Sinolink Securities Co.Ltd(600109) about Xiamen Sunrise Wheel Group Co.Ltd(002593)
Verification opinions on the lifting of restrictions on the sale of non-public issuance of A-Shares in 2021
Sinolink Securities Co.Ltd(600109) (hereinafter referred to as " Sinolink Securities Co.Ltd(600109) " or "sponsor") as the sponsor of Xiamen Sunrise Wheel Group Co.Ltd(002593) (hereinafter referred to as " Xiamen Sunrise Wheel Group Co.Ltd(002593) " or "company") for non-public offering of A-Shares (hereinafter referred to as "this offering") in 2021, In accordance with the requirements of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange, the guidelines for the self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 - recommendation business, the lifting of restrictions on the sale of restricted shares issued this time has been carefully verified. The specific conditions of verification are as follows:
1、 Overview of the lifting of restricted shares
With the approval of the reply on approving Xiamen Sunrise Wheel Group Co.Ltd(002593) non-public shares issued by the China Securities Regulatory Commission (zjxk [2020] No. 2134), the company issued 106948029 RMB ordinary shares (A shares) to 13 specific objects in the form of non-public offering. The new shares in this non-public offering were listed on Shenzhen Stock Exchange on September 8, 2021. The nature of the new shares issued this time is tradable shares with limited sales conditions. The restricted sales period of the shares subscribed by the issuing object is 6 months. In case of legal holidays or rest days, it will be postponed to the first trading day thereafter. The specific issuance conditions are as follows:
Serial number name of issuing object number of subscribed shares (shares) subscription amount (yuan) lock-in period
1 Wu Xu 324675399999924 6 months
Zhongbing Shunjing Equity Investment Management Co., Ltd
2. Company - zhongbing guodiao (Xiamen) equity 3681818111339999748 6 months
Investment fund partnership (limited partnership)
(partner)
3 huayuxing 324675399999924 6 months
4 First Capital Securities Co.Ltd(002797) 324675299999924 6 months
5 industrial Guoxin Asset Management Co., Ltd. 97402592999999772 6 months
6 Ruan Shuilong 3896103119999724 6 months
7 UBS AG 324675399999924 6 months
8 Xie Kai 35714281099999824 6 months
9 Cathay Pacific Fund Management Co., Ltd. 4870128149999424 6 months
Hangzhou Longli Investment Management Co., Ltd-
10 Taizhou road and bridge Huaxun Jianxing investment partnership 64935061999999848 6 months
Enterprise (limited partnership)
11 Guotai Junan Securities Co.Ltd(601211) 35714281099999824 6 months
Serial number name of issuing object number of subscribed shares (shares) subscription amount (yuan) lock-in period
12 CAITONG Fund Management Co., Ltd. 2175322966999532 6 months
13 Shang Xibin 324675610 China High-Speed Railway Technology Co.Ltd(000008) 48 6 months
Total 10694802932939992932
2、 Implementation of commitments by the issuing object applying for lifting the restrictions on the sale of shares
(I) commitments made by the issuing object applying for lifting the restrictions on the sale of shares
Wu Xia, zhongbing Shunjing Equity Investment Management Co., Ltd. - zhongbing guodiao (Xiamen) equity investment fund partnership (limited partnership), Hua Youxing, First Capital Securities Co.Ltd(002797) , Xingye Guoxin Asset Management Co., Ltd., Ruan Shuilong, UBS AG, Xie Kai, Cathay Pacific Fund Management Co., Ltd Hangzhou Longli Investment Management Co., Ltd. - Taizhou Luqiao huainstantaneous Jianxing investment partnership (limited partnership), Guotai Junan Securities Co.Ltd(601211) , CAITONG Fund Management Co., Ltd. and Shang Xibin, as subscribers of the company's non-public offering of shares in 2021, made the following commitments on this subscription:
"Within 6 months from the first day of listing of the newly added shares of Xiamen Sunrise Wheel Group Co.Ltd(002593) this non-public offering, the above shares subscribed by the unit / myself shall not be transferred.
After the expiration of the lock-in period, the reduction of the shares of the above company subscribed by the unit / myself will also comply with the company law, the securities law, the Listing Rules of Shenzhen Stock Exchange and other laws, regulations, rules and normative documents, the relevant rules of Shenzhen Stock Exchange and the relevant provisions of the articles of association of the company. "
(II) performance of the above commitments
As of the date of issuance of this verification opinion, the issuing objects applying for lifting the restrictions on sales have strictly fulfilled the above commitments and have not violated the commitments.
(III) occupation of funds of listed companies and illegal guarantee
As of the date of issuance of this verification opinion, none of the issuing objects applying for lifting the restrictions on the sale of shares has occupied the company's funds for non-profit, and the company has no illegal guarantee and other acts that infringe on the interests of the listed company.
3、 The listing and circulation arrangement of restricted shares is lifted this time
1. The listing and circulation date of the restricted shares is March 9, 2022.
2. The number of restricted shares lifted this time is 106948029 shares, accounting for 132352% of the company's current total shares of 808058029 shares.
3. There are 13 issuers applying for lifting the restrictions on the sale of shares, involving 52 securities accounts. The details are as follows:
Holders of restricted shares the proportion of the restricted shares held by the holders of restricted shares to the total share capital of the listed company
1 Wu flaw Wu flaw 324675332467530.40%
Zhongbing guodiao (Xiamen) zhongbing Shunjing Equity Investment Management Co., Ltd
2. Equity investment fund partnership - zhongbing guodiao (Xiamen) 4.56% equity partnership (limited partnership investment fund partnership (limited partnership)
(partner)
3. Huayouxing 324675332467530.40%
First Capital Securities Co.Ltd(002797) Securities - Industrial Bank Co.Ltd(601166) - No
I. chuangyechuang fortune Fuxian No. 3 jing259740225974020.32% First Capital Securities Co.Ltd(002797) securities stocks selected to increase collective asset management plan
4 limited companies First Capital Securities Co.Ltd(002797) Securities - Industrial Bank Co.Ltd(601166) - No
I. chuangyechuang fortune Fuxian No. 5 jing6493506493500.08% selected collective asset management plan
5 industrial Guoxin asset management Industrial Guoxin Asset Management Co., Ltd. 974025997402591.21% Management Co., Ltd
6 Ruan Shuilong Ruan Shuilong 38961030.48%
7 UBS AG UBS AG 3,246753 3,246753 0.40%
8 Xie Kai Xie Kai 357142835714280.44%
Cathay Pacific Fund - Agricultural Bank Of China Limited(601288) - Cathay Pacific Blue
Raised value No. 1 collective asset management plan 9740259740250.12%
Cathay Pacific Fund - China Construction Bank Corporation(601939) - guotai'an 129870112987010.16% 9 Cathay Pacific Fund Management and No. 1 collective asset management plan
Cathay Pacific Fund Co., Ltd. - China Construction Bank Corporation(601939) - guotai'an 129870112987010.16% Hong 1 collective asset management plan
Cathay Pacific Multi Strategy absolute return hybrid
Pension products - China Citic Bank Corporation Limited(601998) shares 129870112987010.16% Co., Ltd
Hangzhou Longli Investment Management Co., Ltd
10 bank investment partnership - Taizhou road and bridge huainstantaneous Jianxing investment partnership (limited partnership) 649350664935060.80% (limited partnership)
11 Guotai Junan Securities Co.Ltd(601211) Securities shares Guotai Junan Securities Co.Ltd(601211) 35714280.44% shares limited
CAITONG fund Caixin Securities Co., Ltd
Any company - CAITONG fund Caixin Changying 19740259740250.12% CAITONG Fund Management No. single asset management plan
12 limited company CAITONG Fund - China Everbright Bank Company Limited Co.Ltd(601818) - Southwest Securities
Securities Co., Ltd. 3246753246750.04%
CAITONG Fund - Chen Lingxia - CAITONG fund 3246750.04%
Holders of restricted shares the proportion of the restricted shares held by the holders of restricted shares to the total share capital of the listed company
Tianxi dingzeng No. 60 single asset management
Management plan
CAITONG Fund - Capital Securities Co., Ltd
Limited company - CAITONG fund Huitong No. 1 sheet 129870112987010.16% asset management plan
CAITONG Fund - Caida Securities Co.Ltd(600906) shares
Limited company - CAITONG fund CAIDA dingzeng No. 1162337616233760.20% single asset management plan
CAITONG fund Jianghai Securities Co., Ltd
Division - CAITONG fund Yuquan No. 998 single 6493506493500.08%
