Securities code: 000807 securities abbreviation: Yunnan Aluminium Co.Ltd(000807) Announcement No.: 2021-070 Yunnan Aluminium Co.Ltd(000807)
Non public offering of a shares
of
Summary of issuance report and listing announcement
Sponsor (lead underwriter)
Co lead underwriter
December, 2001
hot tip
1、 Issue quantity and price
(i) Number of shares issued: 339750849
（2） Issue price: 8.83 yuan / share
（3） Nature of issued shares: RMB ordinary shares (A shares), tradable shares with restricted sales conditions
（4） Total funds raised: RMB 299999996.67
（5） Net amount of raised funds: RMB 2975585043.06
2、 New stock listing arrangements
339750849 new shares will be issued in Shenzhen on December 28, 2021
Listed on the stock exchange. On the first day of listing of new shares, the company’s share price does not ex right, and the stock trading is subject to rise and fall restrictions.
3、 Issuance and subscription and arrangement of restricted sale period
This recognition
Purchase of shares
Sequence name of issuing object number of shares issued number of subscription amount number of shares (yuan) after issuance (month)
Total share capital
Proportion of
1. Rural industrial investment of central enterprises 56625141499995.031 63% 62022 June 28 fund Co., Ltd
2 Aluminum Corporation Of China Limited(601600) 36,240,090319,999,994.701. 04% 18, June 28, 2013
3 CAITONG Fund Management Co., Ltd. 315968282789991.240 91% 6, June 28, 2002
4 Tan Ruiqing 3001132526499999.750 87% 6, June 28, 2002
5 Guotai Junan Securities Co.Ltd(601211) Securities Co., Ltd. 26523225234200076.750 76% 6, June 28, 2002
6 China Galaxy Securities Co.Ltd(601881) Securities Co., Ltd. 24212910213799995.300 70% 62022 June 28 company
7 Nord Fund Management Co., Ltd. 18856172166499998.760 54% 6, June 28, 2002
8 Jinan Jiangshan investment partnership 181200451599997.350 52% 6, June 28, 2002 (limited partnership)
9 great wall Guorui Securities Co., Ltd. 17893544157999993.520 52% 6, June 28, 2002
This recognition
Purchase of shares
Sequence name of issuing object number of shares issued number of subscription amount number of shares (yuan) after issuance (month)
Total share capital
Proportion of
Shanghai Jinglin Asset Management Co., Ltd
10 company – Jinglin Fengshou No. 3 private placement 1472256129999992.880 42% 62022 June 28 fund
11 Huaxia Fund Management Co., Ltd. 1058890193499995.830 31% 6, June 28, 2002
Shanghai Jinglin Asset Management Co., Ltd
12 company – Jinglin Jingtai Fengshou private 90600227999994.260 26% 6 securities investment fund raised on June 28, 2002
13 AIA Life Insurance Co., Ltd. 90600227999994.260 26% 6, June 28, 2002
14 Sinosteel Investment Co., Ltd. 90600227999994.260 26% 6, June 28, 2002
15Barclays Bank PLC9,060,02279,999,994.260. 26% 6, June 28, 2002
16 Yunnan zhuoye private equity fund management 90600227999994.260 26% 62022 June 28 Co., Ltd
17JPMorgan Chase Bank,9,060,02279,999,994.260. 26% 6, National Association, June 28, 2002
Total 3397508499999996.679 80%-
According to the relevant provisions of China Securities Regulatory Commission and Shenzhen Stock Exchange, Chinalco passed the non-public development
The shares subscribed by the bank shall not be transferred within 18 months from the date of listing, and other investors shall pass the non-public development
The shares subscribed by the bank shall not be transferred within six months from the date of listing. After the end of the restricted sale period, the shares subscribed by the issuing object
The transfer of shares will be in accordance with the company law of the people’s Republic of China and other relevant laws and regulations, as well as the CSRC and
The relevant provisions of Shenzhen Stock Exchange shall be implemented.
4、 Ownership structure
After the completion of this non-public offering, the equity distribution of the company complies with the Listing Rules of Shenzhen Stock Exchange
Prescribed listing conditions.
catalogue
Special tips two
1、 Issue quantity and price two
2、 New stock listing arrangements two
3、 Issuance and subscription and arrangement of restricted sale period two
4、 Ownership structure three
catalogue 4 interpretation Section 1 basic information of this offering seven
1、 Basic information of the issuer seven
2、 Relevant procedures performed in this offering seven
3、 Basic information of this offering nine
4、 Basic information of the issuing object fifteen
5、 Relevant institutions of this non-public offering twenty-five
Section II listing of new shares twenty-seven
1、 Approval for listing of new shares twenty-seven
2、 Securities abbreviation, securities code and listing place of new shares twenty-seven
3、 Listing time of new shares twenty-seven
4、 Restrictions on the sale of new shares twenty-seven
Section III comparison of relevant situations of the company before and after this issuance twenty-eight
1、 Comparison of relevant situations before and after this issuance twenty-eight
2、 The impact of this non-public offering on the company twenty-nine
Section IV financial and accounting information of the issuer and management discussion and Analysis thirty-two
1、 Description of the company’s main financial data and preparation basis of financial indicators thirty-two
2、 Main financial data and financial indicators for the last three years thirty-two
3、 Management discussion and Analysis Section V concluding comments of the sponsor and the co lead underwriters on the process of this non-public offering and the compliance of the issuing object Section VI concluding comments of the issuer’s lawyer on the process of this non-public offering and the compliance of the issuing object thirty-nine
Section 7 recommendation opinions on listing of recommendation institutions 40 Section VIII documents for future reference forty-one
interpretation
Unless otherwise specified, the following words in this issuance report and listing announcement have the following specific meanings: Yunnan Aluminium Co.Ltd(000807) / issuer / listed company / actual controller of Yunnan Aluminium Co.Ltd(000807) company, SASAC of the State Council refers to the state owned assets supervision and Administration Commission of the State Council
The controlling shareholder and metallurgical group refers to Yunnan Metallurgical Group Co., Ltd
Chinalco refers to Aluminum Corporation Of China Limited(601600)
Chinalco group refers to Aluminum Corporation Of China Limited(601600) Group Co., Ltd
A shares / ordinary shares / shares refer to Yunnan Aluminium Co.Ltd(000807) RMB ordinary shares listed on Shenzhen stock exchange with a par value of RMB 1 per share
This non-public offering / this offering refers to Yunnan Aluminium Co.Ltd(000807) issuing A-Shares to no more than 35 specific objects to raise funds through non-public offering
This listing announcement refers to the report on the issuance of Yunnan Aluminium Co.Ltd(000807) non public Development Bank A-Shares and the listing announcement
General meeting means Yunnan Aluminium Co.Ltd(000807) general meeting of shareholders
Board of directors means the Yunnan Aluminium Co.Ltd(000807) board of directors
CSRC refers to the China Securities Regulatory Commission
Registration company refers to Shenzhen Branch of China Securities Depository and Clearing Co., Ltd
Shenzhen stock exchange refers to Shenzhen Stock Exchange
Trading day refers to the trading day of Shenzhen Stock Exchange
Company law means the company law of the people’s Republic of China
Securities Law means the securities law of the people’s Republic of China
The measures for the administration of securities issuance refer to the measures for the administration of securities issuance by listed companies
The detailed rules for the implementation of non-public development banks refer to the detailed rules for the implementation of non-public development banks of listed companies
Articles of association means the Yunnan Aluminium Co.Ltd(000807) articles of association
Sponsor / lead underwriter / CSC index China Securities Co.Ltd(601066) investment securities
Co lead underwriters refer to China Securities Co.Ltd(601066) and Minsheng Securities Co., Ltd
The issuer’s lawyer / lawyer refers to Yunnan Haihe law firm
Capital verification institution / PwC Zhongtian association refers to the auditor of PWC Zhongtian Certified Public Accountants (special general partnership)
Yuan, ten thousand yuan and one hundred million yuan refer to RMB, ten thousand yuan and one hundred million yuan
Note 1: except for special
