Securities code: 001266 securities abbreviation: Hongying intelligent Announcement No.: 2022003
Shanghai Hongying Intelligent Technology Co., Ltd
Announcement on signing the tripartite and quadripartite supervision agreement for raised funds
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Recently, Shanghai Hongying Intelligent Technology Co., Ltd. (hereinafter referred to as the "company") and the sponsor Citic Securities Company Limited(600030) (hereinafter referred to as the "sponsor") signed the tripartite supervision agreement on raised funds with China Citic Bank Corporation Limited(601998) Shanghai branch and Hunan Sanxiang Bank Co., Ltd. (hereinafter referred to as the "deposit bank") respectively; The company, its wholly-owned subsidiary Shanghai Hongying Automation Technology Co., Ltd. and the sponsor Citic Securities Company Limited(600030) signed the four party supervision agreement on raised funds with China Merchants Bank Co.Ltd(600036) Shanghai Caoyang sub branch (hereinafter referred to as the "deposit bank"). The details are as follows:
1、 Basic information of raised funds
Approved by the reply on Approving the initial public offering of shares by Shanghai Hongying Intelligent Technology Co., Ltd. (zjxk [2022] No. 200) of China Securities Regulatory Commission and approved by Shenzhen Stock Exchange, the company publicly issued 18.36 million RMB common shares (A shares) to the public at an issue price of 38.61 yuan / share, The total amount of funds raised from stock issuance was 7088796 million yuan, and the actual net amount of funds raised after deducting various issuance expenses was 6053135 million yuan. The above raised funds have been verified and confirmed by Daxin Certified Public Accountants (special general partnership) in the capital verification report "Daxin Yan Zi [2022] No. 400005" issued on February 23, 2022.
2、 The signing of the tripartite supervision agreement for raised funds, the quadripartite supervision agreement for raised funds and the opening of the special account for raised funds
In order to regulate the management and use of the raised funds of the company and protect the rights and interests of investors, according to the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of the raised funds of listed companies issued by the CSRC In accordance with the relevant provisions of laws, regulations and departmental rules such as the guidelines for self-discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board and the requirements of the company's management system for raised funds, the company manages the deposit and use of raised funds in a special account, and the company and the deposit bank The recommendation institution shall sign the tripartite (four party) supervision agreement for raised funds.
The opening of the company's special account for raised funds is as follows:
Deposit amount of raised funds account name of deposit bank special account purpose bank account number (yuan)
Shanghai hongyingzi China Merchants Bank Co.Ltd(600036) Shanghai intelligent electrical control 1219447769
Sinochem technology Youcao Yang sub branch system and product expansion 1093932901940000 Co., Ltd
Shanghai Yingzhi construction center
Neng Technology Co., Ltd. HaiHai Branch Hongqiao 81102010133024279380000 sub branch item 1423598
limited company
Shanghai hongyingzhi Hunan Sanxiang bank marketing network construction project
Neng Technology Co., Ltd. 0070010100335 Jinzai Food Group Co.Ltd(003000) 0 company item Tunghsu Optoelectronic Technology Co.Ltd(000413) 6
Shanghai hongyingzhi China Citic Bank Corporation Limited(601998) Co., Ltd
Neng Technology Co., Ltd. HaiHai Branch Hongqiao issuance expense 8110201013102776698208 sub branch 1433511
limited company
Total 63308048208
Note: the net amount of funds actually raised is 60531350000 yuan, excluding various issuance expenses.
3、 Main contents of the tripartite supervision agreement on raised funds and the quadripartite supervision agreement on raised funds
(I) main contents of the four party supervision agreement on raised funds (for "intelligent electrical control system and product expansion project"):
Party A: Shanghai Hongying Intelligent Technology Co., Ltd. (hereinafter referred to as "Party A I")
Shanghai Hongying Automation Technology Co., Ltd. (hereinafter referred to as "Party A II", "Party A I" and "Party A II" are collectively referred to as "party a")
Party B: China Merchants Bank Co.Ltd(600036) Shanghai Caoyang sub branch (hereinafter referred to as "Party B")
Party C: Citic Securities Company Limited(600030) (sponsor) (hereinafter referred to as "Party C")
In order to standardize the management of Party A's raised funds and protect the rights and interests of investors, in accordance with relevant laws and regulations and the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board, Party A, Party B
After negotiation, the three parties reached the following agreement:
1、 Party A has opened a special account for raised funds (hereinafter referred to as the "special account") with Party B for the storage and use of the raised funds of Party A's second corresponding project, which shall not be used for other purposes.
2、 Party A and Party B shall jointly abide by the bill law of the people's Republic of China, the measures for payment and settlement, the measures for the administration of RMB bank settlement accounts and other laws, regulations, rules and regulations.
3、 As a sponsor of Party A, Party C shall appoint a sponsor representative or other staff to supervise the use of Party A's raised funds in accordance with relevant regulations.
Party C promises to perform the responsibility of recommendation and continuous supervision on the management and use of Party A's raised funds in accordance with the measures for the administration of securities issuance and listing recommendation business and the raised funds management system formulated by Party A.
Party C may exercise its supervision right by means of on-site investigation and written inquiry. Party A and Party B shall cooperate with Party C's investigation and inquiry. Party C shall check the storage of the special account at the same time when conducting on-site investigation on Party A every half year.
4、 Party A authorizes the sponsor representatives designated by Party C, Zhao Liang and Yang Jie, to inquire and copy the materials of Party A's special account at any time; Party B shall timely, accurately and completely provide it with the required information about the special account. When the sponsor representative inquires Party B about the second special account of Party A, he shall issue his own legal identity certificate; Other staff designated by Party C shall issue their own legal identity certificate and letter of introduction when inquiring about the special account of Party A from Party B.
5、 Party B shall issue a true, accurate and complete special account statement to Party A on a monthly basis (before the 5th day of each month) and send a copy to Party C.
6、 If Party A withdraws more than 50 million yuan or 20% of the net raised funds from the special account once or within 12 months, Party A and Party B shall timely notify Party C by fax or e-mail within 1 working day after payment, and provide the expenditure list of the special account.
7、 Party C has the right to change the designated sponsor representative in accordance with relevant regulations. If Party C changes the sponsor representative, it shall notify Party B in writing of relevant supporting documents, and notify Party A and Party B in writing of the contact information of the changed sponsor representative in accordance with the requirements of this agreement.
8、 If Party B fails to issue a statement of account to Party C in time for three consecutive times or notify Party C of large withdrawals from the special account, and fails to cooperate with Party C in investigating the special account, Party A has the right to unilaterally terminate this Agreement and cancel the special account for raised funds.
9、 This Agreement shall come into force from the date when the legal representatives of Party A, Party B and Party C or their authorized representatives sign and affix the official seals of their respective units, and shall become invalid after all the funds in the special account are spent and the supervision period of Party C ends.
10、 This agreement is made in sextuplicate, with each party holding one copy, reporting one copy to Shenzhen Stock Exchange and Shanghai regulatory bureau of China Securities Regulatory Commission, and the rest to Party A for standby.
(II) main contents of the tripartite supervision agreement on raised funds (for "R & D center construction project"): Party A: Shanghai Hongying Intelligent Technology Co., Ltd. (hereinafter referred to as "party a")
Party B: China Citic Bank Corporation Limited(601998) Shanghai Branch (hereinafter referred to as "Party B")
Party C: Citic Securities Company Limited(600030) (sponsor) (hereinafter referred to as "Party C")
In order to regulate the management of Party A's raised funds and protect the rights and interests of investors, Party A, Party B and Party C have reached the following agreement through negotiation in accordance with relevant laws and regulations and the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board:
1、 Party A has opened a special account for the raised funds (hereinafter referred to as the "special account") with Party B for the storage and use of the raised funds of Party A's corresponding projects, and shall not be used for other purposes.
2、 Party A and Party B shall jointly abide by the bill law of the people's Republic of China, the measures for payment and settlement, the measures for the administration of RMB bank settlement accounts and other laws, regulations, rules and regulations.
3、 As the sponsor of Party A, Party C shall appoint a sponsor representative or other staff to supervise the use of the raised funds of Party A in accordance with relevant regulations.
Party C promises to perform the responsibility of recommendation and continuous supervision on the management and use of Party A's raised funds in accordance with the measures for the administration of securities issuance and listing recommendation business and the raised funds management system formulated by Party A.
Party C may exercise its supervision right by means of on-site investigation and written inquiry. Party A and Party B shall cooperate with Party C's investigation and inquiry. Party C shall check the storage of the special account at the same time when conducting on-site investigation on Party A every half year.
4、 Party A authorizes the sponsor representatives designated by Party C, Zhao Liang and Yang Jie, to inquire and copy the materials of Party A's special account at any time; Party B shall timely, accurately and completely provide it with the required information about the special account. When the sponsor representative inquires about the special account of Party A from Party B, he shall issue his own legal identity certificate; Other staff designated by Party C shall issue their own legal identity certificate and letter of introduction when inquiring about the special account of Party A from Party B.
5、 Party B shall issue a true, accurate and complete special account statement to Party A on a monthly basis (before the 5th day of each month) and send a copy to Party C.
6、 If Party A withdraws more than 50 million yuan or 20% of the net raised funds from the special account once or within 12 months, Party B shall timely notify Party C by fax or e-mail within 1 working day after payment, and provide the expenditure list of the special account.
7、 Party C has the right to change the designated sponsor representative in accordance with relevant regulations. If Party C changes the sponsor representative, it shall notify Party B in writing of relevant supporting documents, and notify Party A and Party B in writing of the contact information of the changed sponsor representative in accordance with the requirements of this agreement.
8、 If Party B fails to issue a statement of account to Party C in time for three consecutive times or notify Party C of large withdrawals from the special account, and fails to cooperate with Party C in investigating the special account, Party A has the right to unilaterally terminate this Agreement and cancel the special account for raised funds.
9、 This Agreement shall come into force from the date when the legal representatives of Party A, Party B and Party C or their authorized representatives sign and affix the official seals of their respective units, and shall become invalid after all the funds in the special account are spent and the supervision period of Party C ends.
10、 This agreement is made in sextuplicate, with Party A, Party B and Party C holding one copy respectively, reporting one copy to Shenzhen Stock Exchange and Shanghai regulatory bureau of China Securities Regulatory Commission, and the rest to Party A for standby.
(III) main contents of the tripartite supervision agreement on raised funds (for "marketing network construction project"): Party A: Shanghai Hongying Intelligent Technology Co., Ltd. (hereinafter referred to as "party a")
Party B: Hunan Sanxiang Bank Co., Ltd. (hereinafter referred to as "Party B")
Party C: Citic Securities Company Limited(600030) (sponsor) (hereinafter referred to as "Party C")
In order to regulate the management of Party A's raised funds and protect the rights and interests of investors, Party A, Party B and Party C have reached the following agreement through negotiation in accordance with relevant laws and regulations and the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board:
1、 Party A has opened a special account for the raised funds (hereinafter referred to as the "special account") with Party B for the storage and use of the raised funds of Party A's corresponding projects, and shall not be used for other purposes.
2、 Party A and Party B shall jointly abide by the bill law of the people's Republic of China, the measures for payment and settlement, the measures for the administration of RMB bank settlement accounts and other laws, regulations, rules and regulations.
3、 As the sponsor of Party A, Party C shall appoint a sponsor representative or other staff to supervise the use of the raised funds of Party A in accordance with relevant regulations.
Party C promises to perform the responsibility of recommendation and continuous supervision on the management and use of Party A's raised funds in accordance with the measures for the administration of securities issuance and listing recommendation business and the raised funds management system formulated by Party A.
Party C may exercise its supervision right by means of on-site investigation and written inquiry. Party A and Party B shall cooperate with Party C's investigation and inquiry. Party C shall check the storage of the special account at the same time when conducting on-site investigation on Party A every half year.
4、 Party A authorizes the sponsor representatives designated by Party C, Zhao Liang and Yang Jie, to inquire and copy the materials of Party A's special account at any time; Party B shall timely, accurately and completely provide it with the required information about the special account. When the sponsor representative inquires about the special account of Party A from Party B, he shall issue his own legal identity certificate; Other staff designated by Party C shall issue their own legal identity certificate and letter of introduction when inquiring about the special account of Party A from Party B.
5、 Party B shall issue a true, accurate and complete special account statement to Party A on a monthly basis (before the 5th day of each month) and send a copy to Party C.
6、 If Party A withdraws more than 50 million yuan or 20% of the net raised funds from the special account once or within 12 months, Party B shall timely notify Party C by fax or e-mail within 1 working day after payment, and provide the expenditure list of the special account.
7、 Party C has the right to change the designated sponsor representative in accordance with relevant regulations. If Party C changes the sponsor representative, it shall notify Party B in writing of relevant supporting documents, and notify Party A and Party B in writing of the contact information of the changed sponsor representative in accordance with the requirements of this agreement.
8、 Party B
