Beijing Chunli Zhengda Medical Instrument Co., Ltd
Initial public offering and listing on the science and Innovation Board
Announcement of offline preliminary placement results and online Winning Results
Sponsor (lead underwriter):
hot tip
Beijing Chunli Zhengda medical device Co., Ltd. (hereinafter referred to as "Chunli medical", "issuer" or "company") issued RMB common shares (A shares) for the first time and listed on the science and Innovation Board (hereinafter referred to as "this issuance") ）The application has been examined and approved by the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange, It has been approved and registered by China Securities Regulatory Commission (zjxk [2021] No. 3702). The sponsor (lead underwriter) of this offering is Huatai United Securities Co., Ltd. (hereinafter referred to as "Huatai United Securities", "sponsor (lead underwriter)" or "lead underwriter").
This issuance is conducted by the combination of directional placement to strategic investors (hereinafter referred to as "strategic placement"), offline inquiry placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding the market value of non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as "online issuance").
The issuer and the sponsor (lead underwriter) have negotiated and determined that the number of shares to be issued this time is 38428000. The initial strategic placement is expected to issue 5764200 shares, accounting for 15.00% of the total number of shares to be issued this time. The subscription funds promised by the strategic investors have been remitted to the sponsor within the specified time In the bank account designated by (the lead underwriter), the final strategic placement of this issuance is 5152721 shares, accounting for 13.41% of the total number of this issuance. The difference between the initial strategic placement and the final strategic placement of 611479 shares will be transferred back to the offline issuance.
After the strategic placement callback and before the online and offline callback mechanism was launched, the number of offline issued shares was 23476279, accounting for 70.55% of the number issued after deducting the final strategic placement; The number of shares issued online was 9799000, accounting for 29.45% of the number issued after deducting the final strategic placement. The total number of final offline and online issuance is the total number of this issuance minus the final strategic placement, with a total of 33275279 shares.
The issue price is 29.81 yuan / share.
According to the announcement on the IPO arrangement and preliminary inquiry of Beijing chunlizhengda medical device Co., Ltd. and its listing on the science and Innovation Board (hereinafter referred to as the "announcement on the issuance arrangement and preliminary inquiry") and the announcement on the IPO of Beijing chunlizhengda medical device Co., Ltd. and its listing on the science and Innovation Board (hereinafter referred to as the "announcement")“ Due to the callback mechanism announced in the issuance announcement, the initial effective subscription multiple of this online issuance is 4973.73 times, more than 100 times, The issuer and the recommendation institution (lead underwriter) decide to start the callback mechanism to adjust the scale of offline and online issuance, and will deduct 10% of the number of shares issued this time after the final strategic placement (rounded up to an integral multiple of 500 shares, i.e. 3328000 shares) the shares are transferred back from offline to online. After the callback mechanism is started, the final number of shares issued offline is 2014.8279 million, accounting for 60.55% of the number issued after deducting the final strategic placement; the final number of shares issued online is 13.127000 million, accounting for 39.45% of the number issued after deducting the final strategic placement. The callback mechanism After the launch, the final winning rate of online issuance was 0.02693401%.
Please pay attention to the key issues in the payment process of this issuance, mainly as follows:
1、 Offline allocated investors shall, in accordance with the announcement on offline preliminary placement results and online winning results of initial public offering of shares by Beijing chunlizhengda Medical Devices Co., Ltd. and listing on the science and Innovation Board (hereinafter referred to as "announcement on offline preliminary placement results and online winning results"), on December 23, 2021 (T + 2) timely and fully pay the subscription capital of new shares and the corresponding brokerage commission for new share placement before 16:00 (rounded to the nearest cent), offline allocated investors shall transfer the corresponding new share placement brokerage commission when paying the new share subscription funds. The new share placement brokerage commission rate of this issuance is 0.50%. The new share placement brokerage commission amount of the placing object = the final allocation amount of the placing object × 0.50% (rounded to the nearest cent).
Offline investors are allocated multiple new shares every day. Please pay for each new share separately. In the case of multiple new shares allocated on the same day, if only one total amount is remitted, the consolidated payment will lead to accounting failure, and the resulting consequences shall be borne by the investors themselves.
After winning the subscription of new shares, online investors shall perform the obligation of capital settlement in accordance with the announcement of offline preliminary placement results and online winning results, Ensure that its capital account is on December 23, 2021 There will be sufficient subscription funds for new shares on (T + 2) day, and the insufficient part will be deemed as abandoning the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located. When the total number of shares subscribed by offline and online investors is not less than the number of shares deducted from the final strategic placement, this disclosure will be made When 70% of the number of shares issued, offline and online investors give up the subscription of some shares, which shall be underwritten by the sponsor (lead underwriter).
2. This offline release, Securities investment funds and other equity biased asset management products established by public offering (hereinafter referred to as "public offering products"), National Social Security Fund (hereinafter referred to as "social security fund"), basic endowment insurance fund (hereinafter referred to as "pension"), enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund (hereinafter referred to as "enterprise annuity fund"), and Among the insurance funds (hereinafter referred to as "insurance funds") and qualified foreign institutional investors, 10% of the final allocated accounts (rounded up), it shall promise that the restricted period of the shares to be placed this time is 6 months from the date of the issuer's initial public offering and listing. The account of the above-mentioned placing object will be on December 24, 2021 (T + 3 day) determined by lottery. The shares allocated to the placement target account managed by offline investors who have not been selected have no circulation restrictions and restricted sales arrangements, and can be circulated from the date of listing of the issued shares on the Shanghai Stock Exchange. The lottery for offline placement adopts the method of matching numbers according to the matching image and the number of final allocated households of offline investors, each The assigned object is assigned a number. Once offline investors make a quotation, they will be deemed to accept the online lower selling period arrangement of this offering.
3. After deducting the final number of strategic placements, if the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investors with valid quotation fail to participate in the subscription or do not participate in the subscription in full, and the offline investors who obtain the preliminary placement fail to pay the subscription funds and the corresponding new share placement brokerage commission in time and in full, they will be deemed to be in breach of contract and shall bear the liability for breach of contract, The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. If the online investor fails to pay in full after winning the lot three times in a row within 12 months, it shall be 6 months from the next day when the settlement participant last reported that it had abandoned the subscription (calculated as 180 natural days, including the next day) shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds. The times of abandonment of subscription shall be calculated according to the times of actual abandonment of subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds.
5. Once this announcement is published, it shall be deemed to have served the notice of allocated payment to the online investors who have participated in the online subscription and won the lot and the offline investors who have participated in the offline subscription. 1、 Online lottery results
According to the issuance announcement, The issuer and the recommendation institution (lead underwriter) on December 22, 2021 On the morning of (T + 1), a lottery ceremony for the online issuance of Chunli medical's initial public offering shares was held in Haitang hall, conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong New Area, Shanghai. The lottery ceremony was conducted in accordance with the principles of openness, fairness and impartiality. The lottery process and results have been notarized by Shanghai Dongfang notary office. The winning results are as follows:
Last digit winning lot number
Last "4" digits 26437643
Last "5" digits 856596565945659259256590565905279
Last "6" digits 765842890842640842515842390842265842140842015842583551
Last "7" digits 395144089514404978772
Last "8" digits 5918559994445393180257367990532
If the mantissa of the subscription allotment number held by investors participating in the online issuance and subscription of Chunli medical A-Shares is the same as the above number, it is the winning number. There are 26254 winning numbers in total, and each winning number can only subscribe for 500 A-Shares of Chunli medical. 2、 Offline issuance and subscription and preliminary placement results
(i) Offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the measures for the implementation of stock issuance and underwriting on the Kechuang board of Shanghai Stock Exchange (revised in 2021) (SZF [2021] No. 76) and the guidelines for the application of the rules for issuance and underwriting on the Kechuang board of Shanghai Stock Exchange No. 1 - initial public offering of shares (SZF [2021] No. 77) In accordance with the requirements of the code for underwriting of initial public offerings under the registration system (Zhong Zheng Xie Fa [2021] No. 213), the rules for the administration of offline investors in initial public offerings under the registration system and the guidelines for the classification, evaluation and administration of offline investors in initial public offerings under the registration system (Zhong Zheng Xie Fa [2021] No. 212), the sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription. According to the effective subscription results finally received by the offline subscription electronic platform of Shanghai Stock Exchange, the sponsor (lead underwriter) makes the following statistics:
The offline subscription of this offering was completed on December 21, 2021 (t day). After verification, it is confirmed that all the 7620 effective quotation placing objects managed by 328 offline investors disclosed in the issuance announcement have made offline subscription in accordance with the requirements of the issuance announcement, and the number of effective offline subscriptions is 71733.2 million shares.
（2） Preliminary offline placement results
According to the offline placement principle published in the announcement on issuance arrangement and preliminary inquiry, the issuer and the sponsor (lead underwriter) have made a preliminary placement of offline issued shares, and the preliminary placement results are as follows:
The proportion of the number of effective subscribed shares in the number of effective subscribed shares placed in the number of allocated shares in the total number of issued shares under all types of investors (10000 shares)
proportion
Class a investors 399406055.68% 1419730470.46% 0.03554398%
Class B investors 416500.58% 1470540.73% 0.03531391%
Class C investors 313761043.74% 580392128.81% 0.01850045%
Total 7173320100.00% 20148279100.00%-
Note 1: in the above table, the impact of the adjustment of remaining shares on the initial placement proportion is not considered.
Note 2: the discrepancy between the total and the mantissa of the sum of the sub item values is caused by rounding.
The remaining 1172 shares were allotted to Tongtai Huiying hybrid securities investment fund in accordance with the offline placement principle announced in the announcement on issuance arrangement and preliminary inquiry.
The above preliminary placement arrangements and results comply with the placement principles announced in the announcement on issuance arrangements and preliminary inquiry. See "attached table: preliminary placement details of offline investors" for the preliminary placement of each placement object. 3、 Offline placement lottery
The issuer and the recommendation institution (lead underwriter) will conduct lottery for the online lower limit sales account of this offering at Haitang hall, conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong New Area, Shanghai on the morning of December 24 (T + 3), 2021, and will publish it in Shanghai Securities News, China Securities News, securities times and Securities Daily on December 27 (T + 4), 2021 The announcement on the results of the initial public offering of Beijing chunlizhengda Medical Devices Co., Ltd. and its listing on the science and Innovation Board published the lottery results of the online lower limit sales account. 4、 Final result of strategic placement
According to the preliminary inquiry results, the issuer and the recommendation institution (lead underwriter) negotiated and determined that the price of this issuance is 29.81 yuan / share, and the total scale of this issuance is 1145538700 yuan.
According to the guidelines for the application of the issuance and underwriting rules of the science and Innovation Board of Shanghai Stock Exchange No. 1 - initial public offering of shares, the scale of this offering is more than 1 billion yuan and less than 2 billion yuan. The sponsor of this offering
