Three dimensional world: China Merchants Securities Co.Ltd(600999) letter of recommendation for the company's initial public offering and listing on the gem

China Merchants Securities Co.Ltd(600999)

About Beijing 3D Tiandi Science & Technology Co.Ltd(600582) IPO and listing on GEM

of

Issuance recommendation

Sponsor (lead underwriter)

No. 111, Fuhua 1st Road, Futian street, Futian District, Shenzhen

statement

In accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law"), the securities law of the people's Republic of China (hereinafter referred to as the "Securities Law"), and the measures for the administration of the registration of initial public offering of shares on the gem (for Trial Implementation) (hereinafter referred to as the "Registration Measures") The Shenzhen Stock Exchange GEM Listing Rules (revised in 2020) (hereinafter referred to as the "Listing Rules"), the measures for the administration of securities issuance and listing recommendation business (hereinafter referred to as the "measures for the administration of recommendation") and other relevant laws and administrative regulations, as well as the China Securities Regulatory Commission (hereinafter referred to as the "CSRC") and Shenzhen Stock Exchange (hereinafter referred to as the "Listing Rules") In accordance with the provisions of the "Shenzhen Stock Exchange"), be honest, trustworthy, diligent and responsible, issue this issuance recommendation letter in strict accordance with the business rules, industry practice norms and ethical standards formulated according to law, and ensure the authenticity, accuracy and integrity of the documents issued.

Unless otherwise specified, the abbreviation in this offering recommendation letter has the same meaning as the abbreviation in the prospectus of Beijing Sanwei Tiandi Science & Technology Co.Ltd(600582) initial public offering of shares and listing on GEM.

1、 Basic information of this securities issuance

(i) Introduction to the sponsor, sponsor representative and project team members

1. Name of sponsor

China Merchants Securities Co.Ltd(600999) (hereinafter referred to as "our company", "600999}", "the sponsor" or "the sponsor")

2. Information of the sponsor representative designated by the sponsor

(1) Name of sponsor representative

Xu Guozhen, LAN libing

(2) Practice of recommendation business of recommendation representative

Xu Guozhen's practice of recommendation business is as follows:

Is the project name recommendation under continuous supervision

Sponsor representative of IPO project of Shenzhen times Decoration Co., Ltd. no, under review

The sponsor representative of Shenzhen Tongye Technology Co.Ltd(300960) IPO project is

Shenzhen Zhaowei Machinery&Electronic Co.Ltd(003021) the sponsor representative of IPO project is

Eit Environmental Development Group Co.Ltd(300815) IPO project sponsor representative no

The sponsor representative of Shenzhen Maxonic Automation Control Co.Ltd(300112) non-public offering project is

Shenzhen Aisidi Co.Ltd(002416) non public offering project sponsor representative no

Saturday Co.Ltd(002291) non public offering project sponsor representative no

The practice of LAN libing's recommendation business is as follows:

Is the project name recommendation under continuous supervision

Red Avenue New Materials Group Co.Ltd(603650) the sponsor representative of the public issuance of convertible bonds project is

Jingwei Textile Machinery Company Limited(000666) non public offering of A-Shares project manager no

Jinzi Ham Co.Ltd(002515) non public offering of A-Shares project manager no

Anhui Korrun Co.Ltd(300577) the co sponsor of the gem public issuance of convertible bonds project is

Xu Guozhen and LAN libing can strictly abide by the administrative measures for securities issuance and listing recommendation business and other relevant laws and regulations in the practice of recommendation business, and perform relevant obligations in an honest, trustworthy, diligent and responsible manner; Regularly participate in the annual business training of sponsor representatives organized by China Securities Association; Good practice record.

3. Co sponsors of this securities issuance project and other project team members

(1) Project Co organizer: Lai Yuandong

Lai Yuandong's practice of recommendation business is as follows:

Is the project name recommendation under continuous supervision

Sunresin New Materials Co.Ltd Xi'An(300487) public issuance of convertible bonds project manager no

project

Sichuan Zigong Conveying Machine Group Co.Ltd(001288) IPO project manager no, under review

(2) Other members of the project team: Zhang Peng, he Haoyu, Guo Ziwei, Wang Zhipeng, Huang lingkuan, Wen Jiaming. The practice of recommendation business of Zhang Peng is as follows:

Is the project name recommendation under continuous supervision

Sichuan Zigong Conveying Machine Group Co.Ltd(001288) sponsor representative no, in review

The sponsor representative of Nova Technology Corporation Limited(300921) IPO project is

The sponsor representative of Beijing Labtech Instruments Co.Ltd(688056) IPO project is

He Haoyu's practice of recommendation business is as follows:

Is the project name recommendation under continuous supervision

Quectel Wireless Solutions Co.Ltd(603236) the project manager of the IPO project is

Xiangpiaopiao Food Co.Ltd(603711) IPO project manager no

Xiamen Wanli Stone Stock Co.Ltd(002785) IPO project manager no

Haoyun Technologies Co.Ltd(300448) IPO project manager no

Guo Ziwei's practice of recommendation business is as follows:

Is the project name recommendation under continuous supervision

Quectel Wireless Solutions Co.Ltd(603236) the project manager of non-public offering of A-Shares is

Ticket item

Ningbo Tuopu Group Co.Ltd(601689) the project manager of the non-public offering of A-Shares is

Quectel Wireless Solutions Co.Ltd(603236) the project manager of the IPO project is

Xiangpiaopiao Food Co.Ltd(603711) public issuance of convertible bonds project manager no

Wang Zhipeng's practice of recommendation business is as follows:

Is the project name recommendation under continuous supervision

Sponsor representative of Shandong taipeng environmental protection materials Co., Ltd. no, under review

Beijing Labtech Instruments Co.Ltd(688056) the co sponsor of the IPO project is

Sichuan Zigong Conveying Machine Group Co.Ltd(001288) project manager no, under review

Huang lingkuan's practice of recommendation business is as follows:

Is the project name recommendation under continuous supervision

Sichuan Zigong Conveying Machine Group Co.Ltd(001288) IPO project manager no, under review

The practice of Wen Jiaming's recommendation business is as follows:

Is the project name recommendation under continuous supervision

Sichuan Zigong Conveying Machine Group Co.Ltd(001288) IPO project manager no, under review

4. The sponsor directly or indirectly employs other third parties for compensation in this transaction

According to the opinions on strengthening the risk prevention and control of honest practitioners such as securities companies hiring third parties in investment banking business (CSRC announcement [2018] No. 22), the sponsor's verification opinions on the paid employment of various third-party institutions and individuals (hereinafter referred to as "third parties") and other relevant behaviors of the sponsor in this project are as follows:

After verification, as the sponsor of Beijing 3D Tiandi Science & Technology Co.Ltd(600582) initial public offering of A-Shares and listing on the gem, the sponsor does not directly or indirectly hire a third party with compensation.

(2) Basic information of the issuer

1. Basic information of the issuer name of the issuer Beijing Sanwei Tiandi Science & Technology Co.Ltd(600582) (hereinafter referred to as the "issuer", "Sanwei Tiandi", "company" and "joint stock company")

Registered address: 601, No. 11, caihefang Road, Haidian District, Beijing

Date of establishment: July 3, 1995

Tel, fax 010-52250988, 010-52970350 Internet website http://www.sunwayworld.com.

Technical consultation, technical service and technical development; Computer system services; Data processing; Sales of computers, software and auxiliary equipment, electronic products, instruments and meters, and self-developed products; The business scope of import and export of goods and technology. (enterprises shall independently select business items and carry out business activities according to law; for projects subject to approval according to law, they shall carry out business activities according to the approved contents after being approved by relevant departments; they shall not engage in business activities of projects prohibited and restricted by the industrial policies of this Municipality.)

This securities offering is an initial public offering and is listed on the gem

2. The issuer directly or indirectly employs a third party with compensation

After verification, the issuer has legally hired China Merchants Securities Co.Ltd(600999) as the sponsor and lead underwriter Lixin Certified Public Accountants (special general partnership) (hereinafter referred to as "Lixin") as the audit institution, Shanghai jintiancheng law firm (hereinafter referred to as "jintiancheng") as the legal adviser, and Beijing zhongtianhua Asset Appraisal Co., Ltd. as the appraisal institution. In addition to the securities service institutions required to be employed according to law, the issuer also employs Hecheng innovation consulting (Beijing) Co., Ltd., as the feasibility consulting and research institution of the raised investment project, employs Shanghai Jiufu value enterprise management consulting center (limited partnership) as the financing public relations consultant for the issuance and listing, Zhonglun law firm as the legal consultant of the overseas subsidiary, and Oulang Yutong (Beijing) International Translation Co., Ltd. is a translation agency. It is necessary for the issuer to hire other third parties, and the hiring behavior is legal and compliant. (3) the relationship between the issuer and the recommendation agency

1. Shares held by the sponsor or its controlling shareholders, actual controllers and important related parties or held by the sponsor or its controlling shareholders, actual controllers and important related parties through participating in the strategic placement of this issuance. As of the end of the reporting period, the sponsor or its controlling shareholders, actual controllers The important related parties do not hold or hold the shares of the issuer or its controlling shareholders, actual controllers and important related parties through participating in the strategic placement of this issuance, and there is no situation that will affect the fair performance of the recommendation responsibilities of the sponsor and the recommendation representative.

2. Shares held by the sponsor or its controlling shareholders, actual controllers and important related parties by the issuer or its controlling shareholders, actual controllers and important related parties

The issuer and its controlling shareholders, actual controllers and important related parties do not directly or indirectly hold the sponsor or its controlling shareholders, actual controllers and important related parties

 

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