Sinolink Securities Co.Ltd(600109)
About Changzhou Almaden Co.Ltd(002623) non-public offering of shares
Verification opinions on the listing and circulation of restricted shares
Sinolink Securities Co.Ltd(600109) (hereinafter referred to as " Sinolink Securities Co.Ltd(600109) " or "sponsor") as a sponsor of Changzhou Almaden Co.Ltd(002623) (hereinafter referred to as "company" or " Changzhou Almaden Co.Ltd(002623) ") non-public offering of shares, in accordance with the measures for the administration of securities issuance and listing recommendation business, the rules for the listing of shares of Shenzhen Stock Exchange, the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange and other relevant provisions The listing and circulation of non-public offering shares and restricted shares has been carefully verified, and the verification opinions are as follows:
1、 Listing type of restricted shares
On March 8, 2021, the company received the notice on approving Changzhou Almaden Co.Ltd(002623) non
Reply on public offering of shares (zjxk [2021] No. 595).
On April 15, 2021, The company issued 39062500 non-public shares to 11 investors (among them, Fuguo Fund Management Co., Ltd. participated in the subscription with 3 products under its management and Haifutong Fund Management Co., Ltd. participated in the subscription with 22 products under its management), with a total raised capital of RMB 1000000000.00 (hereinafter referred to as "this offering") ）。 The new shares issued this time shall complete the registration, custody and sales restriction procedures in Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. on June 30, 2021. Before the issuance, the total share capital of the company was 160000000 shares, and after the issuance, the total share capital was 199062500 shares.
The restricted shares listed and circulated this time are the company's non-public issuance of restricted shares, involving 11 shareholders, a total of 39062500 shares. The lock-in period is 6 months from the completion of the registration and custody procedures of new non-public issuance shares. These restricted shares will expire and be listed and circulated on December 30, 2021.
2、 Changes in the number of share capital of the company since the formation of the restricted shares
In June 2021, the company completed the non-public issuance of a shares, increased 39062500 tradable shares with limited sales conditions, and changed the total share capital of the company from 16000000 shares to 199062500 shares. Since the formation of tradable shares with limited sales conditions, the total share capital of the company has not changed.
As of the date of issuance of this verification opinion, the total share capital of the company is 199062500 shares, including tradable shares with limited sales conditions
39488875 shares, 159573625 tradable shares without restrictions.
3、 Relevant commitments on the listing and circulation of restricted shares
(i) Commitment of shareholders applying for lifting share restriction
According to the provisions of the measures for the administration of securities issuance by listed companies and the detailed rules for the implementation of non-public development of shares by listed companies, the lock up period of the shares issued this time is 6 months. According to the above arrangement of the restricted sale period, the newly issued shares are tradable shares with limited sale conditions, which will be listed and traded on the Shenzhen Stock Exchange from the next trading day after the expiration of the restricted sale period. In case of legal holidays or rest days, it will be postponed to the first trading day thereafter.
（2） Performance of share locking commitment
As of the signing date of this verification opinion, the shareholders applying for lifting the restricted shares did not affect the listing and circulation of new shares due to the non performance of relevant commitments.
4、 Occupation of funds by controlling shareholders and their related parties
The company has no funds occupied by controlling shareholders and their related parties.
5、 Listing and circulation of restricted shares
The number of restricted shares listed and circulated this time: 39062500 shares;
The listing and circulation date of restricted shares: December 30, 2021;
Detailed list of listing and circulation of non-public offering restricted shares:
Unit: shares
Name of sequential shareholders holding Limited shares number of Limited shares in the company's remaining Limited sales number of this listing proportion of total share capital of the company number of shares
1UBS AG1,171,8750.59%1,171,8750
2 Lin Jintao 11718750.59%
China Construction Bank Corporation(601939) - Fu
3. China's low-carbon new economy hybrid securities investment fund 2734370.14%
4 Agricultural Bank Of China Limited(601288) - Fu 2343750.12% value advantage hybrid securities investment fund
5 China Merchants Bank Co.Ltd(600036) - fuguoqing 7031250.35% 7031250 flexible allocation of hybrid securities for clean energy industry
investment funds
6 Changzhou Tianding industrial investment partnership (39375001.98% 39375000 limited partnership)
7 weeks Zhiheng 12890620.65%
China Everbright Bank Company Limited Co.Ltd(601818) - Hua
8 Xia Panyi regularly opens a hybrid securities 28906251.45% 28906250 investment fund for one year
9 Huatai asset management - China Citic Bank Corporation Limited(601998) - Huatai asset is stable 11718750.59% 11718750 wins the preferred asset management product
10. Basic endowment insurance fund 2012 portfolio 1701620.09%
Industrial And Commercial Bank Of China Limited(601398) - sea
11 Fortis reform driven flexible allocation of hybrid securities 1871880.09% 1871880 bond investment fund
12 Bank Of China Limited(601988) - Haifutong income growth securities 567200.03% 567200 investment fund
Industrial And Commercial Bank Of China Limited(601398) - sea
13 Fortis balanced selection of hybrid securities investment fund 850810.04%
Guotai Junan Securities Co.Ltd(601211) - sea
14 Fortis huirui selected hybrid securities investment fund 113440.01%
15 Hubei Province (No. 8) occupational pension plan - 147470.01% 147470 Bank Of Communications Co.Ltd(601328)
16 Xinjiang Uygur Autonomous Region Luhao occupational pension 124780.01% 124780 plan - Bank Of Communications Co.Ltd(601328)
17 Hubei Province (No. 11) occupational pension plan 124780.01% - Agricultural Bank Of China Limited(601288)
18 Jiangxi No.10 occupational pension plan - Industrial and Commercial Bank of China 56720.00%
19 Jiangxi No.7 occupational pension plan - Shanghai Pudong Development Bank 141800.01%
20 Ningxia Hui Autonomous Region No. 7 occupational pension plan 34030.00% - Bank Of Communications Co.Ltd(601328)
21 Henan No.1 occupational pension plan - Bank of communications 170160.01%
22 Henan No.7 occupational pension plan - China Construction Bank 170160.01%
23 Xinjiang production and Construction Corps No. Lu occupational pension 34030.00% 34030 plan - China Construction Bank Corporation(601939)
24 Hebei No.7 occupational pension plan - China Merchants Bank 170160.01%
Huainan Mining (Group) Co., Ltd
25. Enterprise annuity plan - Bank Of China Limited(601988) shares 283600.01% 283600 limited companies
26 Huaibei Mining Holdings Co.Ltd(600985) (Group) Co., Ltd. 130450.01% 130450 enterprise annuity plan - Bank Of China Limited(601988)
China Construction Bank Corporation(601939) enterprise
27 annuity plan - China Industrial And Commercial Bank Of China Limited(601398) Co., Ltd
State Grid Jiangsu Electric Power Co., Ltd. (State Grid)
28a) enterprise annuity plan - China Merchants Bank Co.Ltd(600036) shares 255240.01% 255240 limited companies
29 State Grid Anhui electric power company enterprise annuity plan 113440.01% - Bank Of China Limited(601988)
China Railway Harbin Bureau Group Co., Ltd
30 enterprise annuity plan - China Industrial And Commercial Bank Of China Limited(601398) shares 198520.01% 198520 shares Co., Ltd
31 China Minsheng Banking Corp.Ltd(600016) enterprise 170160.01% 170160 annuity plan - China China Minsheng Banking Corp.Ltd(600016)
32 Changzhou Tianning Hongya industrial investment partnership 19531250.98% (limited partnership)
Shenzhen Venture Capital laterite equity investment management (Shenzhen)
33 Shenzhen) Co., Ltd. - Shenzhen Venture Capital manufacturing industry to 195312509.81% 195312500 upgraded new material Fund (limited partnership)
Shanghai nuoti Asset Management Co., Ltd. - he
34 Feizhong anhaitong equity investment fund partnership 39062501.96% 39062500 industry (limited partnership)
Total 3906250019.62% 390625000
6、 Statement of changes in share capital structure
Unit: shares
Changes before and after the listing of the project
1、 Shares with limited sales conditions 39488875-390625004
