Securities code: 002886 securities abbreviation: Shenzhen Wote Advanced Materials Co.Ltd(002886) Announcement No.: 2021-082 Shenzhen Wote Advanced Materials Co.Ltd(002886)
Insider information about 2021 stock option incentive plan
And the self inspection report on the purchase and sale of the company's shares by the incentive object
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
According to the measures for the administration of equity incentive of listed companies (hereinafter referred to as the "measures"), the notice on regulating the information disclosure of listed companies and the behavior of relevant parties, the guidelines for fair information disclosure of listed companies and other normative documents, Shenzhen Wote Advanced Materials Co.Ltd(002886) (hereinafter referred to as the "company") follows the information disclosure management system of the company The provisions of the internal reporting system of major information and the management system of insiders of insider information, The company has taken sufficient and necessary confidentiality measures for the 2021 stock option incentive plan (hereinafter referred to as the "incentive plan") and made necessary registration for the insiders of the incentive plan. Shenzhen Wote Advanced Materials Co.Ltd(002886) (hereinafter referred to as the "company") was deliberated and adopted at the 8th meeting of the 4th board of directors and the 8th meeting of the 4th board of supervisors held on December 6, 2021 About the company
<2021 年股票期权激励计划（草案）>
And its summary, For details, please refer to the relevant announcement of the company published on cninfo.com.cn on December 7, 2021. According to the measures for the administration of equity incentive of listed companies (hereinafter referred to as the "measures") and the business management guide for listed companies of Shenzhen Stock Exchange No. 9 - equity incentive And other laws, regulations and normative documents, The company conducted a self-examination on the trading of the company's shares by insiders and incentive objects of the 2021 stock option incentive plan (hereinafter referred to as the "incentive plan") within 6 months before the initial public disclosure of the incentive plan (i.e. June 4, 2021, December 6, 2021, hereinafter referred to as the "self-examination period"), and the details are as follows:
1、 Scope and procedure of verification
1. The verification object is the insider and incentive object of the company's incentive plan.
2. The insiders of the incentive plan filled in the registration form of insiders. 3. The company reported to China Securities Depository and Clearing Co., Ltd. Shenzhen Branch on the verification object in this report
Six months before the initial public disclosure of the incentive plan (i.e. from June 4, 2021 to December 6, 2021), the trading of the company's shares was queried and confirmed, and China Securities Depository and Clearing Co., Ltd. Shenzhen Branch issued the inquiry certificate of shareholding and share change of information disclosure obligor and the detailed list of shareholder share change.
2、 Description of stock trading of the company to be verified
According to the inquiry results of the inquiry certificate on Shareholding and share change of information disclosure obligor and the detailed list of shareholder share change issued by Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. on December 16, 2021, the sales of company shares by the verification object during the self inspection period are as follows:
1. Insider trading
In the process of planning the incentive plan, the company limited the scope of personnel participating in the planning and discussion in strict accordance with relevant requirements and the company's registration management system for insiders of inside information, and timely registered the relevant company personnel and intermediaries exposed to inside information.
The insider did not buy or sell the company's shares during the self inspection.
2. Purchase and sale of shares by incentive objects
The company has verified the behavior of incentive objects in buying and selling the company's shares. After verification, There are 40 motivators (excluding insiders of inside information) there was stock trading during the self inspection period, and the other incentive objects did not buy or sell the company's shares. The above incentive objects bought or sold the shares of the listed company during the self inspection period is an operation based on the information publicly disclosed by the listed company and their independent judgment on the trading situation in the secondary market; they bought or sold the company during the above period In addition to the information publicly disclosed by the listed company, no insider information of the listed company's planning of the incentive plan was obtained, and no insider disclosed the insider information of the incentive plan to him, and there was no trading with the insider information.
3、 Conclusion
In the process of planning the incentive plan, the company limited the scope of personnel participating in the planning and discussion in strict accordance with the management measures, the management system for the registration of insiders of inside information and the relevant internal confidentiality system of the company, registered the relevant personnel exposed to inside information in time and took corresponding confidentiality measures. Before the company publicly disclosed the announcement related to the incentive plan for the first time, no information disclosure was found. Within 6 months before the initial public disclosure of the draft incentive plan, no insider of the incentive plan and incentive objects have been found to use the insider information of the incentive plan to buy and sell the company's shares, which complies with the relevant provisions of the administrative measures and the business management guide for listed companies of Shenzhen stock exchange No. 9 - equity incentive, and there is no behavior constituting insider trading.
4、 Documents for future reference
1. Inquiry certificate on Shareholding and share change of information disclosure obligor issued by China Securities Depository and Clearing Co., Ltd. Shenzhen Branch;
2. Detailed list of changes in shareholders' shares issued by Shenzhen Branch of China Securities Depository and Clearing Corporation.
It is hereby announced.
Shenzhen Wote Advanced Materials Co.Ltd(002886) board of directors
December 22, 2001
