Softcom power information technology (Group) Co., Ltd
Initial public offering and listing on GEM
Announcement on online subscription and winning rate
Sponsor (co lead underwriter): China Securities Co.Ltd(601066)
Co lead underwriter: Minsheng Securities Co., Ltd
hot tip
The application of softcom power information technology (Group) Co., Ltd. (hereinafter referred to as "softcom power" or "issuer") for the initial public offering of 63529412 ordinary shares (A shares) (hereinafter referred to as "this offering") has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"), It has been approved for registration by China Securities Regulatory Commission (zjxk [2022] No. 123).
China Securities Co.Ltd(601066) (hereinafter referred to as " China Securities Co.Ltd(601066) securities") serves as the sponsor (co lead underwriter) of this offering, and Minsheng Securities Co., Ltd. (hereinafter referred to as "Minsheng securities") serves as the co lead underwriter of this offering ( China Securities Co.Ltd(601066) securities and Minsheng securities are collectively referred to as "co lead underwriters"). The issuer negotiated with the co lead underwriters to determine the number of shares to be issued this time is 63529412, and the issue price is 72.88 yuan / share. The issuing price of this offering shall not exceed the median and weighted average of offline investors' quotation after excluding the highest quotation, as well as the securities investment fund, national social security fund, basic old-age insurance fund established through public offering after excluding the highest quotation The enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund quotation median and weighted average in accordance with the measures for the administration of the use of insurance funds, etc., whichever is lower, so the relevant subsidiaries of the sponsor need not participate in the strategic placement. The initial strategic placement of this issuance is 12705882 shares, accounting for 20.00% of the issuance. The strategic placement of this issuance is composed of the special asset management plan of the issuer's senior managers and core employees and other strategic investors. According to the final issue price, the final number of strategic placement shares in the special asset management plan for senior managers and core employees of the issuer is 3525053 shares, accounting for about 5.55% of the number of shares issued this time; The final number of strategic placement shares of other strategic investors was 5351259 shares, accounting for about 8.42% of the number of shares issued this time. The final number of strategic placement shares was 88763120 shares, accounting for 13.97% of the number of shares issued this time. The difference between the initial strategic placement and the final strategic placement shares was 38295700 shares, which were transferred back to offline issuance.
This offering is conducted through the combination of directional placement to strategic investors (hereinafter referred to as "strategic placement"), offline inquiry placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding the market value of non restricted A-Shares and non restricted depositary receipts in Shenzhen market (hereinafter referred to as "online issuance").
After the callback of strategic placement and before the launch of online and offline callback mechanism, the initial number of offline issuance was 444886 million shares, accounting for 81.40% of the number issued after deducting the number of strategic placement; The initial number of shares issued online was 10164500, accounting for 18.60% of the number issued after deducting the number of strategic placements. The total number of final offline and online issuance is 54653100 shares. The final number of online and offline issuance will be determined according to the online and offline callback.
Softcom power initially issued 10164500 shares of "softcom power" on March 4, 2022 (t day) using the online pricing of the trading system of Shenzhen Stock Exchange.
Please pay attention to the payment link of this offering and fulfill the payment obligation in time on March 8, 2022 (T + 2).
1. Offline investors shall, in accordance with the announcement on the results of initial public offering of shares by softcom power information technology (Group) Co., Ltd. and initial offline placement listed on the gem, timely and fully pay the subscription funds for new shares according to the final issuance price and initial placement quantity before 16:00 on March 8 (t + 2) 2022. The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the above-mentioned circumstances occur when multiple new shares are issued on the same day, all the placing objects are invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, all the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
After the online investors win the lottery in the subscription of new shares, they shall fulfill the obligation of capital settlement according to the announcement on the results of the initial public offering of shares by softcom power information technology (Group) Co., Ltd. and the online lottery on GEM Listing, so as to ensure that their capital account will eventually have sufficient capital for the subscription of new shares on March 8 (T + 2) 2022, and the insufficient part shall be deemed to have given up the subscription, The resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located.
The shares abandoned by offline and online investors shall be underwritten by China Securities Co.Ltd(601066) securities.
2. Among the stocks issued this time, the stocks issued online have no circulation restrictions and limited sales period arrangements, and can be circulated from the date when the stocks issued this time are listed on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
In terms of strategic placement, the senior managers and core employees of the issuer participate in the special asset management plan established by this strategic placement, and the restricted period of shares allocated to other strategic investors is 12 months. The restricted period of shares allocated to other strategic investors is 12 months. The restricted period starts from the date of listing of the shares issued to the public on the Shenzhen Stock Exchange. 3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of this public offering after deducting the final strategic placement, the issuer and the co lead underwriter will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investors who provide effective quotation fail to participate in the subscription or the offline investors who obtain the preliminary placement fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The joint lead underwriters shall report the breach to the China Securities Association for the record.
The number of violations of placing objects in the selected layers of gem, sci-tech innovation board, main board and national share transfer system shall be calculated together. During the period of being included in the restricted list, the relevant placing objects shall not participate in the offline inquiry and subscription of the initial stock projects on the gem, the science and innovation board, the main board and the shares of the national share transfer system to unspecified qualified investors and the projects listed on the selected layer.
If online investors fail to pay in full after winning the lottery for three times in a row within 12 months, they shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription. The number of times of giving up subscription shall be calculated according to the number of times of investors actually giving up subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds.
1、 Online subscription
According to the data provided by Shenzhen Stock Exchange, the joint lead underwriters have made statistics on the subscription of this online offering. The number of effective subscription accounts of this online pricing offering is 11760781, the number of effective subscription shares is 87848097500, the total number of allotments is 175696195, the starting number of allotments is 000000 Ping An Bank Co.Ltd(000001) , and the ending number is 000175696195.
2、 Implementation of callback mechanism, issuance structure and success rate of online issuance
According to the callback mechanism announced in the announcement of softcom power information technology (Group) Co., Ltd. on initial public offering and listing on the gem, the issuer and the co lead underwriter decided to start the callback mechanism because the initial effective subscription multiple on the Internet was 864263835 times, higher than 100 times, After deducting the final strategic placement, 20% (rounded up to an integral multiple of 500 shares, i.e. 10931000 shares) of the number of shares in this public offering will be transferred back from offline to online. After the call back, the final number of offline shares issued was 33557600, accounting for 61.40% of the total issued after deducting the final strategic placement; The final number of shares issued online was 21095500, accounting for 38.60% of the total issued after deducting the final strategic placement. After the call back, the winning rate of this online pricing issuance is Cosco Shipping Technology Co.Ltd(002401) 36105%, and the subscription multiple is 416430507 times.
3、 Online lottery
The issuer and the co lead underwriters agreed to conduct lottery in Room 202, building 203, Shangbu Industrial Zone, Hongli West Road, Futian District, Shenzhen on the morning of March 7, 2022 (T + 1), and will publish the online lottery results in China Securities News, Shanghai Securities News, securities times, securities daily and economic reference online on March 8, 2022 (T + 2).
Issuer: sponsor (co lead underwriter) of softcom power information technology (Group) Co., Ltd.: China Securities Co.Ltd(601066) co lead underwriter: Minsheng Securities Co., Ltd. March 7, 2022 (there is no text on this page, which is softcom power information technology) (Group) Co., Ltd. initial public offering of shares and listing on the gem online subscription and winning rate announcement)
Issuer: softcom power information technology (Group) Co., Ltd. (no text on this page, which is the seal page of China Securities Co.Ltd(601066) announcement on online subscription and winning rate of softcom power information technology (Group) Co., Ltd. on initial public offering and listing on GEM)
Sponsor (co lead underwriter): China Securities Co.Ltd(601066) mm / DD / yyyy (this page has no text, which is the seal page of the announcement on the initial public offering and online subscription of softcom power information technology (Group) Co., Ltd. and its listing on the GEM)
Co lead underwriter: Minsheng Securities Co., Ltd. (mm / DD / yyyy)
