Securities code: 601555 securities abbreviation: Soochow Securities Co.Ltd(601555) Announcement No.: 2021-083 Soochow Securities Co.Ltd(601555)
Announcement of allotment and issuance results
Sponsor (lead underwriter): Nanjing Securities Co.Ltd(601990)
Co lead underwriter: Hongta Securities Co.Ltd(601236)
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents. With the approval of China Securities Regulatory Commission (hereinafter referred to as "CSRC") "zjxk [2021] No. 3337", Soochow Securities Co.Ltd(601555) (hereinafter referred to as "the company", "the issuer" or " Soochow Securities Co.Ltd(601555) ") to (equity registration date, t day) after the closing of the Shanghai Stock Exchange in the afternoon, all shareholders of Soochow Securities Co.Ltd(601555) registered in China Securities Depository and Clearing Co., Ltd. Shanghai Branch (excluding the special account for repurchase of the company) shall allot A-Shares in the proportion of 3 shares for every 10 shares.
The subscription and payment of this allotment was completed on December 21, 2021 (T + 5). The issuance results are hereby announced as follows: I. subscription
The allotment is based on 3838817394 shares of the company's total share capital after the closing of Shanghai Stock Exchange on December 14, 2021 (t day), deducting 41701514 shares held in the company's special account for repurchase, and is distributed to all shareholders on the equity registration date according to the proportion of 3 shares per 10 shares (excluding the special account for repurchase of the company) placement, the total number of shares available for placement is 1151645218, all of which are tradable shares with unlimited conditions.
The allotment is issued by online pricing, which has been counted by the host of the trading system of Shanghai Stock Exchange and verified by the online subscription data provided by China Securities Depository and Clearing Co., Ltd. Shanghai Branch.
Number of shares effectively subscribed for the project total amount of funds effectively subscribed for shares available for placement
Proportion of total (shares) (yuan)
All shareholders (excluding the company) 11269837438103013112.1797.86%
Company's special account for repurchase II. Issuance results
According to the issuance announcement of this allotment, the Soochow Securities Co.Ltd(601555) shareholders participated in the allotment at the price of RMB 7.19 per share at the proportion of 3 shares per 10 shares. In this Soochow Securities Co.Ltd(601555) allotment, the total number of shares available for allotment is 1151645218, all of which are tradable shares with unlimited conditions. They are issued by means of online pricing through the system of Shanghai Stock Exchange.
The final release results are as follows:
1. Shareholder placement results
As of the closing date of equity registration (December 14, 2021, t day), the total number of shares held by Soochow Securities Co.Ltd(601555) shareholders (excluding the company's special repurchase account) is 38817394 shares. As of the end date of subscription payment (December 21, 2021, t + 5), the effective subscription number of Soochow Securities Co.Ltd(601555) allotment shares is 1126983743 shares, and the subscription amount is RMB 8103013112.17.
2. Fulfillment of subscription commitments
As of the end date of subscription payment (December 21, 2021, t + 5), Soochow Securities Co.Ltd(601555) The controlling shareholder Suzhou International Development Group Co., Ltd. and its concerted actors Suzhou Yingcai Investment Group Co., Ltd. and Suzhou Trust Co., Ltd. have fulfilled their commitment of full subscription, and subscribed for 321068682 shares in total, accounting for 27.88% of the total number of 1151645218 shares.
3. The allotment was successful
As of the end date of subscription and payment (December 21, 2021, t + 5), the effective subscription quantity of Soochow Securities Co.Ltd(601555) allotment shares was 1126983743 shares, accounting for 97.86% of the total number of 1151645218 shares available for allotment, exceeding the requirement that "the number of shares subscribed by original shareholders does not reach 70% of the proposed allotment quantity" in the measures for the administration of securities issuance of listed companies of the CSRC It is regarded as the lower limit of the subscription ratio for failed issuance, so this allotment issue is successful.
4. Service notice
Once the announcement of issuance results is published, it shall be deemed to serve the notice of allotment to all shareholders who subscribe for and obtain the allotment. 3、 Rights issue and listing
The date of publication of this announcement (December 23, 2021, t + 7) is the ex right base date of successful issuance (ex right date of allotment). The ex right price is determined in accordance with the relevant provisions of Shanghai Stock Exchange, and the listing time of the allocated shares of this allotment will be announced separately. IV. information disclosure of this issuance
For details of this offering, investors are invited to consult the summary of Soochow Securities Co.Ltd(601555) share allotment prospectus and announcement on share allotment of Soochow Securities Co.Ltd(601555) Co., Ltd. published in Shanghai Securities News on December 10, 2021 (T-2). Investors can also go through the website of Shanghai Stock Exchange（ http://www.sse.com..cn. ）Query the full text of Soochow Securities Co.Ltd(601555) share allotment instructions and other relevant materials.
The trading of the company's shares will resume from December 23, 2021.
5、 Issuer and co lead underwriters
1. Issuer: Soochow Securities Co.Ltd(601555)
Office address: No. 5, Xingyang street, Suzhou Industrial Park, Jiangsu Province
Contact: Yang Wei, Ping Lei
Tel: 0512-62601555
2. Sponsor (lead underwriter): Nanjing Securities Co.Ltd(601990)
Office address: No. 389, Jiangdong Middle Road, Jianye District, Nanjing, Jiangsu
Contact: equity capital market department
Tel: 025-58519322
3. Co lead underwriter: Hongta Securities Co.Ltd(601236)
Office address: Hongta building, No. 155-1, Beijing Road, Kunming, Yunnan
Contact: capital market department
Tel: 010-66220726 is hereby announced.
Issuer: Soochow Securities Co.Ltd(601555) sponsor (lead underwriter): Nanjing Securities Co.Ltd(601990) joint lead underwriter: Hongta Securities Co.Ltd(601236) December 23, 2021 (this page has no text and is the seal page of the announcement of Soochow Securities Co.Ltd(601555) share allotment and issuance results)
Issuer: Soochow Securities Co.Ltd(601555) mm / DD / yyyy (there is no text on this page, which is the seal page of the announcement of Soochow Securities Co.Ltd(601555) allotment and issuance results)
Recommendation institution (lead underwriter): Nanjing Securities Co.Ltd(601990) mm / DD / yyyy (this page has no text and is the seal page of the announcement of Soochow Securities Co.Ltd(601555) share allotment and issuance results)
Co lead underwriter: Northeast Securities Co.Ltd(000686) mm / DD / yy
