Securities code: 601127 securities abbreviation: Chongqing Sokon Industry Group Stock Co.Ltd(601127) Announcement No.: 2021-160
Bond Code: 113016 bond abbreviation: Xiaokang convertible bond
Chongqing Sokon Industry Group Stock Co.Ltd(601127)
Announcement on the listing and circulation of non-public offering of restricted shares
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important content tips:
The number of restricted shares listed and circulated this time is 56368913
The listing and circulation date of restricted shares is December 28, 2021
1、 Listing type of restricted shares
Approved by the reply on approving Chongqing Sokon Industry Group Stock Co.Ltd(601127) non-public offering of shares (zjxk [2021] No. 1656) of China Securities Regulatory Commission, Chongqing Sokon Industry Group Stock Co.Ltd(601127) (hereinafter referred to as "the company" and " Chongqing Sokon Industry Group Stock Co.Ltd(601127) ") non publicly issued 56368913 RMB common shares (A shares) (hereinafter referred to as "this non-public offering" or "this offering") to specific investors ）。 The new shares issued this time have gone through the registration and custody procedures in Shanghai Branch of China Securities Depository and Clearing Corporation on June 28, 2021.
According to the provisions of the measures for the administration of securities issuance of listed companies and the detailed rules for the implementation of non-public offering of shares by listed companies, the lock up period of the shares issued this time is 6 months, and now the lock up period is about to expire.
According to the above arrangement of the restricted sale period, the newly issued shares will be listed and circulated on the Shanghai Stock Exchange from the next trading day after the expiration of the restricted sale period. In case of legal holidays or rest days, it will be postponed to the first trading day thereafter, that is, the number of shares lifted this time is 56368913 shares, which will be listed and circulated from December 28, 2021.
After the restricted shares were listed and circulated, the company's non-public issuance of restricted shares has been lifted.
2、 Changes in the number of share capital of the company since the formation of the restricted shares
Since the formation of the restricted shares, except for the conversion of convertible corporate bonds, the company has not experienced any change in the number of share capital due to profit distribution, conversion of reserve funds, etc.
3、 Relevant commitments on the listing and circulation of restricted shares
The shareholders applying for lifting the restrictions on the sale of shares are all the issuing objects of this non-public offering, and the above shareholders promise that the shares of this non-public offering shall not be transferred within 6 months from the date of listing.
As of the disclosure date of this announcement, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled the above commitments, and there is no situation that the non performance of relevant commitments affects the listing and circulation of the restricted shares.
4、 Verification opinions of intermediary institutions
After verification, the recommendation institution believes that:
Chongqing Sokon Industry Group Stock Co.Ltd(601127) the number of shares released from the non-public offering and the listing and circulation time meet the requirements of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance and listing recommendation business and the stock listing rules of Shanghai Stock Exchange; The shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled their commitments; The information disclosure of the company and the listing and circulation of restricted shares is true, accurate and complete.
The recommendation institution has no objection to the listing and circulation of the company's restricted shares.
5、 Listing and circulation of restricted shares
1. The listing and circulation date of restricted shares is December 28, 2021.
2. The number of restricted shares listed and circulated this time is 56368913.
Detailed list of listing and circulation of restricted shares:
Number of shareholders holding Limited sales shares in the number of shareholders holding Limited sales shares in the remaining restricted sales no. of this listing (shares) ratio of total share capital of the company (shares) number of shares example
1 GF Fund Management Co., Ltd. 260869561.92% 260869560
2 Zhoushan Haohai venture capital partnership 108695650.80% 108695650 enterprise (limited partnership)
3 Yang Longyong 43478260.32%
4JPMorgan Chase Bank,2,934,1330.22%2,934,1330NationalAssociation
5UBSAG2,565,2170.19%2,565,2170
Shenzhen Tongwei Investment Management Co., Ltd. - Tongwei Haiyuan value 121739130.16% 2173913
Term fund
Chongqing strategic emerging industry stock 0 7 equity investment fund partnership 21739130.16% 2173913
(limited partnership)
8. Shenzhen duohemei investment consultant has 17391300.13%
Limited company
9 taoliyan 17391300.13%
10 Zhang Huaibin 17391300.13%
Total 563689134.14%-
Note: the difference between the total amount of "the proportion of restricted shares held in the total share capital of the company" and the single sum is caused by the rounding balance.
6、 Statement of changes in share capital structure
Share type before the listing and the number of changes after the listing
1. 327380952-327380952 shares held by state-owned legal person
Conditions for limited sale 2. There are 5499350-5499350- circulating shares held by overseas legal persons
3. Others 50869563-50869563-
383749865-56368913327380952 tradable shares with limited sales conditions in total
Tradable shares of 976171025563689131032539938 A-Shares without sale conditions 976171025563689131032539938 tradable shares without sale conditions total
Total shares 1359920890-1359920890
Note: the relevant data of "before this listing" in the table are the share capital of the company as of September 30, 2021.
7、 Online announcement attachment
Opinions on China International Capital Corporation Limited(601995) verification of the listing and circulation of Chongqing Sokon Industry Group Stock Co.Ltd(601127) restricted shares of non-public development banks.
It is hereby announced.
Chongqing Sokon Industry Group Stock Co.Ltd(601127) board of directors December 23, 2021
