Guangxi Liugong Machinery Co.Ltd(000528)
Statement of independent director nominee
The board of directors of the nominee Guangxi Liugong Machinery Co.Ltd(000528) hereby makes a public statement on the nomination of Ms. Chen Xueping as an independent director candidate of the ninth board of directors of Guangxi Liugong Machinery Co.Ltd(000528) . The nominee has agreed in writing to be an independent director candidate of Guangxi Liugong Machinery Co.Ltd(000528) the ninth board of directors. This nomination is made after fully understanding the nominee’s occupation, educational background, professional qualification, detailed work experience and all part-time jobs. The nominee believes that the nominee meets the requirements of relevant laws, administrative regulations, departmental rules, normative documents and business rules of Shenzhen Stock Exchange on the qualification and independence of independent director candidates, The specific statements are as follows: 1. The nominee is not allowed to serve as a director of the company in accordance with Article 146 of the company law of the people’s Republic of China.
√ yes □ no
If not, please specify in detail: II. The nominee meets the qualifications and conditions of independent directors specified in the guiding opinions on the establishment of independent director system in listed companies of CSRC.
√ yes □ no
If not, please specify in detail: III. the nominee meets the conditions for holding an independent director as stipulated in the articles of association. √ yes □ no
If not, please specify: IV. the nominee has obtained the qualification certificate of independent director in accordance with the guidelines for the training of senior managers of listed companies issued by the CSRC.
√ yes □ no
If not, please specify: v. the nominee’s appointment as an independent director will not violate the relevant provisions of the civil servant law of the people’s Republic of China.
√ yes □ no
If not, please specify in detail: VI. the nominee’s appointment as an independent director will not violate the relevant provisions of the notice on standardizing the resignation of middle management cadres from public office or serving as independent directors and independent supervisors of listed companies and fund management companies after retirement (retirement) issued by the CPC Central Commission for discipline inspection.
√ yes □ no
If not, please specify in detail: VII. The appointment of the nominee as an independent director will not violate the relevant provisions of the opinions on further regulating the part-time (tenure) of Party and government leading cadres in enterprises issued by the Organization Department of the CPC Central Committee.
√ yes □ no
If not, please specify in detail: VIII. The appointment of the nominee as an independent director will not violate the relevant provisions of the opinions on strengthening the anti-corruption construction of colleges and universities issued by the CPC Central Commission for Discipline Inspection, the Ministry of education and the Ministry of supervision.
√ yes □ no
If not, please specify: IX. the nominee’s appointment as an independent director will not violate the relevant provisions of the guidelines on the system of independent directors and external supervisors of joint-stock commercial banks of the people’s Bank of China.
√ yes □ no
If not, please specify: X. the nominee’s appointment as an independent director will not violate the relevant provisions of the measures for the supervision of the qualifications of directors, supervisors and senior managers of securities companies of the CSRC. √ yes □ no
If not, please specify in detail: Xi. The nominee’s appointment as an independent director will not violate the relevant provisions of the measures for the administration of the qualifications of directors (directors) and senior managers of banking financial institutions and the Interim Measures for the administration of the qualifications of directors, supervisors and senior managers of financing guarantee companies issued by the China Banking and Insurance Regulatory Commission.
√ yes □ no
If not, please specify in detail: XII. The nominee’s appointment as an independent director will not violate the relevant provisions of the administrative provisions on the qualifications of directors, supervisors and senior managers of insurance companies and the Interim Measures for the administration of independent directors of insurance companies issued by the China Banking and Insurance Regulatory Commission.
√ yes □ no
If not, please specify: XIII. The nominee’s appointment as an independent director will not violate other laws, administrative regulations, departmental rules, normative documents and business rules of Shenzhen Stock Exchange.
√ yes □ no
If not, please specify: 14. The nominee has basic knowledge related to the operation of listed companies, is familiar with relevant laws, administrative regulations, departmental rules, normative documents and business rules of Shenzhen Stock Exchange, and has more than five years of working experience necessary to perform the duties of independent directors.
√ yes □ no
If not, please specify:
15、 The nominees, their immediate family members and major social relations do not work in the company and its subsidiaries.
√ yes □ no
If not, please specify: XVI. The nominees and their immediate family members are not shareholders who directly or indirectly hold more than 1% of the issued shares of the company, nor are they natural person shareholders among the top ten shareholders of the listed company.
√ yes □ no
If not, please specify: 17. The nominees and their immediate family members do not work in the shareholder units that directly or indirectly hold more than 5% of the issued shares of the company, nor in the top five shareholder units of the listed company.
√ yes □ no
If not, please specify: XVIII. The nominees and their immediate family members do not work in the controlling shareholders, actual controllers and their subsidiaries of the company.
√ yes □ no
If not, please specify: XIX. The nominee is not a person who provides financial, legal, consulting and other services for the company and its controlling shareholders, actual controllers or their respective subsidiaries.
√ yes □ no
If not, please specify: XX. The nominee does not work in the unit with significant business dealings with the company and its controlling shareholders, actual controllers or their respective subsidiaries, nor in the controlling shareholder unit with significant business dealings.
√ yes □ no
If not, please specify:
21、 The nominee does not have any of the circumstances listed in the preceding six items in the last 12 months.
√ yes □ no
If not, please specify:
22、 Within the last 12 months, the nominees, the units they worked for and the units they worked for did not have any other circumstances affecting the independence of the nominees.
√ yes □ no
If not, please specify:
23、 The nominee is not a person who has been prohibited from entering the securities market by the CSRC and the time limit has not expired.
√ yes □ no
If not, please specify:
24、 The nominee is not a person publicly recognized by the stock exchange as unfit to serve as a director, supervisor and senior manager of a listed company, and the term has not expired. √ yes □ no
If not, please specify:
25、 The nominee is not a person who has been subject to criminal punishment by the judicial organ or administrative punishment by the CSRC for securities and Futures Crimes in the past 36 months.
√ yes □ no
If not, please specify:
26、 The nominees have not been publicly condemned or criticized by the stock exchange for more than three times in the past 36 months.
√ yes □ no
If not, please specify in detail: XXVII. The nominee has not been recognized and restricted by the national development and Reform Commission and other ministries and commissions to serve as a director of a listed company because he is the object of punishment for dishonesty.
√ yes □ no
If not, please specify in detail: XXVIII. The nominee is not an independent director in the past. During the period of serving as an independent director, he has not attended the meeting of the board of directors in person for three consecutive times or failed to attend the meeting of the board of directors in person for two consecutive times or entrusted other directors to attend the meeting of the board of directors, and has been proposed by the board of directors to the general meeting of shareholders for replacement, and has not been more than 12 months.
√ yes □ no □ not applicable
If not, please specify in detail: 29. Including the company, the number of listed companies with nominees concurrently serving as independent directors shall not exceed 5.
√ yes □ no
If not, please specify: 30. The nominee has served as an independent director in the company for no more than six consecutive years. √ yes □ no
If not, please explain in detail: 31. The nominee has urged the board of directors of the company to publicize the detailed information such as the nominee’s occupation, educational background, professional qualification, detailed work experience and all part-time jobs in accordance with the requirements of the filing measures for independent directors of Shenzhen Stock Exchange. √ yes □ no
If not, please specify in detail: 32. During the past period of serving as an independent director, the nominee did not personally attend the board meeting of the listed company for two consecutive times.
√ yes □ no □ not applicable
If not, please specify in detail: 33. During the past period of serving as an independent director, the nominee did not personally attend the board meeting of the listed company for 12 consecutive months, which exceeded half of the total number of board meetings during the period.
√ yes □ no □ not applicable
If not, please specify in detail: If yes, in the last three years, the nominee shall attend the board meeting 6 times during the term of office of all listed companies, and shall not attend the meeting 0 times. (non attendance means not attending in person and not entrusting others)
34、 During the past period when the nominee served as an independent director, there was no case where the independent director’s opinion was not expressed as required or the independent opinion was proved to be obviously inconsistent with the facts.
√ yes □ no □ not applicable
If not, please specify in detail: 35. The nominee has not been punished by other relevant departments other than the CSRC in the last 36 months.
√ yes □ no
If not, please specify: 36. The nominee does not serve as a director, supervisor or senior manager in more than five companies at the same time.
√ yes □ no
If not, please specify in detail: 37. The nominee is not removed in advance by the listed company before the expiration of the term of office of the previous independent director.
√ yes □ no □ not applicable
If not, please specify: XXXVIII. The nominee has no other circumstances that affect the integrity and diligence of independent directors.
√ yes □ no
If not, please specify: the declarant solemnly declares that:
The nominee warrants that the above statement is true, accurate and complete without false records, misleading statements or major omissions; Otherwise, the nominee is willing to bear the legal liability arising therefrom and accept the self-discipline regulatory measures or disciplinary measures of Shenzhen Stock Exchange.
The nominee authorizes the Secretary of the board of directors of the company to enter and submit the contents of this statement to Shenzhen stock exchange through the business area of Shenzhen Stock Exchange or make public announcement. The above acts of the Secretary of the board of directors are deemed to be the acts of the nominee, and the nominee shall bear corresponding legal responsibilities.
Nominee: Guangxi Liugong Machinery Co.Ltd(000528) board of directors
