Nantong Chaoda Equipment Co., Ltd
Initial public offering and listing on GEM
Announcement of lottery results of online pricing issuance
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
The application of Nantong Chaoda Equipment Co., Ltd. (hereinafter referred to as "Chaoda equipment", "issuer" or "company") for initial public offering of shares and listing on the gem (hereinafter referred to as "this issuance") has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange, and has been registered in the document zjxk [2021] No. 3711 of China Securities Regulatory Commission.
This issuance is conducted by online subscription at market value and direct pricing issuance (hereinafter referred to as "online issuance") to social public investors holding non restricted A-Shares and non restricted depositary receipts in Shenzhen market. All of them are new shares and do not transfer old shares. The issuer and the recommendation institution (lead underwriter) Haitong Securities Company Limited(600837) (hereinafter referred to as " Haitong Securities Company Limited(600837) " or "recommendation institution (the "lead underwriter") negotiated and determined that the number of shares to be issued this time was 18200000, and the issue price was 28.12 yuan / share. In this issue, 18200000 shares were issued online, accounting for 100% of the total amount of this issue.
According to the announcement of Nantong Chaoda Equipment Co., Ltd. on initial public offering and listing on GEM, The issuer and the recommendation institution (lead underwriter) on December 14, 2021 On the morning of (T + 1), we presided over the lottery ceremony of Nantong Chaoda Equipment Co., Ltd. for initial public offering and online pricing issuance on the gem at Room 308, Shenye center, No. 5045, Shennan East Road, Luohu District, Shenzhen. The lottery ceremony was carried out and notarized under the supervision of the representative of Shenzhen Luohu notary office in accordance with the principles of openness, fairness and impartiality. The results of the lottery are hereby announced As follows:
Last digit winning lot number
Last "4" digits 5808 last "5" digits 77343 last "6" digits 071631271631671631871631 last "7" digits 58970417897041989704118970413897704124308097430809 last "9" digits 113802675226455873
If the mantissa of the subscription allotment number held by investors participating in the online pricing issuance and subscription of Chaoda equipment IPO shares is the same as the above number, it is the winning number. There are 36400 winning numbers in total, and each winning number can only subscribe for 500 A-Shares of Chaoda equipment.
After winning the lottery in the subscription of new shares, online investors shall fulfill their payment obligations in accordance with the announcement on the results of lottery in the initial public offering of shares by Nantong Chaoda Equipment Co., Ltd. and listing on the gem. When making payment, online investors shall abide by the relevant provisions of the securities company where the investor is located. At the end of December 15, 2021 (T + 2), the successful investors shall ensure that their capital account has sufficient subscription funds for new shares, and the insufficient part shall be deemed as abandoning the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The shares abandoned by the successful investors shall be underwritten by the sponsor (lead underwriter).
When the total number of shares paid and subscribed by online investors is less than 70% of the number of public offerings, the issuer and the recommendation institution (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
When online investors fail to pay in full after winning the lottery three times in a row within 12 months, 6 months from the next day after the settlement participant last declared its abandonment of subscription (calculated as 180 natural days, including the next day) shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds. The number of times of giving up subscription shall be calculated according to the number of times of investors actually giving up subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds.
Once this announcement is published, it shall be deemed to have served the notice of allocated payment to the online investors who have participated in the online subscription and won the lot.
Issuer: sponsor (lead underwriter) of Nantong Chaoda Equipment Co., Ltd.: Haitong Securities Company Limited(600837) December 15, 2021 (there is no text on this page, which is the seal page of the announcement on the results of Nantong Chaoda Equipment Co., Ltd. initial public offering of shares and online pricing issuance of lottery numbers listed on the GEM)
Issuer: Nantong Chaoda Equipment Co., Ltd. (there is no text on this page, which is the seal page of the announcement on the results of Nantong Chaoda Equipment Co., Ltd. initial public offering of shares and online pricing issuance of lottery numbers listed on the GEM)
Sponsor (lead underwriter): Haitong Securities Company Limited(600837) mm / DD / yy