Suzhou Guoxin Technology Co., Ltd
Initial public offering and listing on the science and Innovation Board
Issuance announcement
Sponsor (co lead underwriter): Guotai Junan Securities Co.Ltd(601211)
Co lead underwriter: China Securities Co.Ltd(601066)
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Important tips
Suzhou Guoxin Technology Co., Ltd. (hereinafter referred to as “Guoxin technology”, “issuer” or “company”) in accordance with the implementation opinions on establishing a science and innovation board and pilot registration system in Shanghai Stock Exchange issued by China Securities Regulatory Commission (hereinafter referred to as “CSRC announcement [2019] No. 2) The measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) (hereinafter referred to as the “measures”) and the measures for the administration of the registration of initial public offering of shares on the science and Innovation Board (for Trial Implementation) (CSRC order [No. 174]) are promulgated by Shanghai Stock Exchange (hereinafter referred to as the “Shanghai Stock Exchange”) Measures for the implementation of the issuance and underwriting of shares on the science and Innovation Board of Shanghai Stock Exchange (SZF [2021] No. 76) (hereinafter referred to as the “implementation measures”), guidelines for the application of the issuance and underwriting rules of the science and Innovation Board of Shanghai Stock Exchange No. 1 – initial public offering of shares (SZF [2021] No. 77) (hereinafter referred to as the “underwriting guidelines”) Detailed rules for the implementation of online issuance of initial public offerings in Shanghai market (SZF [2018] No. 40) (hereinafter referred to as “detailed rules for the implementation of online issuance”) and detailed rules for the implementation of offline issuance of initial public offerings in Shanghai market (SZF [2018] No. 41) (hereinafter referred to as “detailed rules for the implementation of offline issuance”), promulgated by China Securities Association Code for underwriting of initial public offerings under the registration system (zxsf [2021] No. 213), detailed rules for the administration of offline investors in initial public offerings (zxsf [2018] No. 142), rules for the administration of offline investors in initial public offerings under the registration system and guidelines for the classification, evaluation and management of offline investors in initial public offerings under the registration system (Zhong Zheng Xie Fa [2021] No. 212) and other relevant provisions, as well as relevant provisions on stock issuance and listing rules and the latest operation guidelines of Shanghai Stock Exchange, IPO and listing on the science and innovation board.
Guotai Junan Securities Co.Ltd(601211) (hereinafter referred to as ” Guotai Junan Securities Co.Ltd(601211) “, “sponsor” or “co lead underwriter”) serves as the sponsor (co lead underwriter) of this offering, and China Securities Co.Ltd(601066) (hereinafter referred to as ” China Securities Co.Ltd(601066) ” or “co lead underwriter”) serves as the co lead underwriter of this offering.
This issuance adopts directional placement to strategic investors (hereinafter referred to as “strategic placement”), offline inquiry placement to qualified investors (hereinafter referred to as “offline issuance”), and online pricing issuance to social public investors holding the market value of non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as “online issuance”) ）Combined. The joint lead underwriters Guotai Junan Securities Co.Ltd(601211) are responsible for organizing and implementing the strategic placement, preliminary inquiry and online and offline issuance of this offering. The strategic placement of this offering is conducted at Guotai Junan Securities Co.Ltd(601211) , The preliminary inquiry and offline subscription are conducted through the IPO offline subscription electronic platform of Shanghai Stock Exchange (hereinafter referred to as the “offline subscription platform”), and the online issuance is conducted through the trading system of Shanghai Stock Exchange. Please read this announcement carefully. For details of the preliminary inquiry and electronic offline issuance, please refer to the announcement published on the website of Shanghai Stock Exchange (www.sse. Com.. CN.) Rules for the implementation of offline issuance and other relevant provisions.
Investors can visit the following website（ http://www.sse.com..cn./disclosure/listedinfo/listing/ 、 http://www.sse.com..cn./ipo/home/ ）Check the full text of the announcement.
Basic information of the issuer
The full name of the company is Suzhou Guoxin Technology Co., Ltd. and the securities is referred to as Guoxin technology for short
limited company
Securities code / offline subscription 688262 online subscription code 787262
code
Offline subscription is referred to as Guoxin technology, and online subscription is referred to as Guoxin subscription
Basic information of this offering
Offline preliminary inquiry direct
The pricing method determines the issuance price, and the current issuance quantity of the website (60 million)
(cumulative investment will not be carried out under)
Bid inquiry
Total share capital after issuance (10000 shares of the issued amount)
25.00) proportion of total share capital after 24000 lines
（%）
High price rejection ratio (%) 1.01, whichever is lower (yuan / share) 41.9897
Issue price (yuan / issue price)
(shares) 41.98 exceeds the lower of the four numbers, with no
And exceeding range (%)
P / E ratio of issuance (earnings per share in 2020)
Audit deduction and other non recurring valuation indicators (if applicable)
The lower of 418.95 times before and after profit and loss is not applicable
Net profit attributable to shareholders of the parent company divided by the total share capital after the issuance)
Industry name and line software and information technology service industry T-3 static 60.99 times
Industry code business I65 Industry P / E ratio
Determined according to the issue price
Committed subscription strategy of 421.7640 and committed subscription strategy of 7.03
Total sales (10000 shares) accounting for the proportion of total sales in this offering
Quantity ratio (%)
Strategic placement callback website 4048.2360 strategic placement callback website 1530.0000
Lower issue quantity (10000 shares) upper issue quantity (10000 shares)
Number of proposed offline subscriptions
Maximum amount (10000 shares) (application 1780, number of proposed offline subscriptions 60
The purchase quantity shall be the lower limit of 100000 shares (10000 shares)
Integer multiple) number of proposed online subscriptions
Maximum amount (10000 shares) (1.50 shares for application) brokerage commission for placement of new shares 0.50
The number of shares purchased shall be 500 shares at the whole rate (%)
Several times) according to the issuing price
Calculated estimated raised capital 251880.00 underwriting method balance underwriting
Total amount (10000 yuan)
Important date of this issuance
Offline Subscription Date and from to December 24, 2021 online subscription date and from to December 24, 2021 time (t day) 9:30-15:00 time (t day) 9:30-11:30, 13:00-15:00
Offline payment date and deadline: December 28, 2021 online payment date and deadline: December 28, 2021 (T + 2 day) before 16:00 (T + 2 day)
Remarks: 1 “The lower of the four numbers” refers to the lower of the median and weighted average of the remaining quotations of offline investors after excluding the highest quotation, as well as the median and weighted average of the remaining quotations of public products, social security funds and pensions.
The issuer and the co lead underwriters solemnly remind investors to pay attention to investment risks and invest rationally, Carefully read this announcement and the special announcement on investment risk of initial public offering and listing on the science and Innovation Board of Suzhou Guoxin Technology Co., Ltd. (hereinafter referred to as the “special announcement on investment risk”) published in Shanghai Securities Journal, China Securities Journal, securities times, securities daily and financial times on December 23, 2021 (t-1).
This announcement only briefly describes the issue of shares and does not constitute investment suggestions. Investors want to know the details of this offering, Please carefully read the letter of intent for initial public offering of Suzhou Guoxin Technology Co., Ltd. and listing on the science and Innovation Board (hereinafter referred to as the “letter of intent”) published on the website of Shanghai Stock Exchange (www.sse. Com.. CN) on December 16, 2021. The issuer and joint prime underwriters hereby draw investors’ special attention to the “tips on major matters” in the letter of intent And “risk factors”, fully understand the risk factors of the issuer, judge its operation status and investment value, and make investment decisions prudently. The issuer’s operating conditions may change due to the influence of politics, economy, industry and operation management level, and the possible investment risks shall be borne by the investors themselves.
The listing of the shares will be announced separately. 1、 Preliminary inquiry results and pricing
SMIC’s application for initial public offering of RMB common shares (A shares) and listing on the science and Innovation Board (hereinafter referred to as “this offering”) has been examined and approved by the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange, and has been approved for registration by the China Securities Regulatory Commission (CSRC license [2021] No. 3860). The issuer’s shares are referred to as “SMIC” for short, and the expansion is referred to as “Suzhou Guoxin technology”, with the stock code of “688262”, is also used for the preliminary inquiry and offline subscription of this issuance. The online subscription code of this issuance is “787262”.
The issuance is carried out in a combination of strategic placement, offline issuance and online issuance.
(i) Preliminary inquiry
1. Overall declaration
The initial inquiry period of this offering is 9:30-15:00 on December 21, 2021 (T-3). As of December 21, 2021 At 15:00 on (T-3), the co lead underwriters received the preliminary inquiry and quotation information of 11376 placing objects managed by 439 offline investors through the offline subscription platform of Shanghai Stock Exchange, with the quotation range of 8.70 yuan / share – 52.50 yuan / share, and the total number of proposed subscriptions is 13447720 million shares. For the specific quotation of placing objects, please refer to the “attached table: statistical table of investor quotation information” of this announcement 。
2. Investor verification
According to the announcement on IPO arrangement and preliminary inquiry of Suzhou Guoxin Technology Co., Ltd. and its listing on the science and Innovation Board (hereinafter referred to as “announcement on issuance arrangement and preliminary inquiry”) published on December 16, 2021 ）According to the published conditions for offline investors participating in the preliminary inquiry, after verification by the joint lead underwriters, 18 placing objects managed by 7 offline investors failed to provide audit materials as required or provided materials, but failed to pass the qualification audit of the joint lead underwriters; The 70 placing objects managed by 14 offline investors fall within the scope of prohibited placing; The three placing objects managed by the two offline investors did not submit the pricing basis and recommended price or price range before the inquiry. A total of 91 placing objects managed by the above 22 offline investors are invalid quotations, which are eliminated, and the total number of proposed subscriptions is 744.4 million shares. For details, see the part marked as “invalid quotation” in the attached table “statistical table of investor quotation information”.
After excluding the above invalid quotations, the 11285 placing objects managed by the remaining 436 offline investors all meet the conditions of offline investors specified in the announcement on issuance arrangement and preliminary inquiry, with a quotation range of 8.70 yuan / share – 52.50 yuan / share, and the total number of shares to be purchased is 13373280 million.
（2） Excluding the highest quotation
1. Elimination
After the issuer and the joint lead underwriters rank the purchase price from high to low according to the inquiry results after excluding the above invalid quotation, and calculate the cumulative total amount of proposed purchase corresponding to each price, the same purchase price according to the proposed purchase quantity of the placing object from small to large, the same purchase price and the same proposed purchase quantity according to the application time from late to early The same proposed purchase price, the same proposed purchase quantity, the same purchase price
