Suzhou Guoxin Technology Co., Ltd
Initial public offering and listing on the science and Innovation Board
Announcement on online issuance and subscription and winning rate
Sponsor (co lead underwriter): Guotai Junan Securities Co.Ltd(601211)
Co lead underwriter: China Securities Co.Ltd(601066)
hot tip
Suzhou Guoxin Technology Co., Ltd. (hereinafter referred to as the “issuer” or “Guoxin technology”) has applied for the initial public offering of 60 million RMB common shares (A shares) and listing on the science and Innovation Board (hereinafter referred to as “this offering”) in Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”) ）The stock listing committee of Kechuang board has examined and approved it, and has agreed to register with China Securities Regulatory Commission (hereinafter referred to as “CSRC”) zjxk [2021] No. 3860.
This offering is conducted by a combination of directional placement to strategic investors (hereinafter referred to as “strategic placement”), offline inquiry placement to qualified investors (hereinafter referred to as “offline issuance”), and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts market value in Shanghai market (hereinafter referred to as “online issuance”).
The issuer and the recommendation institution (joint lead underwriter) Guotai Junan Securities Co.Ltd(601211) (hereinafter referred to as “recommendation institution” or “joint lead underwriter”), and the joint lead underwriter China Securities Co.Ltd(601066) (hereinafter referred to as “joint lead underwriter”) ）It is determined through negotiation that the number of shares to be issued this time is 60 million. Among them, the initial strategic placement issued 9 million shares, accounting for 15.00% of the total number of shares issued this time. The subscription funds promised by the strategic investors and the brokerage commission for the placement of new shares have been fully remitted to the bank account designated by the joint lead underwriters. The final number of strategic placement shares in this issuance is 4217640 shares, accounting for 7.03% of the total number of this issuance. The difference between the initial number of strategic placement shares and the final number of strategic placement shares is 4782360 shares, which are transferred back to offline issuance.
Before the launch of the online and offline call back mechanism, the number of offline shares issued after the adjustment of the strategic placement was 40482360 shares, accounting for 72.57% of the number issued after deducting the final strategic placement; The number of shares issued online was 15.3 million, accounting for 27.43% of the number issued after deducting the final strategic placement. The total number of final offline and online issuance is 55782360 shares, and the final number of online and offline issuance will be determined according to the call back situation.
The issuer initially issued 15.3 million A-Shares of “Guoxin technology” through the online pricing of the trading system of Shanghai Stock Exchange on December 24 (T) 2021.
Please pay attention to the issuance process, subscription, payment and other links of this issuance, and timely fulfill the payment obligation on December 28, 2021 (T + 2):
1、 Offline allocated investors shall, in accordance with the announcement on offline preliminary placement results and online winning results of initial public offering of shares by Suzhou Guoxin Technology Co., Ltd. and listing on the science and Innovation Board (hereinafter referred to as “announcement on offline preliminary placement results and online winning results”), on December 28, 2021 Before 16:00 on (T + 2 day), pay the subscription fund for new shares and the corresponding brokerage commission for the placement of new shares in time and in full according to the finally determined issuance price and the number of new shares allocated. Offline investors must pay separately for each new share as if they were allocated more than one new share per day. In the case of multiple new shares allocated on the same day, if only one total amount is remitted, the consolidated payment will lead to the failure of entry, resulting in The consequences shall be borne by the investors themselves.
After winning the lottery of new shares, online investors shall fulfill their payment obligations in accordance with the announcement of offline preliminary placement results and online lottery results, Ensure that its capital account has sufficient new share subscription funds on December 28 (T + 2) 2021, and the transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investors belong. The shares abandoned by offline and online investors shall be underwritten by the joint lead underwriters.
2. In this offline offering, securities investment funds and other partial share asset management products established by public offering, national social security fund, basic endowment insurance fund, enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund Among the placement objects such as insurance funds and qualified foreign institutional investors that comply with the measures for the administration of the use of insurance funds and other relevant provisions, 10% of the final allocated account (rounded up), it shall promise that the holding period of the shares allocated this time is 6 months from the date of the issuer’s initial public offering and listing. The above-mentioned restricted account will be determined by lottery after the offline investors complete the payment. The shares allocated to the placing object account managed by the offline investors who are not selected have no circulation restrictions and restricted sales arrangements, and will be issued from this time The shares can be circulated from the date of listing and trading on the Shanghai Stock Exchange. The online lower limit auction number will be allocated according to the placing object, and each placing object will be assigned a number. Once offline investors make a quotation, they will be deemed to accept the online lower selling period arrangement of this offering.
3. When the total number of shares subscribed by offline and online investors is less than 70% of the number of public offerings after deducting the final strategic placement, the issuer and the co lead underwriter will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If an offline investor with a valid quotation fails to participate in the subscription, fails to subscribe in full, or fails to pay the new share subscription fund and the corresponding new share placement brokerage commission in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The joint lead underwriters shall report the breach of contract to the China Securities Association for the record.
When online investors have won the lottery for 3 times but failed to pay in full within 12 consecutive months, 6 months from the next day after the settlement participant last declared its abandonment of subscription (calculated as 180 natural days, including the next day) shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds. The number of times to give up subscription shall be calculated according to the number of times that investors actually give up subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds. I. online subscription and initial winning rate of online issuance
According to the data provided by Shanghai Stock Exchange, the number of effective subscription accounts for this online issuance is 5459307, the number of effective subscription is 67950094500 shares, and the initial winning rate of online issuance is 0.02251652%. The total number of allotments is 135900189, and the number range is 1000000000-100135900188. 2、 Implementation of callback mechanism, issuance structure and final winning rate of online issuance
According to the callback mechanism announced in the announcement of Suzhou Guoxin Technology Co., Ltd. on initial public offering and listing on the science and innovation board, the final number of strategic placement shares issued this time is 4217640 shares, which is 4782360 shares different from the initial number of strategic placement shares, and is callback to offline issuance. After the adjustment of strategic placement, the number of offline issuance was 40482360 shares and the number of online issuance was 15.3 million shares.
Since the initial effective subscription multiple on the Internet was 4441.18 times, more than 100 times, before the callback was started, the issuer and the joint lead underwriters decided to start the callback mechanism, adjust the scale of offline and online issuance, and callback 5.5785 million shares (rounded up to an integral multiple of 500 shares) from offline to online.
After the callback mechanism was launched, the final number of offline shares issued was 34903860, accounting for 62.57% of the total issued after deducting the number of strategic placements; The final number of shares issued online was 20878500, accounting for 37.43% of the total issued after deducting the number of strategic placements.
After the callback mechanism is started, the final winning rate of online issuance is 0.03072623%. 3、 Online lottery
The issuer and the co lead underwriters agreed to hold the online subscription lottery ceremony at Haitang hall, the conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong New Area, Shanghai on the morning of December 27 (T + 1), 2021, and will be published in China Securities Journal, Shanghai Securities Journal, securities times and Securities Daily on December 28 (T + 2), 2021 The Financial Times published the results of online lottery.
Issuer: sponsor (co lead underwriter) of Suzhou Guoxin Technology Co., Ltd.: Guotai Junan Securities Co.Ltd(601211) co lead underwriter: China Securities Co.Ltd(601066) December 27, 2021 (this page has no text, which is the seal page of the announcement on initial public offering, subscription and winning rate of Suzhou Guoxin Technology Co., Ltd. listed on the science and Innovation Board)
Issuer: Suzhou Guoxin Technology Co., Ltd. date:
(there is no text on this page, which is the seal page of the announcement of Suzhou Guoxin Technology Co., Ltd. on initial public offering of shares and online issuance and subscription of shares listed on the science and innovation board and the success rate)
Sponsor (co lead underwriter): Guotai Junan Securities Co.Ltd(601211) mm / DD / yy
(there is no text on this page, which is the seal page of the announcement of Suzhou Guoxin Technology Co., Ltd. on initial public offering of shares and online issuance and subscription of shares listed on the science and innovation board and the success rate)
Co lead underwriter: China Securities Co.Ltd(601066) mm / DD / yy
