Zhongtai Securities Co.Ltd(600918)
About Shandong Fengyuan Chemical Co.Ltd(002805)
Verification opinions on lifting the ban on non-public offering of restricted shares
Zhongtai Securities Co.Ltd(600918) (hereinafter referred to as ” Zhongtai Securities Co.Ltd(600918) ” or “sponsor”) as Shandong Fengyuan
Chemical Co., Ltd. (hereinafter referred to as ” Shandong Fengyuan Chemical Co.Ltd(002805) ” and “the company”) non publicly issued A-Shares in 2020
The sponsor of the bill shall be listed on the Shenzhen Stock Exchange in accordance with the administrative measures for the recommendation business of securities issuance and listing and the Shenzhen Stock Exchange
Guidelines for information disclosure of companies No. 6 – recommendation business the Shenzhen Stock Exchange’s guidelines for the standardized operation of listed companies
Cited (revised in 2020) and Shenzhen Stock Exchange Stock Listing Rules (revised in 2020), etc
It is stipulated that Shandong Fengyuan Chemical Co.Ltd(002805) the listing and circulation of restricted shares in this non-public offering has been carefully verified
The specific conditions and verification opinions are as follows:
1、 Non public offering of shares by the company
Approved by China Securities Regulatory Commission on approving Shandong Fengyuan Chemical Co.Ltd(002805) non-public development
Approved by the reply to the bank’s stock (zjxk [2020] No. 2075), Shandong Fengyuan Chemical Co.Ltd(002805) was issued in May 2021
32561505 shares are issued to 17 specific objects by means of public offering, and the issue price is RMB
13.82 yuan / share; Before the issuance, the total share capital of the company was 145370700 shares, and after the issuance, the total share capital was 177932205
Shares; The subscription of each issuing object of this offering is as follows:
Serial number name of issuing object name of securities account number of subscribed shares proportion of subscribed amount to total (shares) (yuan) share capital after issuance
Anhui Jintong new energy vehicle Anhui Jintong new energy vehicle phase II base
1 phase II fund partnership gold partnership (limited partnership) 108538351499999.706.10% (limited partnership)
China Everbright Bank Company Limited Co.Ltd(601818)
– Huaxia Panyi regularly opens a mixed 267727936999995.781 one year 50% Huaxia Fund Management Co., Ltd. public securities investment fund
2 Si China Merchants Bank Co.Ltd(600036) – Hua
Xia panrui regularly opens hybrid 6512308999998.600 a year 37% securities investment fund
Serial number name of issuing object name of securities account number of subscribed shares proportion of subscribed amount to total (shares) (yuan) share capital after issuance
Huatai Asset Management Co., Ltd. Hebei Luhao occupational pension plan –
Division 3 – Hebei Luhao occupation China Minsheng Banking Corp.Ltd(600016) 94066512999990.300 53% annuity plan – China Minsheng Banking Corp.Ltd(600016)
Huatai Asset Management Co., Ltd. Hebei No. 3 occupational pension plan –
Division 4 – Hebei No. 3 occupation Bank Of China Limited(601988) 94066512999990.300 53% annuity plan – Bank Of China Limited(601988)
Huatai Asset Management Co., Ltd. Tianjin No. 3 occupational pension plan –
Division 5 – Tianjin No. 3 occupation China Construction Bank Corporation(601939) 94066512999990.300 53% annuity plan – China Construction Bank Corporation(601939)
Huatai Asset Management Co., Ltd. Chongqing Luhao occupational pension plan –
Division 6 – Chongqing Luhao occupation China Merchants Bank Co.Ltd(600036) 94066512999990.300 53% annuity plan – China Merchants Bank Co.Ltd(600036)
Huatai Asset Management Co., Ltd
Company – Chongqing No. 111 occupational pension plan
7 occupational pension plan – Industrial and commercial plan – Industrial And Commercial Bank Of China Limited(601398) 94066512999990.300 53% banks
Huatai Asset Management Co., Ltd. Huatai Youyi No. 5 mixed pension
Division 8 – Huatai Youyi No. 5 mixed product – Bank Of China Limited(601988) Co., Ltd
Combined pension products – China 94066512999990.300 53% Bank of China Limited
9 Lin Jintao Lin Jintao 94066512999990.300 53%
10. Linshen 94066512999990.300 53%
Jinan bank enterprise Luoyu investment and Jinan bank enterprise Luoyu investment partnership
11 partnership (limited partnership) (limited partnership) 94066512999990.300.53%
Jiahe Fund – Sichuan trust – fuze 1
Calculation of securities investment collective fund trust of Jiahe Fund Management Co., Ltd
12 division plan – Jiahe fund fuze No. 1 single capital 94066512999990.300 53% production management plan
13 Li Tianhong 159189521999988.900 89%
CAITONG Fund Management Co., Ltd. CAITONG Fund – Gao caie – CAITONG Foundation
14 Sijin Tianxi dingzeng No. 6 single asset management 3617955000006.900 20% plan
Serial number name of issuing object name of securities account number of subscribed shares proportion of subscribed amount to total (shares) (yuan) share capital after issuance
CAITONG Fund – Zendai quantitative value private equity
Raised Securities Investment Fund – CAITONG fund
Zhengda dingzeng No. 1 single asset management account: 3617955000006.900 20% stroke
CAITONG Fund – Huang Yucheng – CAITONG Foundation
Jinlixiang No. 1 single asset management plan 1447182000000 2.760 08%
CAITONG Fund – Capital Securities Co., Ltd
Limited company – CAITONG fund Huitong No. 1 sheet 723591000001.380 04% – Asset Management Plan
CAITONG Fund – Industrial And Commercial Bank Of China Limited(601398) – CAITONG
125325349991.500 West Lake University quantitative hedge fund 01% collective asset management plan
CAITONG Fund – Chen Lingxia – CAITONG Foundation
Jintianxi dingzeng No. 60 single asset management 36179499993.780 02% management plan
CAITONG Fund – Gong Chenqing – CAITONG Foundation
Kim Hudson 99 single asset management 1447182000000 2.760 08% plan
CAITONG Fund – Shuling reinforcement No. 21 private
Raised Securities Investment Fund – CAITONG fund 1085381499995.160 06% Shuling No. 1 single asset management plan
CAITONG Fund – China Merchants Bank Co.Ltd(600036) – CAITONG
The total amount of fund Ruitong No. 1 collective asset management is 47033649996.060 03% stroke
Company 15 of Huatai Asset Management Co., Ltd. – Hubei Province (No. 9) occupational pension plan
Occupational pension plan – CITIC Bank – China Citic Bank Corporation Limited(601998) 101302413999991.680 57% line
Company 16 of Huatai Asset Management Co., Ltd. – Hubei Province (No. 5) occupational pension plan
Occupational pension plan – Shanghai Pudong Development Bank – Shanghai Pudong Development Bank Co.Ltd(600000) 101302413999991.680 57% line
Zaozhuang finance old and new kinetic energy transferred to Shandong Xinye Equity Investment Management Co., Ltd
17. Fund management partnership company – Zaozhuang finance new and old kinetic energy transferred to 405210856000132.562 28% (limited partnership) for fund management partnership (limited partnership)
Serial number name of issuing object name of securities account number of subscribed shares proportion of subscribed amount to total (shares) (yuan) share capital after issuance
(partner)
Total 3256150544999999.1018 30%
The newly issued shares were listed on Shenzhen Stock Exchange on June 25, 2021, according to China Securities Regulatory Commission
In accordance with the relevant provisions of the CSRC and Shenzhen Stock Exchange, the issuing object subscribes for the shares of this non-public offering and voluntarily
It shall not be transferred within 6 months from the date of closing. After the end of the restricted sale period, the transfer of the shares subscribed by the issuing object will be terminated
According to the company law of the people’s Republic of China
