Monthly statement of changes in securities of share issuers and issuers of Hong Kong depositary securities listed in accordance with chapter 19b of the Listing Rules
As of February 28, 2022 status: newly submitted
To: Hong Kong Exchanges and Clearing Limited
Company name: Bank Of Chongqing Co.Ltd(601963)
Date of submission: March 3, 2022
1. Changes in authorized / registered share capital
1. Class of shares ordinary shares class of shares H shares listed on the stock exchange of Hong Kong (Note 1) yes
Stock code 01963 description H shares
Number of authorized / registered shares par value authorized / registered share capital
Balance at the end of last month 1579020812 RMB 1 increase / decrease (-) 0 RMB 0 balance at the end of this month 1579020812 RMB 1 RMB 15790208122 Class of shares common stock class of shares A-Shares listed on the stock exchange of Hong Kong (Note 1) no
Securities code Bank Of Chongqing Co.Ltd(601963) Description A shares
Number of authorized / registered shares par value authorized / registered share capital
Balance at the end of last month 1895484527 RMB 1 increase / decrease (-) 0 RMB 0 balance at the end of this month 1895484527 RMB 1 RMB 18954845273 Class of shares preferred stock class of shares other classes (please specify) listed on the stock exchange of Hong Kong (Note 1) yes
Securities code 04616: non cumulative perpetual overseas preferred shares with a dividend yield of 5.4% of US $750000000 (the “overseas preferred shares”)
Number of authorized / registered shares par value authorized / registered share capital
Balance at the end of last month 37500000 RMB 100 USD 750000000 increase / decrease (-) 0 USD 0 balance at the end of this month 37500000 RMB 100 USD 750000000 Total authorized / registered share capital at the end of this month: RMB 3474505339
Note: the authorized / registered capital of overseas preferred shares is calculated by multiplying the total number of overseas preferred shares issued by the issuance price of each overseas preferred share (i.e. US $20 per share).
Total authorized / registered capital at the end of this month – Common Shares: RMB 3474505339 – Preferred Shares: USD 750000000
II. Changes in issued shares
1. Class of shares ordinary shares class of shares H shares listed on the stock exchange of Hong Kong (Note 1) yes
Stock code 01963 description H shares
Balance at the end of last month 1579020812
Increase / decrease (-) 0
Balance at the end of this month: 1579020812
2. Class of shares common stock class A shares listed on the stock exchange of Hong Kong (Note 1) no
Securities code Bank Of Chongqing Co.Ltd(601963) Description A shares
Balance at the end of last month 1895484527
Increase / decrease (-) 0
Balance at the end of this month: 1895484527
3. Class of shares preferred stock class of shares other classes (please specify) listed on the stock exchange of Hong Kong (Note 1) yes
Securities code 04616: description of overseas preferred shares
Balance at the end of last month: 37500000
Increase / decrease (-) 0
Balance at the end of this month: 37500000
Page 3 of 8 V 1.0.1iii Details of changes in issued shares (a) Share options (under the issuer’s share option plan) do not apply (b) Warrants promising to issue shares of issuers to be listed do not apply (c) Convertible notes (i.e. converted into shares of the issuer to be listed)
1. Class of issuable shares ordinary shares class of H shares issuable shares to be listed on the stock exchange of Hong Kong (Note 1) yes
Stock code of issuable shares (if listed on the stock exchange of Hong Kong) (Note 1) 01963
Description of convertible stock note issuing currency the total amount issued at the end of last month changes within this month the total amount issued at the end of this month may be issued by the issuer at the end of this month
