Aojie Technology Co., Ltd
Initial public offering and listing on the science and Innovation Board
Issuance arrangement and preliminary inquiry announcement
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
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Important tips
Aojie Technology Co., Ltd. (hereinafter referred to as "Aojie technology", "issuer" or "company") in accordance with the implementation opinions on establishing a science and innovation board and pilot registration system in Shanghai Stock Exchange (CSRC announcement [2019] No. 2) issued by China Securities Regulatory Commission (hereinafter referred to as "CSRC" and "CSRC") The measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) (hereinafter referred to as the "measures") and the measures for the administration of the registration of initial public offering of shares on the science and Innovation Board (for Trial Implementation) (CSRC order [No. 174]) are promulgated by Shanghai Stock Exchange (hereinafter referred to as the "Shanghai Stock Exchange") Measures for the implementation of the issuance and underwriting of shares on the science and Innovation Board of Shanghai Stock Exchange (SZF [2021] No. 76) (hereinafter referred to as the "implementation measures"), guidelines for the application of the issuance and underwriting rules of the science and Innovation Board of Shanghai Stock Exchange No. 1 - initial public offering of shares (SZF [2021] No. 77) (hereinafter referred to as the "underwriting guidelines") Detailed rules for the implementation of online issuance of initial public offerings in Shanghai market (SZF [2018] No. 40) (hereinafter referred to as "detailed rules for the implementation of online issuance") and detailed rules for the implementation of offline issuance of initial public offerings in Shanghai market (SZF [2018] No. 41) (hereinafter referred to as "detailed rules for the implementation of offline issuance"), promulgated by China Securities Association The code for underwriting initial public offerings under the registration system (zxsf [2021] No. 213) (hereinafter referred to as the "underwriting code"), the detailed rules for the administration of offline investors in initial public offerings (zxsf [2018] No. 142), the rules for the administration of offline investors in initial public offerings under the registration system, and Relevant provisions such as the guidelines for the classification, evaluation and management of offline investors of initial public offering under the registration system (Zhong Zheng Xie Fa [2021] No. 212), as well as relevant provisions such as the stock issuance and listing rules and the latest operation guidelines of Shanghai Stock Exchange, initial public offering of shares and listing on the science and innovation board.
Haitong Securities Company Limited(600837) (hereinafter referred to as " Haitong Securities Company Limited(600837) " or "sponsor (lead underwriter)") serves as the sponsor (lead underwriter) of this offering.
This issuance adopts directional placement to strategic investors (hereinafter referred to as "strategic placement"), offline inquiry placement to qualified offline investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding the market value of non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as "online issuance") ）Combined. Strategic placement, preliminary inquiry and online The offline issuance is organized and implemented by the sponsor (lead underwriter). The strategic placement of this issuance is carried out at the sponsor (lead underwriter). The preliminary inquiry and offline subscription are through the offline subscription electronic platform of IPO of Shanghai Stock Exchange (hereinafter referred to as "offline subscription platform") ）The online issuance is conducted through the trading system of Shanghai Stock Exchange. Investors are requested to read this announcement carefully. For the details of preliminary inquiry and electronic offline issuance, please refer to the detailed rules for the implementation of offline issuance published on the website of Shanghai Stock Exchange (www.sse. Com.. CN).
Investors can visit the following website（ http://www.sse.com..cn./disclosure/listedinfo/listing/ 、 http://www.sse.com..cn./ipo/home/ ）Check the full text of the announcement.
Basic information of the issuer
The full name of the company is Aojie Technology Co., Ltd. and the public securities is abbreviated as Aojie technology
department
Securities code / offline subscription 688220 online subscription code 787220
code
Offline subscription is referred to as Aojie technology, and online subscription is referred to as Aojie subscription
Industry name computer, communication and other industry code C39
Electronic equipment manufacturing
Basic information of this offering
This issuance adopts directional placement to strategic investors (hereinafter referred to as "strategic placement"), inquiry placement to qualified investors under the mode of online issuance (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding the market value of non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as "online issuance") ）Combined.
Pricing method offline preliminary inquiry directly determines the issue price, and offline cumulative bid inquiry is no longer performed
Total share capital before issuance (10000 shares) 37647.0800 number of shares to be issued (10000 shares) 4183.0089
The estimated number of new shares issued is 4183.0089 and the estimated number of old shares transferred is 0
(10000 shares) (10000 shares)
The total share capital after issuance (10000 shares) is 41830.0889, and the number to be issued accounts for 10.00 after issuance
Proportion of total share capital (%)
Initial online issuance 669.2500 initial offline issuance 2677.1572
(10000 shares) (10000 shares)
Each proposed offline subscription is 1300, and each proposed offline subscription is 100
Upper limit (10000 shares) lower limit (10000 shares)
The number of initial strategic placements is 836.6017, accounting for 20% of the proposed issuance
Number ratio of (10000 shares) rows (%)
Special fund for senior executives and core employees of relevant subsidiaries of the sponsor
Initial number of follow-up shares (10000 shares) 1673203 number of shares subscribed under the management plan / 0
Maximum amount (10000 shares / 10000 yuan)
Is there any other strategic placement? The brokerage commission for placement of new shares is 0.50
Arrangement rate (%)
Important date of this issuance
Preliminary inquiry date and start and end date: December 29, 2021 issue announcement publication date: December 31, 2021 (9:30-15:00)
Offline Subscription Date and start and end time January 4, 2022 online subscription date and start and end time January 4, 2022 (9:30-11:30, 13:00-15:00)
Offline payment date and deadline 16:00 at the end of online payment date and deadline on January 6, 2022
Note: as of the announcement date of the prospectus, the company has not been profitable.
Please pay attention to the following key contents:
1. Verification of inquiry qualification of offline investors: the "offline investors" mentioned in this announcement refer to institutional investors participating in offline issuance, and the "placing object" refers to offline investors or securities investment products managed by them. Offline investors shall complete the registration of placing objects in China Securities Association before 12:00 noon on December 28, 2021 (T-4), and pass the recommendation institution (lead underwriter) Haitong Securities Company Limited(600837) system (website: https://dzfx.htsec.com./ipoht/index.html#/app/Main ）Online submission of letter of commitment and relevant verification materials.
The recommendation institution (lead underwriter) has formulated the standards for offline investors according to relevant systems and rules. See "III. (I) participation conditions and quotation requirements for offline investors" in this announcement for specific standards and arrangements. Only investors who meet the standards for offline investors determined by the issuer and the sponsor (lead underwriter) can participate in the preliminary inquiry of this offering. Those who participate in the preliminary inquiry of this offering without meeting the relevant standards must bear all the consequences caused by this behavior. The sponsor (lead underwriter) will set their quotation as invalid on the offline subscription platform and Relevant information shall be disclosed in the issuance announcement.
2、 Requirements for offline investors to submit pricing basis and suggested price or price range: offline investors must submit the pricing basis and recommended price or price range on the trading day (December 28, 2021, T-4) 13:00-14:30, 15:00-22:00 or the preliminary inquiry day before the preliminary inquiry day (December 29, 2021, T-3) 6:00-9:30, submit the pricing basis and the recommended price or price range given in the internal research report through the offline subscription platform of Shanghai Stock Exchange. Offline investors shall quote according to the recommended price or price range given in the internal research report, which shall not exceed the recommended price range of the research report in principle. They have not submitted the pricing basis before the inquiry And offline investors with suggested prices or price ranges shall not participate in the inquiry. If the offline investor fails to submit the pricing basis and recommended price or price range, the recommendation institution (lead underwriter) will consider the offline investor's quotation invalid.
3、 Verification requirements for asset scale of offline investors: the subscription amount of each product under the investor's own funds or management participating in offline inquiry shall not exceed the asset scale provided to the sponsor (lead underwriter) (total assets) or the asset scale or capital scale specified in the asset certificate of capital scale: among them, products such as public funds, special fund accounts, asset management plans, private funds (including asset management plans of futures companies and their asset management subsidiaries) shall be provided on the fifth trading day before the preliminary inquiry date (December 22, 2021, T-8) of the total assets of the product; the self operated investment account shall provide the explanation materials of the fund scale of the self operated account issued by the company (the fund scale is up to December 22, 2021, T-8). The above asset scale or fund scale proof materials shall be stamped with the official seal of the company or the official seal of an external certification agency.
In particular, offline investors are reminded that in order to promote the prudent quotation of offline investors and facilitate the verification of the asset scale of offline investors on the science and innovation board, the Shanghai stock exchange requires offline investors to promise the asset scale in the offline subscription platform, Offline investors are requested to follow the relevant steps in "III. (V) preliminary inquiry". If the sponsor (lead underwriter) finds that the investor does not comply with the industrial regulatory requirements and applies for purchase beyond the corresponding asset scale or capital scale, the subscription of the placing object is invalid; the asset scale or capital scale filled in by the investor on the offline subscription platform is different from that submitted to the sponsor If the asset scale or capital scale in the asset certification materials of the placing object (the lead underwriter) is inconsistent, the recommendation institution shall (the lead underwriter) has the right to determine that the quotation of the placing object is invalid. 4. Prudent quotation requirements for offline investors: in order to further standardize the order of issuing and underwriting new shares on the science and innovation board, offline investors are required to participate in offline inquiry in strict accordance with the principles of science, independence, objectivity and prudence, as follows:
(1) For the same sci tech Innovation Board IPO, the offline subscription platform shall record at most two preliminary inquiry and quotation records submitted by the same offline investor. After entering all quotation records for all placing objects to participate in the quotation, the offline investor shall submit them at one time. If two quotation records are submitted, the quotation records submitted at the second time shall prevail.
(2) After submitting the quotation record for the first time, offline investors shall not modify it in principle. If it is necessary to modify it, they shall re perform the quotation decision-making procedure, fill in the logic of price change reason and price change range on the page submitted for the second time, and archive the relevant materials for future reference. The submitted contents and archived materials for future reference will serve as the follow-up regulatory authority to verify the quotation decision-making and relevant internal control of offline investors An important basis for degree.
5. Upper limit of offline subscription: the upper limit of the number of shares subscribed by each placing object in this offline issuance is 13 million shares, accounting for 48.56% of the initial offline issuance. Offline investors and their managed placing objects shall strictly comply with the regulatory requirements of the industry, strengthen risk control and compliance management, and prudently and reasonably determine the proposed purchase price and quantity. 6、 High price rejection mechanism: according to the preliminary inquiry results after excluding the quotations of unqualified investors, the issuer and the recommendation institution (lead underwriter) shall quote all qualified placing objects from high to low according to the proposed purchase price, from small to large according to the proposed purchase quantity of placing objects at the same proposed purchase price, and according to the reporting time according to the same proposed purchase price and the same proposed purchase quantity (the reporting time shall be subject to the records of the offline subscription platform of the SSE) from last to first, the same proposed subscription price and the same proposed subscription quantity
