Wuhan Tianyuan environmental protection Co., Ltd
Initial public offering and listing on GEM
Announcement of preliminary placement results of offline issuance
Sponsor (co lead underwriter): Zhongtian Guofu Securities Co., Ltd
Co lead underwriter: China International Capital Corporation Limited(601995)
hot tip
Wuhan Tianyuan environmental protection Co., Ltd. (hereinafter referred to as “Tianyuan environmental protection”, “issuer” or “company”) has applied for an initial public offering of no more than 102.5 million common shares (A shares) and listing on the gem (hereinafter referred to as “this offering”) and has been listed on the Shenzhen Stock Exchange (hereinafter referred to as “Shenzhen Stock Exchange”) ）The GEM Listing Committee deliberated and approved it, and the registration has been approved by China Securities Regulatory Commission (hereinafter referred to as “CSRC”) (zjxk [2021] No. 3712).
Zhongtian Guofu Securities Co., Ltd. (hereinafter referred to as “Zhongtian Guofu securities” or “sponsor (co lead underwriter)”) serves as the sponsor (co lead underwriter) of this offering, and China International Capital Corporation Limited(601995) (hereinafter referred to as ” China International Capital Corporation Limited(601995) “) serves as the co lead underwriter of this offering (Zhongtian Guofu securities and China International Capital Corporation Limited(601995) collectively referred to as “co lead underwriters”).
The issuer and the joint lead underwriters negotiated and determined that the number of shares issued this time is 102.5 million shares. The issue price is RMB 12.03/share. The issuing price of this offering shall not exceed the median and weighted average of the quotations of offline investors after excluding the highest quotation, as well as the Securities Investment Fund (hereinafter referred to as “public fund”), the National Social Security Fund (hereinafter referred to as “social security fund”) and the basic old-age insurance fund (hereinafter referred to as “pension”) established through public offering after excluding the highest quotation ）. the enterprise annuity fund (hereinafter referred to as “enterprise annuity fund”) established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund (hereinafter referred to as “insurance fund”) in accordance with the measures for the administration of the use of insurance funds, whichever is lower, so the relevant subsidiaries of the sponsor need not participate in the strategic placement.
This offering does not arrange the asset management plan to the senior managers and core employees of the issuer and the strategic placement to other external investors. According to the issue price, the relevant subsidiaries of the sponsor will not participate in the strategic placement. Finally, this offering will not be placed to strategic investors. The difference between the initial number of strategic placements and the final number of strategic placements is 5125000 shares, which will be transferred back to offline issuance.
This issuance is finally carried out by a combination of offline inquiry and placement to qualified offline investors (hereinafter referred to as “offline issuance”) and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts market value in Shenzhen market (hereinafter referred to as “online issuance”).
After the strategic placement call back and before the online and offline call back mechanism was launched, the initial number of offline shares was 83.025 million, accounting for 81.00% of the number of shares issued this time; The initial number of shares issued online was 19.475 million, accounting for 19.00% of the number issued this time.
According to the announcement on initial public offering and listing on gem of Wuhan Tianyuan environmental protection Co., Ltd. (hereinafter referred to as the “issuance announcement”) ）According to the announced callback mechanism, the issuer and the co lead underwriters decided to start the callback mechanism because the initial effective subscription multiple online was 8157.85407 times, higher than 100 times, 20% of the number of shares issued to the public after deducting the final strategic placement (rounded up to an integral multiple of 500 shares, i.e. 20.5 million shares) will be transferred from offline to online. After the transfer back, the final number of shares issued offline will be 62.525 million shares, accounting for 61.00% of the total issuance; the final number of shares issued online will be 39.975 million shares, accounting for 39.00% of the total issuance. After the transfer back, the winning rate of the online pricing issuance will be 0.0251614158%, and the subscription multiple will be 3974.33916 Times.
Investors are kindly requested to pay attention to the payment for this issuance, disposal of share abandonment and other links, and timely fulfill their payment obligations on December 23, 2021 (T + 2):
1. According to this announcement, offline allocated investors shall timely and fully pay the subscription funds for new shares according to the final issuance price of 12.03 yuan / share and the preliminary placement quantity before 16:00 on December 23 (T + 2) 2021.
The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the above circumstances occur when multiple new shares are issued on the same day, all the new shares allocated to the placing object shall be invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
The shares that offline and online investors give up to subscribe for shall be underwritten by the sponsor (joint lead underwriter). 2. Among the shares issued this time, the shares issued online have no circulation restrictions and sales restriction period arrangements, and can flow from the date when the shares issued this time are listed on the Shenzhen stock exchange.
The offline distribution part adopts the proportional sales restriction method, Offline investors shall promise 10% of the number of shares allocated to them (rounded up) the sales restriction period is 6 months from the date of the issuer’s initial public offering and listing. That is, 90% of the shares allocated to each placing object have an unlimited sales period, which can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; the sales restriction period of 10% of the shares is 6 months, which shall be calculated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange 。
When offline investors participate in the preliminary inquiry and quotation and offline subscription, they do not need to fill in the arrangement of the sales restriction period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online sales restriction period disclosed in this announcement.
3. When the total number of shares subscribed by offline and online investors is less than 70% of the number of public offerings after deducting the final strategic placement, the issuer and the co lead underwriter will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investors who provide effective quotation fail to participate in the subscription or the offline investors who obtain the preliminary placement fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The joint lead underwriters shall report the breach of contract to the China Securities Association for the record. The number of violations of the placing object in the science and innovation board, gem, motherboard and other plates shall be calculated together. During the period of being included in the restricted list, the relevant placing objects shall not participate in the offline inquiry and placement of projects related to science and innovation board, gem, motherboard and other plates.
5. Once this announcement is published, it shall be deemed to serve the allocated payment notice on all placing objects who have participated in the offline issuance and obtained the placement.
1、 Final result of strategic placement
The issuing price of this offering does not exceed the lower of the median and weighted average of offline investors’ quotations after excluding the highest quotation and the median and weighted average of public funds, social security funds, pensions, enterprise annuity funds and insurance funds after excluding the highest quotation. Therefore, the relevant subsidiaries of the recommendation institution do not need to participate in the strategic placement.
This offering does not arrange the asset management plan to the senior managers and core employees of the issuer and the strategic placement to other external investors. According to the issue price, the relevant subsidiaries of the sponsor will not participate in the strategic placement. Finally, this offering will not be placed to strategic investors.
2、 Offline issuance and subscription and preliminary placement results
(i) Offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) and the gem IPO
Special provisions on issuance and underwriting of securities (CSRC announcement [2021] No. 21), Shenzhen Securities Exchange
Detailed rules for the implementation of the issuance and underwriting of initial public offerings on the gem (revised in 2021) (Shenzhen Stock Exchange)
[2021] No. 919), detailed rules for the implementation of offline IPO in Shenzhen market (revised in 2020)
(SZS [2020] No. 483), code for underwriting initial public offerings under the registration system (ZXs)
[2021] No. 213), detailed rules for the administration of offline investors in initial public offering of shares (zsxf [2018]
No. 142), “management rules for offline investors of initial public offering under the registration system” (CSRC xiefa [2021]
No. 212) and other relevant regulations, the co lead underwriters verified and verified the qualifications of investors participating in offline subscription
Confirm. According to the effective subscription results finally received by the offline issuance electronic platform of Shenzhen Stock Exchange, the joint lead underwriters shall
The statistics are as follows:
The offline subscription of this offering has been completed on December 21, 2021 (t day). It has been verified and confirmed
Recognize 6210 effective offer placement objects managed by 276 offline investors disclosed in the issuance announcement
All offline subscriptions were made in accordance with the requirements of the issuance announcement, and the effective number of subscriptions was 165480800000 shares.
（2） Preliminary offline placement results
According to the preliminary inquiry on initial public offering and listing on gem of Wuhan Tianyuan environmental protection Co., Ltd
Offline placement principles and policies announced in the price and promotion announcement (hereinafter referred to as “preliminary inquiry and promotion announcement”)
According to the calculation method, the issuer and the joint lead underwriter have made a preliminary placement of offline issued shares and various offline investments
The results of effective subscription and preliminary placement by investors are as follows:
The number of effective subscription shares of the placing object accounts for the total number of effective subscriptions, and the number of preliminary Placement Shares accounts for the proportion of the number of placement types (10000 shares) finally issued by various investors (shares) under the Internet
Class a investors 935330056.52% 4501219771.99% 0.04812440%
Class B investors 517000.31% 1563060.25% 0.03023327%
Class C investors 714308043.17% 1735649727.76% 0.02429834%
Total 16548080100.00% 62525000100.00%-
Note: if the total is inconsistent with the mantissa of the sum of the sub item values, it is caused by rounding.
The above preliminary placement arrangements and results comply with the placement principles announced in the preliminary inquiry and promotion announcement,
Among them, 1688 zero shares were allotted to Minsheng silver base in accordance with the placement principle in the preliminary inquiry and promotion announcement
“Minsheng Canada Bank” managed by gold Management Co., Ltd. steadily allocates funds in 9-month holding hybrid funds
(fof) “(the subscription time is 09:30:52:530 on December 21, 2021), which is a class a investor Zhongshen
The largest number of purchases and the earliest time of subscription (based on the reporting time and reporting time displayed on the offline issuance electronic platform of Shenzhen Stock Exchange)
No.) and the total amount allocated does not exceed the effective subscription amount of the placing object. Finally, the allocation of each placement object is detailed in the “attached table: preliminary placement details of offline investors”.
3、 Contact information of CO lead underwriters
If offline investors have any questions about the offline preliminary placement results announced in this announcement, please contact the joint lead underwriters of this offering. Contact details are as follows:
Sponsor (co lead underwriter): Zhongtian Guofu Securities Co., Ltd
Address: 49 / F, China energy storage building, 3099 Keyuan South Road, Nanshan District, Shenzhen
Tel: 0755-28777959, 0755-28777960
Contact: capital market department
Co lead underwriter: China International Capital Corporation Limited(601995)
Address: 27th floor and 28th floor, tower 2, international trade building, No. 1, Jianguomenwai street, Chaoyang District, Beijing
Tel.: 010-65353014
Contact: capital market department
Issuer: sponsor of Wuhan Tianyuan environmental protection Co., Ltd. (co lead underwriter): CO lead underwriter of Zhongtian Guofu Securities Co., Ltd. China International Capital Corporation Limited(601995) December 23, 2021
(there is no text on this page, which is the seal page of the announcement on the initial public offering and initial placement results of Wuhan Tianyuan environmental protection Co., Ltd. under the GEM Listing network)
Issuer: Wuhan Tianyuan environmental protection Co., Ltd. mm / DD / 2021
(there is no text on this page, which is the seal page of the announcement on the initial public offering and initial placement results of Wuhan Tianyuan environmental protection Co., Ltd. under the GEM Listing network)
Sponsor (co lead underwriter): Zhongtian Guofu Securities Co., Ltd. (mm / DD / yyyy)
(there is no text on this page, which is the seal page of the announcement on the initial public offering and initial placement results of Wuhan Tianyuan environmental protection Co., Ltd. under the GEM Listing network)
