Citic Securities Company Limited(600030)
About Citic Offshore Helicopter Co.Ltd(000099)
Verification opinions on lifting the ban on the listing and circulation of some non-public offering restricted shares
Citic Securities Company Limited(600030) (hereinafter referred to as “co sponsor” or “the sponsor”) is one of the co sponsors of CITIC Ocean Helicopter Co., Ltd. (hereinafter referred to as “company”, “listed company” and ” Citic Offshore Helicopter Co.Ltd(000099) “) during the continuous supervision of non-public offering of shares. In accordance with the company law of the people’s Republic of China and the securities law of the people’s Republic of China In accordance with the provisions of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange, the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange and the guidelines for the recommendation of listed companies of Shenzhen Stock Exchange, we have carefully verified the lifting of the listing and circulation of Citic Offshore Helicopter Co.Ltd(000099) this restricted shares, The following verification opinions are issued:
1、 Basic information on the acquisition of restricted shares from non-public offering this time
On January 6, 2021, Citic Offshore Helicopter Co.Ltd(000099) (hereinafter referred to as ” Citic Offshore Helicopter Co.Ltd(000099) “, “the company” or “the issuer”) received the reply on Approving the non-public development of shares of CITIC Ocean Helicopter Co., Ltd. (zjxk [2020] No. 3419) issued by the China Securities Regulatory Commission, which approved the company’s non-public offering of no more than 169699717 shares, The above reply shall be valid within 12 months from the date of approval of issuance. According to the subscription of investors and in strict accordance with the issuance price, issuance object and the number of allocated shares determined in the issuance plan and the invitation for subscription, the company determines that the issuance price is 6.50 yuan / share, the number of shares issued is 169699717, and the total amount of raised funds is 110304816050 yuan.
The object of this issuance is finally determined as 16. The placement of this issuance is as follows:
Serial number name of issuing object number of allocated shares (shares) amount allocated (yuan) lock-in period (month)
1 CITIC Investment Holding Co., Ltd. 6555500142610750650 36
2 Zhang Shilong 30769231999999950 6
3 Wu Xiaofeng 46153842999999600 6
4 Jinan Wenjing investment partnership (limited partnership) 107692306999999500 6
5 Nord Fund Management Co., Ltd. 41538462699999900 6
6 Jiashu balance No. 3 private securities investment fund 5538461359999650 6
Serial number name of issuing object number of allocated shares (shares) amount allocated (yuan) lock-in period (month)
7 kangmand dingzeng No. 7 private securities investment fund 5384615349999750 6
8 Jiashu balance No. 2 private securities investment fund 5230769339999850 6
9 kangmand 105 investment fund 30769231999999950 6
10 kangmand 003 actively managed private securities investment 30769231999999950 6
fund
11 Shu Yuqiang 30769231999999950 6
12 CAITONG Fund Management Co., Ltd. 9076923589999950 6
13 Zhang Qizhi 46153842999999600 6
14 Wang Shichun 30769231999999950 6
15 Qingdao huazi Shengtong equity investment fund partnership 3846153824999999700 6
(limited partnership)
16 Huajing aviation industry in Nanchang high tech Industrial Development Zone 913951594068150 6
Investment partnership (limited partnership)
Total 169699717110304816050-
The nature of the above-mentioned new shares due to non-public offering of shares is tradable shares with limited sales conditions, and the new shares were listed on Shenzhen Stock Exchange on September 9, 2021.
In accordance with the relevant provisions of the measures for the administration of securities issuance by listed companies and the detailed rules for the implementation of non-public offering of shares by listed companies, except that the lock-in period of CITIC investment holding’s subscribed shares is 36 months, the limited sale period of shares held by other subscribers in this non-public offering is 6 months, It will be listed and traded on the Shenzhen Stock Exchange from the next trading day after the expiration of the sales restriction period. In case of legal holidays or rest days, it will be postponed to the first trading day thereafter.
2、 Changes in the number of share capital of the company since the non-public offering and the listing of restricted shares
After the completion of this offering, the company added 169699717 non-public shares and tradable shares with limited sales conditions, and the total share capital increased from 606070420 shares to 775770137 shares.
After the listing of restricted shares, the company has not changed the number of share capital due to distribution and conversion of accumulation fund, and the total number of share capital of the company has not changed.
3、 Listing and circulation of restricted shares in this non-public offering
1. The listing and circulation date of the restricted shares is Wednesday, March 9, 2022;
2. The number of restricted shares that can be listed and circulated this time is 104144716, accounting for the proportion of the company’s total share capital
134247%；
3. A total of 41 shareholders of restricted shares lifted this time;
4. The details of the restricted shares lifted this time and the listing and circulation are shown in the table below (the proportion is kept in decimal places)
(the last two digits):
Unit: shares
This release
Name of the holder of restricted shares the restricted share capital held by the holder of restricted shares has been released from the pledge of restricted shares The freezing serial number refers to the name of the securities account, the number of copies, the number of shares sold accounting for the proportion of the company’s total shares and share capital (%)
1 Zhang Shilong 307692330769230.40 0
2 Wu Xiaofeng Wu Xiaofeng 461538446153840.59 0
3 Wang Shichun Wang Shichun 30769230.40 0
4 Shu Yuqiang Shu Yuqiang 30769230.40 0
5 Zhang Qizhi Zhang Qizhi 461538446153840.594615384
6 Jinan Wenjing investment partnership Jinan Wenjing investment partnership (Co., Ltd.) 107692 Sino-High (China) Co.Ltd(301076) 92301.39 0
Enterprise (limited partnership)
Qingdao huazi Shengtong equity Qingdao Technology Venture Capital Co., Ltd
7 investment fund partnership – Qingdao huazi Shengtong equity investment fund 384615384.96 0
(limited partnership) partnership (limited partnership)
Nanchang high tech industry Nanchang high tech Industry Development Zone Huajing
8 Development Zone Huajing aviation industry investment partnership (limited 9139519139510.12 0)
Investment partnership (partnership)
(limited partnership)
Shenzhen kangmande Capital Management Co., Ltd
9 managed private securities investment division – No. 003 active managed 307692330769230.40 0
Private equity securities investment fund
10 cummand 105 investment Shenzhen cummand Capital Management Co., Ltd. 307692330769230.40 0
Fund division – conmand 105 investment fund
Shenzhen kangmand Capital Management Co., Ltd
11 raised Securities Investment Fund Department – kangmand dingzeng No. 7 private securities 538461553846150.69 0
investment funds
Jiashu balance No. 2 private placement of Beijing Jiashu Asset Management Co., Ltd. —
12 securities investment fund jiashuping No. 2 private securities investment fund 523076952307690.67 0
gold
Jiashu balance No. 3 private placement of Beijing Jiashu Asset Management Co., Ltd. —
13 securities investment fund Jiashu balance No. 3 private securities investment fund 553846155384610.71 0
gold
This release
The name of the holder of restricted shares the restricted share capital held by the holder of restricted shares is released once. The pledge and freezing serial number of restricted shares is called the name of the securities account. The number of shares sold accounts for the proportion of the total share capital of the company
