
Balance at the end of this month: 8621018000
3. Details of changes in issued shares (a) Share options (under the issuer’s share option plan) do not apply (b) Warrants promising to issue shares of issuers to be listed do not apply (c) Convertible notes (i.e. converted into shares of the issuer to be listed) do not apply (d) Any other agreement or arrangement entered into for the issuance of the issued shares to be listed, including options (but excluding options issued under the share option plan), shall not apply
(E). Other changes in issued shares are not applicable
Page 3 of 6 V 1.0.1
4. Information about Hong Kong depositary securities (ADSS) is not applicable
Page 4 of 6 V 1.0.1v Confirm not applicable
Submitted by: Hu Shaofeng
Title: Joint Company Secretary
(director, secretary or other duly authorized officer)
notes
1. The stock exchange of Hong Kong means the stock exchange of Hong Kong.
2. Subparagraphs (I) to (VIII) are the proposed form of confirmation, which may be revised on a case by case basis. If the issuer has previously made relevant confirmation on the issuance of certain securities in the statement published in accordance with article 13.25a of the main board rules / article 17.27a of the gem rules, it is not necessary to make further confirmation in this statement.
3. “Same” herein refers to:
·The par value of the securities is the same and the amount payable or paid up is the same;
·Securities are entitled to receive dividends / interest calculated at the same interest rate in the same period, and the amount of dividends / interest payable to each unit at the next dividend payment is also exactly the same (total and net); and
·Securities have the same interest, such as unrestricted transfer, attendance and voting at meetings, and have the same interest in all other respects.
4. If there is insufficient space, please submit additional documents.
5. If shares are repurchased:
·”The issuable shares will be listed on the stock exchange of Hong Kong” shall be understood as “the repurchased shares will be listed on the stock exchange of Hong Kong”; and
·”Securities code of issuable shares (if listed on the stock exchange of Hong Kong)” shall be understood as “securities code of repurchased shares (if listed on the stock exchange of Hong Kong)”; and
·”Class of issuable shares” shall be understood as “class of shares repurchased”; and
·”Issue and allotment date” shall be understood as “cancellation date”
6. If shares are redeemed:
·”The issuable shares will be listed on the stock exchange of Hong Kong” shall be understood as “the redeemed shares will be listed on the stock exchange of Hong Kong”; and
Page 5 of 6 V 1.0.1 “securities code of issuable shares (if listed on the stock exchange of Hong Kong)” shall be understood as “securities code of redeemed shares (if listed on the stock exchange of Hong Kong)”; And “class of issuable shares” shall be understood as “class of shares redeemed”; And “issue and allotment date” shall be understood as “redemption date”
Page 6 of 6 V 1.0.1
