Ff304 disclosure statement the next day
(share issuer - changes in issued share capital and / or share repurchases)
Form category: stock status: newly submitted
Company name: Citic Securities Company Limited(600030)
Date of submission: March 3, 2022
If the issued share capital of the listed issuer changes and needs to be disclosed in accordance with rule 13.25a of the rules for the listing of securities on the stock exchange of Hong Kong Limited (the main board listing rules) and rule 17.27a of the rules for the listing of gem securities on the stock exchange of Hong Kong Limited (the GEM Listing Rules), Chapter I must be completed. Chapter I
1. Class of shares ordinary shares class of shares H shares listed on the stock exchange of Hong Kong (note 11) yes
Description of securities code (if listed on the stock exchange of Hong Kong) 06030
Proportion of issued shares
Issue of shares the issue price per share before the issue of the relevant shares the discount of the issue price over the market value on the previous business day / (Notes 6 and 7) number of shares the number of existing issued shares (notes 1 and 7) Premium range of closing price per share (percentage)
Percentage (Note 5) (Note 7)
(notes 4, 6 and 7)
Balance at the beginning of the following dates (Note 2) February 28, 20222278327700
1). Rights issue 34174915515% HKD 17.67 HKD 18.84 - 6.21% issued H-share rights issue shares based on H-share rights issue on March 3, 2022, details
Details are set out in the company's notice dated 2 March 2022
Change date: March 3, 2022
Balance at the end of the following dates (note 8) March 3, 20222620076855
Note: on February 28, 2022, the company had 14478797674 issued shares, including 12200469974 A shares and 2278327700 H shares. On March 3, 2022, 14820546829 shares of the company were issued
Shares, including 12200469974 A shares and 2620076855 H shares.
Page 1 of 4 V 1.2.4
Ff304 we hereby confirm that, to the best of our knowledge and belief, each securities issue described in Chapter I has been duly authorized and approved by the board of directors of the issuer, and where applicable: (note 9) (I) the listed issuer has received all the funds due in this issue; (II) has fulfilled all the prerequisites for listing under "listing qualification" of the main board listing rules; (III) all conditions contained in the official letter approving the listing and trading of securities have been fulfilled; (IV) each class of securities is identical in all respects (note 10); (v) All documents required by the companies (winding up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of companies have been duly filed and all other legal requirements have been complied with; And (VI) confirm that the ownership documents have been sent in accordance with the terms of issue.
Notes to Chapter I:
1. If shares have been issued at more than one issue price per share, the weighted average issue price per share shall be provided.
2. Please fill in the closing balance date of the last "next day disclosure statement" published in accordance with rule 13.25a of the main board listing rules / rule 17.27a of the GEM Listing Rules or the last "monthly statement" published in accordance with rule 13.25b of the main board listing rules / rule 17.27b of the GEM Listing rules (whichever is later).
3. Please list all changes in issued share capital that must be disclosed in accordance with rule 13.25a of the main board listing rules / rule 17.27a of the GEM Listing Rules, together with the relevant issuance date. Each category shall be disclosed independently and sufficient information shall be provided so that users can identify the relevant categories in the "monthly statements" of the listed issuer. For example, shares issued for many times due to the exercise of share options under the same share option plan or the exchange of shares under the same convertible note must be comprehensively calculated and put under the same category
Dew. However, if an issue is made as a result of the exercise of share options under two share option plans or the conversion of shares under two convertible notes, it must be disclosed in two separate categories.
4. In calculating the percentage change in the number of shares issued by the listed issuer, reference will be made to the total number of shares issued by the issuer in the above market before the occurrence of its earliest relevant event (excluding any shares that have been repurchased or redeemed but have not been cancelled for this purpose)
Copies); The earliest relevant event was not previously disclosed in the "monthly statement" or "next day disclosure statement".
5. If the trading of shares of the listed issuer is suspended, the "closing price per share on the previous business day" shall be understood as the "closing price per share on the business day on which the shares are last traded".
6. If shares are repurchased:
■ "issued shares" shall be understood as "repurchased shares"; and
■ it is understood that the "number of existing shares before repurchase" is the percentage of the "number of issued shares to be repurchased".
7. If shares are redeemed:
■ "issue of shares" shall be understood as "redemption of shares"; and
■ "issued shares as a percentage of the number of existing issued shares prior to the issue of the relevant shares" shall be understood as "redeemed shares as a percentage of the number of existing issued shares prior to the redemption of the relevant shares".
■ "issue price per share" shall be understood as "redemption price per share".
8. The closing balance date is the date of the last relevant event disclosed.
9. Subparagraphs (I) to (VIII) are the proposed form of declaration, which may be amended on a case by case basis.
Page 2 of 4 V 1.2.4
FF30410. "Same" here refers to:
■ the same par value of the securities and the same amount payable or fully paid up;
■ the securities are entitled to receive dividends / interest calculated at the same interest rate in the same period, and the amount of dividends / interest payable to each unit at the next dividend payment is also exactly the same (total and net); and
■ securities have the same interest, such as unrestricted transfer, attendance and voting at meetings, and have the same interest in all other aspects.
11. Stock exchange of Hong Kong means the stock exchange of Hong Kong.
Page 3 of 4 V 1.2.4
Ff304 if the listed issuer repurchases shares and is required to make disclosure in accordance with rule 10.06 (4) (a) of the main board listing rules / rule 13.13 (1) of the GEM Listing Rules, it shall also complete chapter II.
The repurchase report or other information held by the issuer to indicate that the exchange is the first listing place of the issuer is not applicable
Submitted by: Liu Xiaomeng
(name)
Title: Joint Company Secretary
(director, secretary or other duly authorized officer)
