Securities code: 300308 securities abbreviation: Zhongji Innolight Co.Ltd(300308) Announcement No.: 2021-137 Zhongji Innolight Co.Ltd(300308)
Announcement on shareholders' receipt of warning letter from Shandong regulatory bureau of China Securities Regulatory Commission
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Zhongji Innolight Co.Ltd(300308) (hereinafter referred to as "the company") shareholders Shandong Zhongji Investment Holding Co., Ltd., Wang Weixiu and Wang Xiaodong recently received the decision on taking regulatory measures with warning letters for Shandong Zhongji Investment Holding Co., Ltd., Wang Weixiu and Wang Xiaodong ([2021] No. 48, hereinafter referred to as "the warning letter") issued by Shandong regulatory bureau of China Securities Regulatory Commission ）, the details are announced as follows:
1、 Main contents of warning letter
Shandong Zhongji Investment Holding Co., Ltd., Wang Weixiu, Wang Xiaodong:
As the controlling shareholder and actual controller of Zhongji Innolight Co.Ltd(300308) , you acquired 100% equity of Suzhou xuchuang Technology Co., Ltd. held by Liu Sheng and other 27 counterparties by issuing shares to purchase assets on Zhongji Innolight Co.Ltd(300308) July 2017, It is promised that "the share proportion of the UN pledged part of the Zhongji Innolight Co.Ltd(300308) shares held in total shall be at least 5% higher than the share proportion of Zhongji Innolight Co.Ltd(300308) shares held by Liu Sheng and his concerted actors at that time at any time within 60 months after the completion of this transaction". However, the difference between the proportion of Zhongji Innolight Co.Ltd(300308) non Pledged Shares held by you from September 2017 to November 2017 and February 2018 to July 2020 and the proportion of shares held by Liu Sheng and his concerted actors is less than 5%, which violates the commitments made in the early stage.
In accordance with Article 6 of the guidelines for the supervision of listed companies No. 4 - commitments and performance of actual controllers, shareholders, related parties, acquirers and listed companies of listed companies (CSRC announcement [2013] No. 55), it is hereby decided to take regulatory measures to issue warning letters to you, and record the relevant information in the integrity file of the securities market.
If you are not satisfied with the supervision and administration measures, you can apply to the China Securities Regulatory Commission for administrative reconsideration within 60 days from the date of receiving the decision, or you can bring a lawsuit to the people's court with jurisdiction within 6 months from the date of receiving the decision. During the period of reconsideration and litigation, the above supervision and management measures shall not be suspended.
2、 Relevant information description
1. Since July 2020, the above shareholders of the company have strictly fulfilled their commitments made in the early stage. At the same time, the company will continue to strengthen the study of shareholders holding more than 5%, all directors, supervisors, senior managers and relevant personnel on relevant laws, regulations and normative documents such as the securities law, strengthen the awareness of standardized operation, and effectively improve the quality of information disclosure and standardized operation level of the company.
2. The regulatory measures will not affect the company's normal production, operation and management activities. The company will earnestly perform the obligation of information disclosure in strict accordance with the provisions and requirements of relevant laws and regulations, and do a good job of information disclosure in time. Please pay attention to investment risks.
It is hereby announced
Zhongji Innolight Co.Ltd(300308) board of directors December 15, 2021
