Securities code: Xi’An International Medical Investment Company Limited(000516) securities abbreviation: St Guoyi Announcement No.: 2022007 Xi’An International Medical Investment Company Limited(000516) announcement on the company’s supervisor’s receipt of the decision on administrative supervision measures of Shaanxi Securities Regulatory Bureau
The company and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete without false records, misleading statements or major omissions.
Xi’An International Medical Investment Company Limited(000516) (hereinafter referred to as “the company”) supervisor Zhao Lu received the decision on the regulatory measures for issuing warning letters to Zhao Lu (shajian Jian Jian measure Zi [2022] No. 2) (hereinafter referred to as “the decision”) issued by Shaanxi regulatory bureau of China Securities Regulatory Commission (hereinafter referred to as “the decision”) on March 4, 2022. The relevant information is hereby announced as follows:
1、 Main contents of the decision
Zhao Lu: according to the investigation, your spouse Zhong Wenjuan bought 2000 shares of the company and sold 2000 shares of the company during the period from November 23, 2021 to December 10, 2021, which constituted a short-term transaction and violated the provisions of Article 44 of the securities law. According to the second paragraph of Article 170 of the securities law, our bureau has decided to take the supervision and management measures of issuing warning letters to you. You should seriously learn from the lessons. I and my immediate family members should strengthen the study of securities laws and regulations, strictly regulate the trading behavior, prevent the recurrence of such illegal acts, and submit it to our bureau within 15 working days from the date of receiving this decision
Written rectification report.
If you are not satisfied with the supervision and administration measures, you can apply to the China Securities Regulatory Commission for administrative reconsideration within 60 days from the date of receiving the decision, or you can bring a lawsuit to the people’s court with jurisdiction within 6 months from the date of receiving the decision. During the period of reconsideration and litigation, the above supervision and management measures shall not be suspended.
2、 Relevant description
After receiving the above administrative supervision measures, the company and relevant responsible persons attach great importance to it, will seriously learn lessons, take warning, strictly regulate trading behavior and prevent such incidents from happening again. The company will also further strengthen training and publicity, and require all directors, supervisors, senior managers and shareholders holding more than 5% of the company’s shares to continue to learn relevant laws, regulations and normative documents such as the securities law, the guidelines for self discipline supervision of listed companies on Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board, and strictly abide by relevant regulations.
The above administrative supervision measures have no significant impact on the production and operation of the company. Please invest rationally and pay attention to investment risks.
It is hereby announced.
Xi’An International Medical Investment Company Limited(000516) board of directors March 5, 2002
